TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO §240.13d-2(b)
CUSIP No. G06207115
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1
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NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
American Financial Group, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐
(b) ☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America - Ohio
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
2,387,368(1)
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
2,387,368(1)
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,387,368(1)
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.9%
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12
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TYPE OF REPORTING PERSON*
HC
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Item 1(a) |
Name of Issuer: Atlas Financial Holdings, Inc., a Cayman Islands corporation (the “Company”)
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Item 1(b) |
Address of Issuer's Principal Executive Office: 953 American Lane, 3rd Floor, Schaumburg, IL 60173
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Item 2(b) |
Address of Principal Business Office: Great American Insurance Group Tower
301 East Fourth Street, Cincinnati, Ohio 45202 |
Item 2(d) |
Title of Class of Securities: Common, $0.003 par value per share (the “Common Shares”)
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Item 3 |
If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b), check whether the Person Filing is a: (g) a parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G).
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(a) |
See Item 9 of page 2. Represents warrants to purchase 2,387,368 Common Shares until June 10, 2024, under a Warrant Agreement dated June 10, 2019 (the “Warrant Agreement”), at an initial exercise
price of $0.69 per share, with both the number of Common Shares subject to the Warrant Agreement and the exercise price subject to adjustment as set forth in the Warrant Agreement.
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(b) |
See Item 11 of page 2.
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(c) |
See Items 5-8 of page 2.
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Item 5 |
Ownership of 5% or Less of a Class: N/A
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Item 6 |
Ownership of More Than 5% on Behalf of Another Person: N/A
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Item 7 |
Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company: Great American Insurance Company (IC-Ohio)
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Item 8 |
Identification and Classification of Members of the Group: N/A
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Item 9 |
Notice of Dissolution of Group: N/A
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Item 10 |
Certification:
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January 31, 2023
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American Financial Group, Inc.
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By: /s/ Mark A. Weiss
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Name: Mark A. Weiss
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Title: Senior Vice President
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