SEC Form SC 13G filed by Artiva Biotherapeutics Inc.
SCHEDULE 13G
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CUSIP No. 04317A107
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Page 2 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
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venBio Global Strategic Fund III, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Cayman Islands
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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1,818,595
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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1,818,595
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,818,595
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.8%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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SCHEDULE 13G
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CUSIP No. 04317A107
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Page 3 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
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||
venBio Global Strategic GP III, L.P.
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|
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|||
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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||
Cayman Islands
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|
|
|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
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|
|
||
1,818,595
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
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|
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||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,818,595
|
|
|
|||
|
|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,818,595
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
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|
|||
|
|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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||
7.8%
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|
|||
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|
||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN, HC
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SCHEDULE 13G
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CUSIP No. 04317A107
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Page 4 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
|
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||
venBio Global Strategic GP III, Ltd.
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|
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|||
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
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|||
3
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SEC USE ONLY
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|||
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Cayman Islands
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|||
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
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|
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|
0
|
|
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|||
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||||
6
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SHARED VOTING POWER
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||
1,818,595
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|
|
|||
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|
||||
7
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SOLE DISPOSITIVE POWER
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|
|
||
0
|
|
|
|||
|
|
||||
8
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SHARED DISPOSITIVE POWER
|
|
|
||
1,818,595
|
|
|
|||
|
|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,818,595
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.8%
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|||
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||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO, HC
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SCHEDULE 13G
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CUSIP No. 04317A107
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Page 5 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
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Robert Adelman
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
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|
|||
3
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SEC USE ONLY
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|||
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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|
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|
0
|
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|
|||
|
|
||||
6
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SHARED VOTING POWER
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|
|
||
1,818,595
|
|
|
|||
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|
||||
7
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SOLE DISPOSITIVE POWER
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|
|
||
0
|
|
|
|||
|
|
||||
8
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SHARED DISPOSITIVE POWER
|
|
|
||
1,818,595
|
|
|
|||
|
|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,818,595
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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|
||
7.8%
|
|
|
|||
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|
||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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SCHEDULE 13G
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CUSIP No. 04317A107
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Page 6 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
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Corey Goodman
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|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
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|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
1,818,595
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,818,595
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,818,595
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
7.8%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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|||
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SCHEDULE 13G
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CUSIP No. 04317A107
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Page 7 of 10 Pages
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Item 1(a). |
Name of Issuer
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Item 1(b). |
Address of Issuer’s Principal Executive Offices
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Item 2(a). |
Names of Persons Filing
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i. |
venBio Global Strategic Fund III, L.P. (“Fund III”);
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ii. |
venBio Global Strategic GP III, L.P. (“General Partner III);
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iii. |
venBio Global Strategic GP III, Ltd. (“GP Ltd. III”);
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iv. |
Robert Adelman (“Mr. Adelman”); and
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v. |
Corey Goodman (“Mr. Goodman”).
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Item 2(b). |
Address of Principal Business Office or, if None, Residence
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Item 2(c). |
Citizenship
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Item 2(d). |
Title of Class of Securities
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Item 2(e). |
CUSIP Number
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Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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SCHEDULE 13G
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CUSIP No. 04317A107
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Page 8 of 10 Pages
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Item 4. |
Ownership
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Item 4(a). |
Amount Beneficially Owned
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Item 4(b). |
Percent of Class
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Item 4(c). |
Number of shares as to which such person has:
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(i) |
sole power to vote or to direct the vote: See Line 5 of cover sheets.
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(ii) |
shared power to vote or to direct the vote: See Line 6 of cover sheets.
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(iii) |
sole power to dispose or to direct the disposition of: See Line 7 of cover sheets.
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(iv) |
shared power to dispose or to direct the disposition of: See Line 8 of cover sheets.
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Item 5. |
Ownership of Five Percent or Less of a Class
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
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Item 8. |
Identification and Classification of Members of the Group
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Item 9. |
Notice of Dissolution of Group
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Item 10. |
Certification
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SCHEDULE 13G
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CUSIP No. 04317A107
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Page 9 of 10 Pages
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Dated: August 1, 2024
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VENBIO GLOBAL STRATEGIC FUND III, L.P.
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By:
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VENBIO GLOBAL STRATEGIC GP III, L.P.
General Partner
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By:
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VENBIO GLOBAL STRATEGIC GP III, LTD.
General Partner
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By:
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*
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Title:
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Director
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By:
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*
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Title:
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Director
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VENBIO GLOBAL STRATEGIC GP III, L.P.
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|||
By:
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VENBIO GLOBAL STRATEGIC GP III, LTD.
General Partner
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By:
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*
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Title:
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Director
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By:
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*
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Title:
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Director
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VENBIO GLOBAL STRATEGIC GP III, LTD.
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|||
By:
|
*
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Title:
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Director
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By:
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*
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Title:
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Director
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*
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Corey Goodman
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* | |||
Robert Adelman
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*By:
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/s/ Antoinette Delhonte
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Antoinette Delhonte
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As attorney-in-fact
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SCHEDULE 13G
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CUSIP No. 04317A107
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Page 10 of 10 Pages
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Ex.
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Page No.
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Joint Filing Agreement
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11
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2 | Power of Attorney regarding filings under the Securities Exchange Act of 1934, as amended. | 12 |