SEC Form SC 13G filed by Intercept Pharmaceuticals Inc.
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be “filed” for the purpose of Section 18 of the Securities Exchange
Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 45845P108
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(1) Names of reporting persons Point72 Asset Management, L.P.
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(2) Check the appropriate box if a member of a group
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(a)
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(see instructions)
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(b)X
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(3) SEC use only
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(4) Citizenship or place of organization Delaware
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Number of shares beneficially owned by each reporting person with:
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(5) Sole voting power 0
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(6) Shared voting power 2,019,983 (see Item 4)
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(7) Sole dispositive power 0
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(8) Shared dispositive power 2,019,983 (see Item 4)
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(9) Aggregate amount beneficially owned by each reporting person
2,019,983 (see Item 4)
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(10) Check if the aggregate amount in Row (9) excludes certain shares
(see instructions)
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(11) Percent of class represented by amount in Row (9) 4.9% ** (see Item 4)
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(12) Type of reporting person (see instructions) PN
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CUSIP No. 45845P108
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(1) Names of reporting persons Point72 Capital Advisors, Inc.
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(2) Check the appropriate box if a member of a group
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(a)
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(see instructions)
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(b)X
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(3) SEC use only
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(4) Citizenship or place of organization Delaware
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Number of shares beneficially owned by each reporting person with:
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(5) Sole voting power 0
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(6) Shared voting power 2,019,983 (see Item 4)
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(7) Sole dispositive power 0
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(8) Shared dispositive power 2,019,983 (see Item 4)
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(9) Aggregate amount beneficially owned by each reporting person
2,019,983 (see Item 4)
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(10) Check if the aggregate amount in Row (9) excludes certain shares
(see instructions)
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(11) Percent of class represented by amount in Row (9) 4.9% ** (see Item 4)
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(12) Type of reporting person (see instructions) CO
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CUSIP No. 45845P108
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(1) Names of reporting persons Cubist Systematic Strategies, LLC
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(2) Check the appropriate box if a member of a group
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(a)
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(see instructions)
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(b)X
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(3) SEC use only
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(4) Citizenship or place of organization Delaware
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Number of shares beneficially owned by each reporting person with:
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(5) Sole voting power 0
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(6) Shared voting power 327,425 (see Item 4)
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(7) Sole dispositive power 0
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(8) Shared dispositive power 327,425 (see Item 4)
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(9) Aggregate amount beneficially owned by each reporting person
327,425 (see Item 4)
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(10) Check if the aggregate amount in Row (9) excludes certain shares
(see instructions)
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(11) Percent of class represented by amount in Row (9) 0.8% ** (see Item 4)
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(12) Type of reporting person (see instructions) OO
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CUSIP No. 45845P108
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(1) Names of reporting persons Point72 Middle East FZE
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(2) Check the appropriate box if a member of a group
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(a)
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(see instructions)
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(b)X
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(3) SEC use only
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(4) Citizenship or place of organization United Arab Emirates
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Number of shares beneficially owned by each reporting person with:
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(5) Sole voting power 0
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(6) Shared voting power 13,461 (see Item 4)
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(7) Sole dispositive power 0
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(8) Shared dispositive power 13,461 (see Item 4)
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(9) Aggregate amount beneficially owned by each reporting person
13,461 (see Item 4)
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(10) Check if the aggregate amount in Row (9) excludes certain shares
(see instructions)
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(11) Percent of class represented by amount in Row (9) <0.1% ** (see Item 4)
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(12) Type of reporting person (see instructions) OO
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CUSIP No. 45845P108
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(1) Names of reporting persons Steven A. Cohen
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(2) Check the appropriate box if a member of a group
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(a)
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(see instructions)
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(b)X
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(3) SEC use only
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(4) Citizenship or place of organization United States
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Number of shares beneficially owned by each reporting person with:
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(5) Sole voting power 0
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(6) Shared voting power 2,360,869 (see Item 4)
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(7) Sole dispositive power 0
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(8) Shared dispositive power 2,360,869 (see Item 4)
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(9) Aggregate amount beneficially owned by each reporting person
2,360,869 (see Item 4)
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(10) Check if the aggregate amount in Row (9) excludes certain shares
(see instructions)
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(11) Percent of class represented by amount in Row (9) 5.7% ** (see Item 4)
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(12) Type of reporting person (see instructions) IN
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Management”) with respect to shares of common stock, par value $0.001 per share
(“Shares”), of the Issuer held by certain investment funds it manages; (ii)
Point72 Capital Advisors, Inc. (“Point72 Capital Advisors Inc.”) with respect
to Shares held by certain investment funds managed by Point72 Asset
Management; (iii) Cubist Systematic Strategies, LLC (“Cubist Systematic
Strategies”) with respect to Shares held by certain investment funds it
manages; (iv) Point72 Middle East FZE (“Point72 Middle East”) with respect to
Shares held by certain investment funds it manages; and (v) Steven A. Cohen
(“Mr. Cohen”) with respect to Shares beneficially owned by Point72 Asset
Management, Point72 Capital Advisors Inc., Cubist Systematic Strategies, and
Point72 Middle East.
Point72 Asset Management, Point72 Capital Advisors Inc., Cubist Systematic
Strategies, Point72 Middle East, and Mr. Cohen have entered into a Joint Filing
Agreement, a copy of which is filed with this Schedule 13G as Exhibit 99.1,
pursuant to which they have agreed to file this Schedule 13G jointly in
accordance with the provisions of Rule 13d-1(k) of the Act.
Point72 Capital Advisors Inc., and Mr. Cohen is 72 Cummings Point Road,
Stamford, CT 06902; (ii) Cubist Systematic Strategies is 55 Hudson Yards,
New York, NY 10001; and (iii) Point72 Middle East is EO3, 04, Sheikh Rashid
Tower, Dubai World Trade Centre, Dubai, United Arab Emirates.
Advisors Inc. is a Delaware corporation. Cubist Systematic Strategies is a Delaware
limited liability company. Point72 Middle East is a limited liability free zone
establishment. Mr. Cohen is a United States citizen.
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The percentages set forth herein are calculated based upon 41,371,130
Shares outstanding, which is the sum of (i) the 39,400,000 Shares
outstanding following the completion of the transactions disclosed in
the Issuer’s Current Report on Form 8-K filed with the Securities and
Exchange Commission (the “SEC”) on August 26, 2022, as disclosed
in Exhibit 99.1 to the Issuer’s Current Report on Form 8-K filed with
the SEC on August 19, 2022, (ii) the 1,653,130 Shares issued by the
Issuer on September 6, 2022, as disclosed in the Issuer’s Current Report
on Form 8-K filed with the SEC on September 6, 2022, and (iii) the
318,000 Shares issued by the Issuer on September 8, 2022, as disclosed
in the Issuer’s Current Report on Form 8-K filed with the SEC on September 8, 2022.
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Strategies, Point72 Middle East, and Mr. Cohen own directly no Shares. Pursuant
to an investment management agreement, Point72 Asset Management maintains
investment and voting power with respect to the securities held by certain
investment funds it manages. Point72 Capital Advisors Inc. is the general
partner of Point72 Asset Management. Pursuant to an investment management
agreement, Cubist Systematic Strategies maintains investment and voting power
with respect to the securities held by certain investment funds it manages.
Pursuant to an investment management agreement, Point72 Middle East maintains
investment and voting power with respect to the securities held by certain
investment funds it manages. Mr. Cohen controls each of Point72 Asset
Management, Point72 Capital Advisors Inc., Cubist Systematic Strategies, and
Point72 Middle East. By reason of the provisions of Rule 13d-3 of the Securities
Exchange Act of 1934, as amended, each of (i) Point72 Asset Management,
Point72 Capital Advisors Inc. and Mr. Cohen may be deemed to beneficially own
2,019,983 Shares (constituting approximately 4.9% ** of the Shares outstanding),
(ii) Cubist Systematic Strategies and Mr. Cohen may be deemed to beneficially
own 327,425 Shares (constituting approximately 0.8% ** of the Shares outstanding) and (iii)
Point72 Middle East and Mr. Cohen may be deemed to beneficially own 13,461 Shares
(constituting <0.1% ** of the Shares outstanding). Each of Point72 Asset
Management, Point72 Capital Advisors Inc., Cubist Systematic Strategies,
Point72 Middle East, and Mr. Cohen disclaims beneficial ownership of any of the
securities covered by this statement.
referred to above were not acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect, other than activities solely in connection with a
nomination under§ 240.14a-11.
Name: Jason M. Colombo
Title: Authorized Person
Name: Jason M. Colombo
Title: Authorized Person
Name: Jason M. Colombo
Title: Authorized Person
POINT72 MIDDLE EAST FZE
Name: Rafael Lopez Espinosa
Title: Authorized Person
STEVEN A. COHEN
Name: Jason M. Colombo
Title: Authorized Person