UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of
1934
(Amendment No. 1)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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CUSIP No. |
86737U102 |
| 1 | NAMES OF REPORTING PERSONS: | ||||
| Witttenberg Investment Management, Inc. | |||||
| Joel B. Wittenberg | |||||
| 2 | CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): | ||||
| (a) [ ] | |||||
| (b) [ ] | |||||
| 3 | SEC USE ONLY: | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
| Wittenberg Investment Management, Inc. -- California | |||||
| Joel B. Wittenberg -- U.S. Citizen | |||||
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | SOLE VOTING POWER: | |||
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0 | |||||
| 6 | SHARED VOTING POWER: | ||||
Wittenberg Investment Management, Inc. - 528,553 | |||||
Joel B. Wittenberg - 528,553* *Mr. Wittenberg is deemed the beneficial owner of the shares beneficially owned by Wittenberg Investment Management, Inc. |
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| 7 | SOLE DISPOSITIVE POWER: | ||||
0 | |||||
| 8 | SHARED DISPOSITIVE POWER: | ||||
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Wittenberg Investment Management, Inc. - 528,553 | |||||
Joel B. Wittenberg - 528,553* *Mr. Wittenberg is deemed the beneficial owner of the shares beneficially owned by Wittenberg Investment Management, Inc. |
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| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
| Wittenberg Investment Management, Inc. - 528,553 | |||||
Joel B. Wittenberg - 528,553* *Mr. Wittenberg is deemed the beneficial owner of the shares beneficially owned by Wittenberg Investment Management, Inc. | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
| [ ] | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
| Wittenberg Investment Management, Inc. - 7.7% | |||||
Joel B. Wittenberg - 7.7%* *Mr. Wittenberg is deemed the beneficial owner of the shares beneficially owned by Wittenberg Investment Management, Inc. Based on a total of 6,899,321 Common Shares of the Issuer outstanding as of November 12, 2020, as reported in the Issuer's Quarterly Report on Form 10-Q for the period ended September 30, 2020, filed with the Securities and Exchange Commission on November 13, 2020. | |||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
| Wittenberg Investment Management, Inc. - IA | |||||
| Joel B. Wittenberg - IN | |||||
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Item 1(a)
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Name of Issuer. | |
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SunLink Health Systems, Inc. | |
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Item 1(b)
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Address of Issuer's Principal Executive Offices. | |
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900 Circle 75 Parkway, Suite 690 Atlanta, Georgia 30339 |
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Item 2(a)
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Name of Person Filing. | |
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Witttenberg Investment Management, Inc. | |
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Item 2(b)
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Address of Principal Business Office or, if none, Residence. | |
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650 Concord Street, Suite 203 Carlisle, Massachusetts 01741 |
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Item 2(c)
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Citizenship. | |
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Wittenberg Investment Management, Inc. is a California corporation. |
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Item 2(d)
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Title of Class of Securities. | |
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Common Shares, no par value | |
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Item 2(e)
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CUSIP Number. | |
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86737U102 | |
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| Item 3 | This statement is filed pursuant to Rules 13d-1(b), 13d-2(b) or 13d-2(c), and the person filing is a: | |||
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(e) Investment Adviser in accordance with Sec. 240.13d-1(b)(1)(ii)(E). | |||
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| Item 4 | Ownership. | |||
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(a) | Amount
beneficially owned:
Wittenberg Investment Management, Inc. - 528,553 Joel B. Wittenberg - 528,553* *Mr. Wittenberg is deemed the beneficial owner of the shares beneficially owned by Wittenberg Investment Management, Inc. | ||
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(b) | Percent of Class: Wittenberg Investment Management, Inc. - 7.7% Joel B. Wittenberg - 7.7%* *Mr. Wittenberg is deemed the beneficial owner of the shares beneficially owned by Wittenberg Investment Management, Inc. Based on a total of 6,899,321 Common Shares of the Issuer outstanding as of November 12, 2020, as reported in the Issuer's Quarterly Report on Form 10-Q for the period ended September 30, 2020, filed with the Securities and Exchange Commission on November 13, 2020. | ||
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(c) | Number of Shares as to which the person
has:
(i) Sole power to vote or to direct the vote: 0 Wittenberg Investment Management, Inc. - 528,553 *Mr. Wittenberg is deemed the beneficial owner of the shares beneficially owned by Wittenberg Investment Management, Inc. (iii) Sole power to dispose or to direct the disposition of:0 (iv) Shared power to dispose or to direct the disposition of: Wittenberg Investment Management, Inc. - 528,553 *Mr. Wittenberg is deemed the beneficial owner of the shares beneficially owned by Wittenberg Investment Management, Inc. | ||
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| Item 5 | Ownership of Five Percent or Less of a Class. | |||
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| Not applicable. | ||||
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| Item 6 | Ownership of More Than Five Percent on Behalf of Another Person. | |||
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| Not applicable. | ||||
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| Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company or Control Person. | |||
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| Not applicable. | ||||
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| Item 8 | Identification and Classification of Members of the Group. | |||
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| Not applicable. | ||||
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| Item 9 | Notice of Dissolution of Group. | |||
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| Not applicable. | ||||
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| Item 10 | Certification. | |||
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| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | ||||
| WITTENBERG INVESTMENT MANAGEMENT, INC. | ||||||
| Date: February 10, 2021 | ||||||
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| By: | /s/ Beth N. Lowson | |||||
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| Name: Beth N. Lowson | ||||||
| Title: Attorney-In-Fact | ||||||
| The Nelson Law Firm, LLC | ||||||
| 445 Hamilton Avenue | ||||||
| Suite 1102 | ||||||
| White Plains, NY 10601 | ||||||
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By: | /s/ Joel B. Wittenberg |
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| Joel B. Wittenberg | ||
| President, Wittenberg Investment Management, Inc. | ||