☐ | Rule 13d-1(b) |
☒
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Rule 13d-1(c)
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☐
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Rule 13d-1(d)
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CUSIP # 74764U 104
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Page 2 of 9 |
1
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NAMES OF REPORTING PERSONS
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GEM Global Yield LLC SCS (“GEM Investor”) |
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Luxembourg
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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-0-
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6
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SHARED VOTING POWER
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10,724,955(1)
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7
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SOLE DISPOSITIVE POWER
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-0-
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8
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SHARED DISPOSITIVE POWER
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10,724,955(1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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10,724,955(1) |
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐ |
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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8.9%(2) |
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN |
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1. |
Consists of 10,724,955 Common Stock, $0.0001 par value per share (“Common Stock”) of Quanergy Systems, Inc. (the “Issuer”) held by GEM Investor. GEM GP (as defined below) is the general partner of GEM Investor. Christopher F. Brown is
the sole beneficial owner of GEM GP and has voting and dispositive power over the shares held by GEM Investor.
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2. |
The percentage ownership is based upon 120,647,639 shares outstanding, including 10,724,955 shares of Common Stock that are the subject of this Schedule 13G, based on information provided by the Issuer to GEM Investor.
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CUSIP # 74764U 104
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Page 3 of 9 |
1
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NAMES OF REPORTING PERSONS
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Gem Global Yield Fund LLC (“GEM GP”) |
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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-0-
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6
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SHARED VOTING POWER
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10,724,955(1)
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7
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SOLE DISPOSITIVE POWER
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-0-
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8
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SHARED DISPOSITIVE POWER
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10,724,955(1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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10,724,955(1) |
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐ |
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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8.9%(2) |
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO |
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1. |
Consists of 10,724,955 shares of Common Stock held by GEM Investor. GEM GP is the general partner of GEM Investor. Christopher F. Brown is the beneficial sole owner of GEM GP and has voting and dispositive power over the shares held by
GEM Investor.
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2. |
The percentage ownership is based upon 120,647,639 shares outstanding, including 10,724,955 shares of Common Stock that are the subject of this Schedule 13G, based on information provided by the Issuer to GEM Investor.
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CUSIP # 74764U 104
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Page 4 of 9 |
1
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NAMES OF REPORTING PERSONS
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Christopher F. Brown |
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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-0-
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6
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SHARED VOTING POWER
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10,724,955(1)
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7
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SOLE DISPOSITIVE POWER
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-0-
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8
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SHARED DISPOSITIVE POWER
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10,724,955(1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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10,724,955(1) |
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|||
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|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐ |
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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8.9%(2) |
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN |
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1. |
Consists of 10,724,955 shares of Common Stock held by GEM Investor. GEM GP is the general partner of GEM Investor. Christopher F. Brown is the beneficial sole owner of GEM GP and has voting and dispositive power over the shares held by
GEM Investor.
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2. |
The percentage ownership is based upon 120,647,639 shares outstanding, including 10,724,955 shares of Common Stock that are the subject of this Schedule 13G, based on information provided by the Issuer to GEM Investor.
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CUSIP # 74764U 104
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Page 5 of 9 |
ITEM 1(A). |
NAME OF ISSUER
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ITEM 1(B). |
ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
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ITEM 2(A). |
NAME OF PERSONS FILING
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ITEM 2(B). |
ADDRESS OF PRINCIPAL OFFICE
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ITEM 2(C). |
CITIZENSHIP
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ITEM 2(D). |
TITLE OF CLASS OF SECURITIES
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ITEM 2(E) |
CUSIP NUMBER
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ITEM 3. |
Not applicable.
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ITEM 4.
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OWNERSHIP
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CUSIP # 74764U 104
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Page 6 of 9 |
(a) |
Amount beneficially owned:
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(b) |
Percent of Class:
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(c) |
Number of shares as to which such person has:
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(i) |
Sole power to vote or to direct the vote:
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(ii) |
Shared power to vote or to direct the vote:
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(iii) |
Sole power to dispose or to direct the disposition of:
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(iv) |
Shared power to dispose or to direct the disposition of:
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ITEM 5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
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ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
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ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
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ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
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ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP.
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ITEM 10. |
CERTIFICATION.
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CUSIP # 74764U 104
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Page 7 of 9 |
Date: August 4, 2022
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GEM Global Yield LLC SCS
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By:
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/s/ Christopher F. Brown
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Name:
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Christopher F. Brown
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Title:
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Manager
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GEM Global Yield Fund LLC
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By:
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/s/ Christopher F. Brown
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Name:
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Christopher F. Brown
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Title:
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Manager
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By:
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/s/ Christopher F. Brown
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Name:
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Christopher F. Brown
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CUSIP # 74764U 104
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Page 8 of 9 |
Found on Sequentially
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Exhibit
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Numbered Page
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Exhibit A: Agreement of Joint Filing
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9
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CUSIP # 74764U 104
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Page 9 of 9 |
Date: August 4, 2022
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GEM Global Yield LLC SCS
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By:
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/s/ Christopher F. Brown
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Name:
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Christopher F. Brown
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Title:
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Manager
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GEM Global Yield Fund LLC
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By:
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/s/ Christopher F. Brown
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Name:
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Christopher F. Brown
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Title:
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Manager
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By:
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/s/ Christopher F. Brown
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Name:
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Christopher F. Brown
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