SEC Form SC 13G filed by Nautilus Group, Inc. (The)
☐
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Rule 13d-1(b)
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☐
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Rule 13d-1(d)
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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Quinn Opportunity Partners LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
(b) ☐X
|
3
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SEC USE ONLY
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|
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF
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5
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SOLE VOTING POWER
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0
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SHARES
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|||
6
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SHARED VOTING POWER
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1,575,731
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BENEFICIALLY
|
|||
OWNED
|
|||
BY EACH
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7
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SOLE DISPOSITIVE POWER
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0
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REPORTING
|
|||
PERSON
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|||
8
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SHARED DISPOSITIVE POWER
|
1,575,731
|
|
WITH:
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,575,731
|
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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5.1%*
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12
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TYPE OF REPORTING PERSON
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OO, IA
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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Quinn Opportunity Partners GP LLC
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐X
|
3
|
SEC USE ONLY
|
|
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF
|
5
|
SOLE VOTING POWER
|
0
|
SHARES
|
|||
6
|
SHARED VOTING POWER
|
1,575,731
|
|
BENEFICIALLY
|
|||
OWNED
|
|||
BY EACH
|
7
|
SOLE DISPOSITIVE POWER
|
0
|
REPORTING
|
|||
PERSON
|
|||
8
|
SHARED DISPOSITIVE POWER
|
1,575,731
|
|
WITH:
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
1,575,731
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
5.1%*
|
12
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TYPE OF REPORTING PERSON
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OO, HC
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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Quinn Opportunities Master LP
|
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐X
|
3
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SEC USE ONLY
|
|
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Cayman Islands
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NUMBER OF
|
5
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SOLE VOTING POWER
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0
|
SHARES
|
|||
6
|
SHARED VOTING POWER
|
1,575,731
|
|
BENEFICIALLY
|
|||
OWNED
|
|||
BY EACH
|
7
|
SOLE DISPOSITIVE POWER
|
0
|
REPORTING
|
|||
PERSON
|
|||
8
|
SHARED DISPOSITIVE POWER
|
1,575,731
|
|
WITH:
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
1,575,731
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
5.1%*
|
12
|
TYPE OF REPORTING PERSON
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PN
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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Patrick Quinn
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐X
|
3
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SEC USE ONLY
|
|
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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USA
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NUMBER OF
|
5
|
SOLE VOTING POWER
|
0
|
SHARES
|
|||
6
|
SHARED VOTING POWER
|
1,575,731
|
|
BENEFICIALLY
|
|||
OWNED
|
|||
BY EACH
|
7
|
SOLE DISPOSITIVE POWER
|
0
|
REPORTING
|
|||
PERSON
|
|||
8
|
SHARED DISPOSITIVE POWER
|
1,575,731
|
|
WITH:
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
1,575,731
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
5.1%*
|
12
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TYPE OF REPORTING PERSON
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IN, HC
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(a)
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Name of Issuer
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(b)
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Address of Issuer's Principal Executive Offices
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(a)
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– (c) Name, Principal Business Address, and Citizenship of Persons Filing:
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(b)
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Title of Class of Securities
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(c)
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CUSIP Number
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(a)
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☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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☐ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☐ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐ Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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(a)
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Amount beneficially owned:
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(b)
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Percent of class:
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote:
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(ii)
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Shared power to vote or to direct the vote:
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(iii)
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Sole power to dispose or to direct the disposition of:
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(iv)
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Shared power to dispose or to direct the disposition of:
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(a)
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The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
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(b)
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The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
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