E2open Parent Holdings, Inc.
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(Name of Issuer)
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Class A Common Stock, par value $0.0001 per share
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(Title of Class of Securities)
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29788T103
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(CUSIP Number)
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December 31, 2023
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(Date of Event which Requires Filing of this Statement)
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☒
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Rule 13d-1(b)
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☐
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Rule 13d-1(c)
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☐
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Rule 13d-1(d)
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CUSIP No. 29788T103
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13G
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Page 2 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
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Nomura Holdings, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Japan
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0 |
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6
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SHARED VOTING POWER
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16,099,530 (1)
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7
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SOLE DISPOSITIVE POWER
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0 |
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8
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SHARED DISPOSITIVE POWER
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16,099,530 (1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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16,099,530
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.3% (2)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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HC
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(1) |
This represents 16,099,530 shares of Class A Common Stock beneficially owned by Nomura Global Financial Products, Inc. (“NGFP”). NGFP is a wholly owned subsidiary of Nomura Holdings, Inc., which accordingly may be deemed to beneficially
own the shares of Class A Common Stock beneficially owned by NGFP.
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(2) |
The percent of class is calculated based on 304,388,055 shares of Class A Common Stock issued and outstanding as of November 30, 2023, as reported in the Issuer’s quarterly report on Form 10-Q for the fiscal quarter ended November 30, 2023
filed with the SEC on January 9, 2024.
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CUSIP No. 29788T103
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13G
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Page 3 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
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Nomura Global Financial Products, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0 |
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6
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SHARED VOTING POWER
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16,099,530
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7
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SOLE DISPOSITIVE POWER
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0 |
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8
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SHARED DISPOSITIVE POWER
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16,099,530
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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16,099,530
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.3% (3)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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BD
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(3) |
The percent of class is calculated based on 304,388,055 shares of Class A Common Stock issued and outstanding as of November 30, 2023, as reported in the Issuer’s quarterly report on Form 10-Q for the fiscal quarter ended November 30, 2023
filed with the SEC on January 9, 2024.
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CUSIP No. 29788T103
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13G
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Page 4 of 9 Pages
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Item 1. |
(a)
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Name of Issuer:
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E2open Parent Holdings, Inc. (the “Issuer”)
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(b)
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Address of Issuer's Principal Executive Offices:
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9600 Great Hills Trail, Suite 300E
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Austin, TX 78759 |
Item 2. |
(a)
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Name of Person(s) Filing:
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Nomura Holdings, Inc.
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Nomura Global Financial Products, Inc.
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(b)
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Address of Principal Business Office or, if none, Residence:
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Nomura Holdings, Inc.
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13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo 103-8645, Japan
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Nomura Global Financial Products, Inc.
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Worldwide Plaza
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309 West 49th Street
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New York, NY 10019
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(c)
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Citizenship:
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Nomura Holdings, Inc.
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Japan
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Nomura Global Financial Products, Inc.
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Delaware |
(d)
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Title of Class of Securities:
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Class A Common Stock, par value $0.0001 per share (“Class A Common Stock”)
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(e)
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CUSIP Number:
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29788T103
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☒ |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐ |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐ |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐ |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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☐ |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐ |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☒ |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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CUSIP No. 29788T103
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13G
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Page 5 of 9 Pages
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(h)
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☐ |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐ |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐ |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)
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☐ |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
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Item 4. |
Ownership.
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Item 5. |
Ownership of Five Percent or Less of a Class.
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certification.
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CUSIP No. 29788T103
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13G
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Page 6 of 9 Pages
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Nomura Holdings, Inc.
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/s/ Samir Patel
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Name: Samir Patel
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Title: Managing Director
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Nomura Global Financial Products, Inc.
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/s/ Samir Patel
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Name: Samir Patel
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Title: Authorized Officer
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CUSIP No. 29788T103
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13G
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Page 7 of 9 Pages
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Exhibit
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Exhibit
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A
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Joint Filing Agreement
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B
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Subsidiaries
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CUSIP No. 29788T103
|
13G
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Page 8 of 9 Pages
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Nomura Holdings, Inc.
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/s/ Samir Patel
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Name: Samir Patel
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Title: Managing Director
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Nomura Global Financial Products, Inc.
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/s/ Samir Patel
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Name: Samir Patel
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Title: Authorized Officer
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CUSIP No. 29788T103
|
13G
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Page 9 of 9 Pages
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