1
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NAME OF REPORTING PERSONS
Air T, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ☒ |
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
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SOLE VOTING POWER
0
|
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6
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SHARED VOTING POWER
0
|
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7
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SOLE DISPOSITIVE POWER
0
|
||||
8
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SHARED DISPOSITIVE POWER
0
|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
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10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
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☐
|
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
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12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAME OF REPORTING PERSONS
Space Age Insurance Company
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a) ☐
(b) ☒ |
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Utah
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
|||
6
|
SHARED VOTING POWER
0
|
||||
7
|
SOLE DISPOSITIVE POWER
0
|
||||
8
|
SHARED DISPOSITIVE POWER
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
☐
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
Item 1(a). |
Name of Issuer:
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Item 1(b). |
Address of Issuer’s Principal Executive Offices:
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Item 2(a). |
Name of Persons Filing:
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Item 2(b). |
Address of Principal Business Office or, if none, Residence:
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Item 2(c). |
Citizenship:
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Item 2(d). |
Title of Class of Securities:
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Item 2(e). |
CUSIP Number:
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Item 3. |
If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c),
check whether the person filing is a:
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Item 4. |
Ownership:
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(a) |
Amount Beneficially Owned: See Row 9 of cover page for each Reporting Person.
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(b) |
Percent of Class: See Row 11 of cover page for each Reporting Person.
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(c) |
Number of shares as to which such person has:
|
(i) |
sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person.
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(ii) |
shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person.
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(iii) |
sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person.
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(iv) |
shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person.
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Item 5. |
Ownership of Five Percent or Less of a Class:
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person:
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company or Control Person:
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Item 8. |
Identification and Classification of Members of the Group:
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Item 9. |
Notice of Dissolution of Group:
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Item 10. |
Certification:
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99.1 |
Joint Filing Agreement*
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AIR T, INC.
By: /s/ Brian Ochocki
Brian Ochocki
Chief Financial Officer
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SPACE AGE INSURANCE COMPANY
By: /s/ Mark Jundt
Mark Jundt
Director
|