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Rule 13d-1(b)
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☒
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Rule 13d-1(c)
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Rule 13d-1(d)
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The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
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1
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NAMES OF REPORTING PERSONS
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City of Hope
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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California
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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2,914,382
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6
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SHARED VOTING POWER
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0 |
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7
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SOLE DISPOSITIVE POWER
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2,914,382
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8
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SHARED DISPOSITIVE POWER
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0 |
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,914,382
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.2% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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Item 1(a). |
Name of Issuer:
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Item 1(b). |
Address of Issuer’s Principal Executive Officers:
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Item 2(a). |
Name of Person Filing:
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Item 2(b). |
Address or Principal Business Office or, if None, Residence:
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Item 2(c). |
Citizenship:
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Item 2(d). |
Title of Class of Securities:
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Item 2(e). |
CUSIP No.:
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Item 3. |
If this Statement is Filed Pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the
Person Filing is a:
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Item 4. |
Ownership.
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(i) |
Sole power to vote or to direct the vote: See Item 5 of each cover page.
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(ii) |
Shared power to vote or to direct the vote: See Item 6 of each cover page.
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(iii) |
Sole power to dispose or to direct the disposition of: See Item 7 of each cover page.
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(iv) |
Shared power to dispose or to direct the disposition of: See Item 8 of each cover page.
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Item 5. |
Ownership of 5 Percent or Less of a Class.
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Item 6. |
Ownership of More than 5 Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certifications.
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Dated: December 22, 2023
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City of Hope
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By:
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/s/ Jo Ann Escasa-Haigh
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Name:
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Jo Ann Escasa-Haigh
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Title:
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Treasurer & CFO
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