UNITED STATES | ||||||||
SECURITIES AND EXCHANGE COMMISSION | ||||||||
Washington, D.C. 20549 |
(Amendment No. 1)*
o | Rule 13d-1(b) | ||||
o | Rule 13d-1(c) | ||||
x | Rule 13d-1(d) |
CUSIP No. 254067101 | |||||||||||||||||
1. | Names of Reporting Persons. William T. Dillard, II | ||||||||||||||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||||||||||||||||
(a) | o | ||||||||||||||||
(b) | x | ||||||||||||||||
3. | SEC Use Only | ||||||||||||||||
4. | Citizenship or Place of Organization United States | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 934,409 | |||||||||||||||
6. | Shared Voting Power 0 | ||||||||||||||||
7. | Sole Dispositive Power 934,409 | ||||||||||||||||
8. | Shared Dispositive Power 0 | ||||||||||||||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 934,409 | ||||||||||||||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | ||||||||||||||||
11. | Percent of Class Represented by Amount in Row (9) 5.2% | ||||||||||||||||
12. | Type of Reporting Person (See Instructions) IN | ||||||||||||||||
CUSIP No. 254067101 |
Item 1. | |||||||||||
(a) | Name of Issuer Dillard's, Inc. (the "Issuer") | ||||||||||
(b) | Address of Issuer’s Principal Executive Offices 1600 Cantrell Road, Little Rock, AR 72201 | ||||||||||
Item 2. | |||||||||||
(a) | Name of Person Filing William T. Dillard, II | ||||||||||
(b) | Address of Principal Business Office or, if none, Residence: c/o Dillard's Inc. 1600 Cantrell Road, Little Rock, AR 72201 | ||||||||||
(c) | Citizenship United States | ||||||||||
(d) | Title of Class of Securities Class A Common Stock | ||||||||||
(e) | CUSIP Number 254067101 | ||||||||||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||||||||||
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |||||||||
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |||||||||
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |||||||||
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | |||||||||
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |||||||||
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |||||||||
(g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |||||||||
(h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||||||
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||||||||
(j) | o | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | |||||||||
(k) | o | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ |
CUSIP No. 254067101 |
Item 4. | Ownership. | ||||||||||
(a) | Amount beneficially owned: 934,409(1) | ||||||||||
(b) | Percent of class: 5.2% | ||||||||||
(c) | Number of shares as to which the person has: | ||||||||||
(i) | Sole power to vote or to direct the vote 934,409 | ||||||||||
(ii) | Shared power to vote or to direct the vote 0 | ||||||||||
(iii) | Sole power to dispose or to direct the disposition of 934,409 | ||||||||||
(iv) | Shared power to dispose or to direct the disposition of 0 | ||||||||||
(1) Does not include 41,496 shares of Class A Common Stock and 3,985,776 shares of Class B Common Stock owned by W.D. Company, Inc. William Dillard, II, Chairman and Chief Executive Officer of the Issuer, Alex Dillard, President of the Issuer, and Mike Dillard, Executive Vice President of the Issuer, are officers and directors of W.D. Company, Inc and own 27.4%, 27.9% and 26.3%, respectively, of the outstanding voting stock of such company. William Dillard, II, Alex Dillard and Mike Dillard act by majority with respect to voting and dispositive power over these shares. William Dillard, II disclaims beneficial ownership over all shares of Class A Common Stock and Class B Common Stock held by W.D. Company, Inc. There are currently 4,010,233 shares of the Issuer’s Class B Common Stock outstanding. Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis. The holders of Class B Common Stock are empowered as a class to elect two-thirds of the directors serving on the Issuer’s Board of Directors. | |||||||||||
Item 5. | Ownership of Five Percent or Less of a Class | ||||||||||
Not Applicable. | |||||||||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||||||||||
Not Applicable. | |||||||||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | ||||||||||
Not Applicable. | |||||||||||
Item 8. | Identification and Classification of Members of the Group | ||||||||||
Not Applicable. | |||||||||||
Item 9. | Notice of Dissolution of Group | ||||||||||
Not Applicable. |
CUSIP No. 254067101 |
Item 10. | Certification | ||||
Not Applicable. |
Date: February 10, 2021 | WILLIAM DILLARD, II | ||||
/s/ William Dillard, II |