SEC Form SC 13G filed by SkyWater Technology Inc.

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

(CUSIP Number)

(Date of Event Which Requires Filing of this Statement)

 

☐

Rule 13d-1(b)

 

☐

Rule 13d-1(c)

 

☒

Rule 13d-1(d)

CUSIP NO.

 

 

1

NAMES OF REPORTING PERSONS

 

 

 

 

 

 

 

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

3

SEC USE ONLY

 

 

 

 

 

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Delaware

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

 

 

 

 

 

6

SHARED VOTING POWER

 

 

 

 

 

 

7

SOLE DISPOSITIVE POWER

 

 

 

 

 

 

8

SHARED DISPOSITIVE POWER

 

 

 

 

 

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

 

 

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

  ☐

          

 

 

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

 

 

 

 

12

TYPE OF REPORTING PERSON*

 

 

CO

 

 

 

 

Item 1(a)

 

 

 

The name of the issuer is SkyWater Technology, Inc. (the “Issuer”).

 

 

Item 1(b)

 

 

 

 

 

Item 2(a)

 

 

 

This Schedule 13G is being filed by CMI Oxbow Partners, LLC (“CMI Oxbow”), a Delaware limited liability company, Oxbow Industries, LLC (“Oxbow Industries”), a Minnesota limited liability company, and Loren A. Unterseher (collectively with CMI Oxbow and Oxbow Industries, the “Reporting Persons”).

The Reporting Persons may be deemed to beneficially own 27,559,404 shares of the common stock of the Issuer (“Common Stock”). CMI Oxbow is the record holder of 27,559,404 shares of Common Stock. Oxbow Industries is the majority member of CMI Oxbow. Mr. Unterseher is a member, and the Managing Partner, of Oxbow Industries, and has the right to direct the management and policies of Oxbow Industries. Oxbow Industries has the right to direct the management and policies of CMI Oxbow. As a result, Mr. Unterseher may be deemed to be the beneficial owner of all the shares of Common Stock owned by Oxbow Industries, and Oxbow Industries may be deemed to be the beneficial owner of all the shares of Common Stock owned by CMI Oxbow.

 

 

Item 2(b)

 

 

 

 

 

CMI Oxbow is a Delaware limited liability company.

 

Oxbow Industries is a Minnesota limited liability company.

 

Loren A. Unterseher is a citizen of the United States of America.

Item 2(d)

 

 

 

 

 

Item 2(e)

 

 

 

 

 

Item 3

 

 

 

Not applicable.

 

 

Item 4

Ownership:

 

(a)

  Amount beneficially owned: 

 

 

(b)

  Percent of class: 

 

CMI Oxbow                                      70.6%¹

Oxbow Industries                               70.6%¹

Loren A. Unterseher                           70.6%¹

 

(c)

  Number of shares as to which such person has: 

 

 

(i)

  Sole power to vote or direct the vote: -0- for all Reporting Persons 

 

 

 

(ii)

  Shared power to vote or direct the vote:

 

 

 

(iii)

  Sole power to dispose or direct the disposition:  -0- for all Reporting Persons 

 

 

 

(iv)

  Shared power to dispose or direct the disposition:

Item 5

 

 

 

 

 

Item 6

 

 

 

Not applicable.

 

 

Item 7

 

 

 

Not applicable.

 

 

Item 8

 

 

 

Not applicable.

 

 

Item 9

 

 

 

Not applicable.

 

 

Item 10