• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Dashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlerts
    Company
    AboutQuantisnow PlusContactJobs
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form SC 13G filed by Smith & Wesson Brands Inc.

    2/10/23 2:42:36 PM ET
    $SWBI
    Ordnance And Accessories
    Industrials
    Get the next $SWBI alert in real time by email
    SC 13G 1 SEC13G_Filing.htm SEC SCHEDULE 13G

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    SCHEDULE 13G

    Under the Securities Exchange Act of 1934

    (Amendment No. _ )*

                

    Smith & Wesson Brands Inc


    (Name of Issuer)

    Common Stock


    (Title of Class of Securities)

    831754106


    (CUSIP Number)

    December 30, 2022


    (Date of Event Which Requires Filing of this Statement)

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

    [X] Rule 13d-1(b)
    [ ] Rule 13d-1(c)
    [ ] Rule 13d-1(d)

    * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

    The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes.)


    CUSIP No. 831754106

    1. NAMES OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

    Dimensional Fund Advisors LP
    30-0447847
    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

    (a) [ ]
    (b) [X]
    3. SEC USE ONLY
    4. CITIZENSHIP OR PLACE OF ORGANIZATION

    Delaware Limited Partnership

    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

    5. SOLE VOTING POWER 2,255,656 ** see Note 1 **
    6. SHARED VOTING POWER 0
    7. SOLE DISPOSITIVE POWER 2,297,160 ** see Note 1 **
    8. SHARED DISPOSITIVE POWER 0
    9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    2,297,160 ** see Note 1 **
    10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

    [ ]
    11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

    5.0%
    12. TYPE OF REPORTING PERSON

    IA

    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    


    Item 1.
    (a) Name of Issuer
    Smith & Wesson Brands Inc
    (b) Address of Issuer's Principal Executive Offices
    2100 Roosevelt Avenue, Springfield, MA 01104
    Item 2.
    (a) Name of Person Filing
    Dimensional Fund Advisors LP
    (b) Address of Principal Business Office or, if None, Residence
    6300 Bee Cave Road, Building One, Austin, TX 78746
    (c) Citizenship
    Delaware Limited Partnership
    (d) Title of Class of Securities
    Common Stock
    (e) CUSIP Number
    831754106
    Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
    (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
    (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
    (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
    (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
    (e) [X] An investment adviser in accordance with Rule 240.13d-1(b)(1)(ii)(E);
    (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 240.13d-1(b)(1)(ii)(F);
    (g) [ ] A parent holding company or control person in accordance with Rule 240.13d-1(b)(1)(ii)(G);
    (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    (j) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J).
    Item 4. Ownership.
    Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
    (a) Amount Beneficially Owned:
    2,297,160 ** see Note 1 **
    (b) Percent of Class:
    5.0%
    (c) Number of shares as to which such person has:
    (i) sole power to vote or to direct the vote 2,255,656 ** see Note 1 **
    (ii) shared power to vote or to direct the vote 0
    (iii) sole power to dispose or to direct the disposition of 2,297,160 ** see Note 1 **
    (iv) shared power to dispose or to direct the disposition of 0
    ** Note 1 ** Dimensional Fund Advisors LP, an investment adviser registered under Section 203 of the Investment Advisors Act of 1940, furnishes investment advice to four investment companies registered under the Investment Company Act of 1940, and serves as investment manager or sub-adviser to certain other commingled funds, group trusts and separate accounts (such investment companies, trusts and accounts, collectively referred to as the "Funds"). In certain cases, subsidiaries of Dimensional Fund Advisors LP may act as an adviser or sub-adviser to certain Funds. In its role as investment advisor, sub-adviser and/or manager, Dimensional Fund Advisors LP or its subsidiaries (collectively, "Dimensional") may possess voting and/or investment power over the securities of the Issuer that are owned by the Funds, and may be deemed to be the beneficial owner of the shares of the Issuer held by the Funds. However, all securities reported in this schedule are owned by the Funds. Dimensional disclaims beneficial ownership of such securities. In addition, the filing of this Schedule 13G shall not be construed as an admission that the reporting person or any of its affiliates is the beneficial owner of any securities covered by this Schedule 13G for any other purposes than Section 13(d) of the Securities Exchange Act of 1934.
    Item 5. Ownership of Five Percent or Less of Class.
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
    Item 6. Ownership of More than Five Percent on Behalf of Another Person.
    The Funds described in Note 1 above have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the securities held in their respective accounts. To the knowledge of Dimensional, the interest of any one such Fund does not exceed 5% of the class of securities. Dimensional Fund Advisors LP disclaims beneficial ownership of all such securities.
    Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
    Not Applicable
    Item 8. Identification and Classification of Members of the Group.

    Not Applicable. This schedule is not being filed pursuant to Rule 13d-1(b)(1)(ii)(J) or Rule 13d-1(d).
    Item 9. Notice of Dissolution of Group.

    Not Applicable
    Item 10. Certification.

    By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


    SIGNATURE

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

    Dimensional Fund Advisors LP
    By: Dimensional Holdings Inc., General Partner
    By: /s/ Selwyn Notelovitz
    Date: February 14, 2023
    Name: Selwyn Notelovitz
    Title: Global Chief Compliance Officer

    Get the next $SWBI alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $SWBI

    DatePrice TargetRatingAnalyst
    1/27/2025$13.00Hold → Buy
    Lake Street
    12/6/2024$18.00 → $13.00Buy → Hold
    Lake Street
    12/6/2024$18.00 → $13.00Buy → Hold
    Craig Hallum
    3/8/2024$14.00 → $18.00Hold → Buy
    Craig Hallum
    12/7/2022$22.00 → $13.50Buy
    Lake Street
    12/3/2021$38.00 → $22.00Outperform → Market Perform
    Cowen
    9/2/2021$22.00 → $25.00Hold
    Craig Hallum
    More analyst ratings

    $SWBI
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more
    • SEC Form SC 13G/A filed by Smith & Wesson Brands Inc. (Amendment)

      SC 13G/A - SMITH & WESSON BRANDS, INC. (0001092796) (Subject)

      2/13/24 5:14:04 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • SEC Form SC 13G/A filed by Smith & Wesson Brands Inc. (Amendment)

      SC 13G/A - SMITH & WESSON BRANDS, INC. (0001092796) (Subject)

      2/13/24 10:47:18 AM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • SEC Form SC 13G/A filed by Smith & Wesson Brands Inc. (Amendment)

      SC 13G/A - SMITH & WESSON BRANDS, INC. (0001092796) (Subject)

      2/9/24 9:59:18 AM ET
      $SWBI
      Ordnance And Accessories
      Industrials

    $SWBI
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    See more
    • Smith & Wesson Brands upgraded by Lake Street with a new price target

      Lake Street upgraded Smith & Wesson Brands from Hold to Buy and set a new price target of $13.00

      1/27/25 8:44:08 AM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • Smith & Wesson Brands downgraded by Lake Street with a new price target

      Lake Street downgraded Smith & Wesson Brands from Buy to Hold and set a new price target of $13.00 from $18.00 previously

      12/6/24 8:26:18 AM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • Smith & Wesson Brands downgraded by Craig Hallum with a new price target

      Craig Hallum downgraded Smith & Wesson Brands from Buy to Hold and set a new price target of $13.00 from $18.00 previously

      12/6/24 8:25:19 AM ET
      $SWBI
      Ordnance And Accessories
      Industrials

    $SWBI
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • Newman Ferrara with Congregations of Catholic Sisters File Suit Related to Smith & Wesson's Marketing and Sale of AR-15 Assault Rifles (NASDAQ: SWBI)

      Newman Ferrara LLP today announced that a coalition of four congregations of Catholic Sisters represented by the firm filed a stockholder derivative lawsuit naming officers and directors of Smith & Wesson Brands Inc. ("Smith & Wesson" or the "Company") for wrongdoing related to the marketing and sale of AR-15-style assault weapons. The suit, filed in the Eighth Judicial District Court, Clark County, Nevada, alleges that the defendants breached their fiduciary duty to the Company and its stockholders by knowingly and intentionally violating federal, state, and local laws, thereby exposing the Company to significant liability. "Much like the pharmaceutical companies being hammered by civil

      12/5/23 12:02:00 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Fiscal 2023 Financial Results

      - Q4 Net Sales of $144.8 Million- Q4 Gross Margin of 29.0%; Non-GAAP Gross Margin of 29.4%- Q4 EPS of $0.28/Share; Q4 Adjusted EPS of $0.32/Share- Q4 Adjusted EBITDAS Margin of 20.9%- Board of Directors Authorized 20% Increase in Quarterly DividendSpringfield, Massachusetts--(Newsfile Corp. - June 22, 2023) - Smith & Wesson Brands, Inc. (NASDAQ:SWBI), a U.S.-based leader in firearm manufacturing and design, today announced financial results for the fourth quarter and full fiscal year 2023, ended April 30, 2023. Fourth Quarter Fiscal 2023 Financial HighlightsNet sales were $144.8 million, a decrease of $36.5 million, or 20.1%, from the comparable q

      6/22/23 4:05:00 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2023 Financial Results

      - Q3 Net Sales of $129.0 Million- Q3 Gross Margin of 32.4%; Non-GAAP Gross Margin of 32.7%- Q3 EPS of $0.24/Share; Q3 Adjusted EBITDAS Margin of 18.4%Springfield, Massachusetts--(Newsfile Corp. - March 9, 2023) - Smith & Wesson Brands, Inc. (NASDAQ:SWBI), a U.S.-based leader in firearm manufacturing and design, today announced financial results for the third quarter fiscal year 2023, ended January 31, 2023. Third Quarter Fiscal 2023 Financial HighlightsNet sales were $129.0 million, a decrease of $48.7 million, or 27.4%, from the comparable quarter last year, but $1.6 million, or 1.3%, higher than the comparable quarter in fiscal 2020, which was the last pre-pandem

      3/9/23 4:07:00 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials

    $SWBI
    SEC Filings

    See more
    • SEC Form 8-K filed by Smith & Wesson Brands Inc.

      8-K - SMITH & WESSON BRANDS, INC. (0001092796) (Filer)

      5/2/25 4:16:54 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • SEC Form 10-Q filed by Smith & Wesson Brands Inc.

      10-Q - SMITH & WESSON BRANDS, INC. (0001092796) (Filer)

      3/6/25 4:15:22 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • Smith & Wesson Brands Inc. filed SEC Form 8-K: Results of Operations and Financial Condition

      8-K - SMITH & WESSON BRANDS, INC. (0001092796) (Filer)

      3/6/25 4:05:38 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials

    $SWBI
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Officer Mcpherson Deana L covered exercise/tax liability with 615 shares, decreasing direct ownership by 0.45% to 137,484 units (SEC Form 4)

      4 - SMITH & WESSON BRANDS, INC. (0001092796) (Issuer)

      5/7/25 4:54:04 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • Officer Smith Mark Peter covered exercise/tax liability with 2,045 shares, decreasing direct ownership by 0.40% to 511,435 units (SEC Form 4)

      4 - SMITH & WESSON BRANDS, INC. (0001092796) (Issuer)

      5/7/25 4:51:28 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • Vice President, Sales Cupero Susan Jean covered exercise/tax liability with 447 shares, decreasing direct ownership by 0.82% to 53,804 units (SEC Form 4)

      4 - SMITH & WESSON BRANDS, INC. (0001092796) (Issuer)

      5/7/25 4:47:03 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials

    $SWBI
    Financials

    Live finance-specific insights

    See more
    • Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Fiscal 2023 Financial Results

      - Q4 Net Sales of $144.8 Million- Q4 Gross Margin of 29.0%; Non-GAAP Gross Margin of 29.4%- Q4 EPS of $0.28/Share; Q4 Adjusted EPS of $0.32/Share- Q4 Adjusted EBITDAS Margin of 20.9%- Board of Directors Authorized 20% Increase in Quarterly DividendSpringfield, Massachusetts--(Newsfile Corp. - June 22, 2023) - Smith & Wesson Brands, Inc. (NASDAQ:SWBI), a U.S.-based leader in firearm manufacturing and design, today announced financial results for the fourth quarter and full fiscal year 2023, ended April 30, 2023. Fourth Quarter Fiscal 2023 Financial HighlightsNet sales were $144.8 million, a decrease of $36.5 million, or 20.1%, from the comparable q

      6/22/23 4:05:00 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2023 Financial Results

      - Q3 Net Sales of $129.0 Million- Q3 Gross Margin of 32.4%; Non-GAAP Gross Margin of 32.7%- Q3 EPS of $0.24/Share; Q3 Adjusted EBITDAS Margin of 18.4%Springfield, Massachusetts--(Newsfile Corp. - March 9, 2023) - Smith & Wesson Brands, Inc. (NASDAQ:SWBI), a U.S.-based leader in firearm manufacturing and design, today announced financial results for the third quarter fiscal year 2023, ended January 31, 2023. Third Quarter Fiscal 2023 Financial HighlightsNet sales were $129.0 million, a decrease of $48.7 million, or 27.4%, from the comparable quarter last year, but $1.6 million, or 1.3%, higher than the comparable quarter in fiscal 2020, which was the last pre-pandem

      3/9/23 4:07:00 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials
    • Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2023 Financial Results

      Q2 Net Sales of $121.0 MillionQ2 Gross Margin of 32.4%; Non-GAAP Gross Margin of 33.9%Q2 EPS of $0.21/Share; Q2 Adjusted EBITDAS Margin of 21.1%SPRINGFIELD, Mass., Dec. 6, 2022 /PRNewswire/ -- Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and design, today announced financial results for the second quarter fiscal year 2023, ended October 31, 2022. Second Quarter Fiscal 2023 Financial HighlightsNet sales were $121.0 million, a decrease of $109.4 million, or 47.5%, from the comparable quarter last year, but $7.3 million, o

      12/6/22 4:05:00 PM ET
      $SWBI
      Ordnance And Accessories
      Industrials