SEC Form SC 13G filed by uniQure N.V.

1

NAMES OF REPORTING PERSONS

 

 

 

 

 

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)☐

(b)☒

 

 

3

SEC USE ONLY

 

 

 

 

 

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

 

 0

 

 

 

 

6

SHARED VOTING POWER

 

 

 

 

 

 

 

7

SOLE DISPOSITIVE POWER

 

 

 0

 

 

 

 

8

SHARED DISPOSITIVE POWER

 

 

 

 

 

 

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

 

 

 

 

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

☐

 

 

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

 

 

 

 

 

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

 

 

 

 

 

 

Item 1. (a)

Name of Issuer

The name of the issuer is uniQure N.V. (the “Issuer”).

Item 1. (b)

Address of Issuer’s Principal Executive Offices

The Issuer’s principal executive offices are located at Paasheuvelweg 25a 1105 BP Amsterdam, The Netherlands.

Item 2. (a)

Name of Person Filing

This Schedule 13G is jointly filed by Boxer Capital, LLC (“Boxer Capital”), Boxer Asset Management Inc. (“Boxer Management”) and Joe Lewis (collectively, the “Reporting Persons”). Boxer Management is the managing member and majority owner of Boxer Capital. Joe Lewis is the sole indirect beneficial owner of and controls Boxer Management.

Item 2. (b)

Address of Principal Business Office or, if None, Residence

The principal business address of Boxer Capital is: 12860 El Camino Real, Suite 300, San Diego, CA 92130. The principal business address of Boxer Management and Joe Lewis is: Cay House, EP Taylor Drive N7776, Lyford Cay, New Providence, Bahamas.

 Item 2. (c)

Citizenship

Boxer Capital is a limited liability company organized under the laws of Delaware. Boxer Management is a corporation organized under the laws of the Bahamas. Joe Lewis is a citizen of the United Kingdom.

Item 2. (d)

Title of Class of Securities

Ordinary Shares, €0.05 par value per share (“Common Stock”).

Item 2. (e)

CUSIP Number

The CUSIP number for the Common Stock is N90064101.

Item 3.

If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

Not Applicable.

Item 4.

Ownership

(a)

Amount beneficially owned:

The Reporting Persons beneficially own 2,500,000 shares of Common Stock.

(b)

Percent of class:

The percentage of beneficial ownership set forth herein is based on 48,549,437 shares of Common Stock reported outstanding on May 2, 2024 in the Quarterly Report on Form 10-Q filed by the Issuer with the Securities and Exchange Commission on May 7, 2024. The number of shares of Common Stock beneficially owned by the Reporting Persons represent 5.1% of the Issuer’s outstanding shares of Common Stock.

(c)

Number of shares as to which such person has:

(i)

Sole power to vote or to direct the vote:

None of the Reporting Persons has sole power to vote or to direct the vote of any shares of Common Stock.

(ii)

Shared power to vote or to direct the vote:

Boxer Capital, Boxer Management and Joe Lewis have shared power to vote or to direct the vote of 2,500,000 shares of Common Stock.

(iii)

 Sole power to dispose or to direct the disposition of:

None of the Reporting Persons has sole power to dispose or to direct the disposition of any shares of Common Stock.

(iv)

 Shared power to dispose or to direct the disposition of:

Boxer Capital, Boxer Management and Joe Lewis have shared power to dispose or to direct the disposition of 2,500,000 shares of Common Stock.

Item 5.

Ownership of Five Percent or Less of a Class

Not Applicable.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Other than as may result from indirect interests of investors in Boxer Capital, no persons other than the Reporting Persons have the right to receive or the power to direct the receipt of dividends, or proceeds of sale of the securities disclosed herein.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

Not Applicable.

Item 8.

Identification and Classification of Members of the Group

See Item 2.

Item 9.

Notice of Dissolution of Group

Not Applicable.

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

Exhibits

      1

Joint Filing Agreement, dated July 18, 2024, among the Reporting Persons.