UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2(b)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 6)*
POLARITYTE, INC.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
731094108
(CUSIP Number)
December 31, 2020
(Date
of Event which Requires Filing of this Statement)
Check the appropriate box to designate the Rule pursuant to which this Schedule is filed:
[ ] | Rule 13d – 1(b) | |
[X] | Rule 13d – 1(c) | |
[ ] | Rule 13d – 1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 731094108 | |||
1. | NAME
OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Barry Honig | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||
(a) | [ ] | ||
(b) | [ ] | ||
3. | SEC USE ONLY | ||
4. | CITIZENSHIP
OR PLACE OF ORGANIZATION United States |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE
VOTING POWER 0 |
6. | SHARED
VOTING POWER 787,314 | |
7. | SOLE
DISPOSITIVE POWER 0 | |
8. | SHARED
DISPOSITIVE POWER 787,314 |
9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 787,314 (1) | |
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] | |
11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.31% (based on 60,132,822 shares outstanding as of January 8, 2021) | |
12. | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
(1) | Includes (i) 393,054 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“Roth 401K”), (ii) 344,952 shares of common stock held by GRQ Consultants, Inc. 401K (“401K”), and (iii) 49,308 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Renee Honig (“Renee 401K”). |
Barry Honig’s father, Alan S. Honig (“Alan Honig”), and Barry Honig’s wife, Renee Honig (“Renee Honig”), are co-trustees of each of 401K, Roth 401K and Renee 401K. By virtue of his current relationship with his father with regard to the shares of common stock held by 401K, Roth 401K and Renee 410K, and the spousal relationship with his wife with regard to the shares of common stock held by 401K, Roth 401K and Renee 401K, Barry Honig may have influence on all of the shares of common stock held by each of 401K, Roth 401K and Renee 401K, and may be deemed, directly or indirectly, to have beneficial ownership of all such shares of common stock. |
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CUSIP No. 731094108 | |||
1. | NAME
OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Renee Noel Honig | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||
(a) | [ ] | ||
(b) | [ ] | ||
3. | SEC USE ONLY | ||
4. | CITIZENSHIP
OR PLACE OF ORGANIZATION United States |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE
VOTING POWER 0 |
6. | SHARED
VOTING POWER 787,314 | |
7. | SOLE
DISPOSITIVE POWER 0 | |
8. | SHARED
DISPOSITIVE POWER 787,314 |
9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 787,314 (1) | |
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] | |
11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.31% (based on 60,132,822 shares outstanding as of January 8, 2021) | |
12. | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
(1) | Includes (i) 393,054 shares of common stock held by Roth 401K, (ii) 344,952 shares of common stock held by 401K, and (iii) 49,308 shares of common stock held by Renee 401K. |
Renee Honig is co-trustee of each of 401K, Roth 401K and Renee 401K and in such capacity holds voting and dispositive power over the securities held by each of 401K, Roth 401K and Renee 401K. |
-3- |
CUSIP No. 731094108 | |||
1. | NAME
OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Alan S. Honig | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||
(a) | [ ] | ||
(b) | [ ] | ||
3. | SEC USE ONLY | ||
4. | CITIZENSHIP
OR PLACE OF ORGANIZATION United States |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE
VOTING POWER 0 |
6. | SHARED
VOTING POWER 915,114 | |
7. | SOLE
DISPOSITIVE POWER 0 | |
8. | SHARED
DISPOSITIVE POWER 915,114 |
9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 915,114 (1) | |
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] | |
11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.52% (based on 60,132,822 shares outstanding as of January 8, 2021) | |
12. | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
(1) | Includes (i) 393,054 shares of common stock held by Roth 401K, (ii) 344,952 shares of common stock held by 401K, (iii) 49,308 shares of common stock held by Renee 401K, and (iv) 127,800 shares of common stock held by Barry & Renee Honig Charitable Foundation, Inc. (“Foundation”). |
Alan Honig is co-trustee of each of 401K, Roth 401K and Renee 401K and in such capacity holds voting and dispositive power over the securities held by each of 401K, Roth 401K and Renee 401K. Alan Honig is President of the Foundation and in such capacity holds voting and dispositive power over the securities held by the Foundation. |
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CUSIP No. 731094108 | |||
1. | NAME
OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Barry & Renee Honig Charitable Foundation Inc. | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||
(a) | [ ] | ||
(b) | [ ] | ||
3. | SEC USE ONLY | ||
4. | CITIZENSHIP
OR PLACE OF ORGANIZATION Florida |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE
VOTING POWER 0 |
6. | SHARED
VOTING POWER 127,800 (1) | |
7. | SOLE
DISPOSITIVE POWER 0 | |
8. | SHARED
DISPOSITIVE POWER 127,800 (1) |
9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 127,800 (1) | |
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] | |
11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.21% (based on 60,132,822 shares outstanding as of January 8, 2021) | |
12. | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) CO |
(1) | Alan Honig is the president of the Foundation and in such capacity holds voting and dispositive power over the securities held by the Foundation. |
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CUSIP No. 731094108 | |||
1. | NAME
OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GRQ Consultants, Inc. Roth 401K FBO Barry Honig | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||
(a) | [ ] | ||
(b) | [ ] | ||
3. | SEC USE ONLY | ||
4. | CITIZENSHIP
OR PLACE OF ORGANIZATION Florida |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE
VOTING POWER 0 |
6. | SHARED
VOTING POWER 393,054 (1) | |
7. | SOLE
DISPOSITIVE POWER 0 | |
8. | SHARED
DISPOSITIVE POWER 393,054 (1) |
9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 393,054 (1) | |
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] | |
11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.65% (based on 60,132,822 shares outstanding as of January 8, 2021) | |
12. | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) OO |
(1) | Alan Honig and Renee Honig are co-trustees of Roth 401K and in such capacity are each deemed to hold voting and dispositive power over the securities held by such entity. |
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CUSIP No. 731094108 | |||
1. | NAME
OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GRQ Consultants, Inc. 401K | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||
(a) | [ ] | ||
(b) | [ ] | ||
3. | SEC USE ONLY | ||
4. | CITIZENSHIP
OR PLACE OF ORGANIZATION Florida |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE
VOTING POWER 0 |
6. | SHARED
VOTING POWER 344,952 (1) | |
7. | SOLE
DISPOSITIVE POWER 0 | |
8. | SHARED
DISPOSITIVE POWER 344,952 (1) |
9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 344,952 (1) | |
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] | |
11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.57% (based on 60,132,822 shares outstanding as of January 8, 2021) | |
12. | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) OO |
(1) | Alan Honig and Renee Honig are co-trustees of Roth 401K and in such capacity are each deemed to hold voting and dispositive power over the securities held by such entity. |
-7- |
CUSIP No. 731094108 | |||
1. | NAME
OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GRQ Consultants, Inc. Roth 401K FBO Renee Honig | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||
(a) | [ ] | ||
(b) | [ ] | ||
3. | SEC USE ONLY | ||
4. | CITIZENSHIP
OR PLACE OF ORGANIZATION Florida |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE
VOTING POWER 0 |
6. | SHARED
VOTING POWER 49,308 (1) | |
7. | SOLE
DISPOSITIVE POWER 0 | |
8. | SHARED
DISPOSITIVE POWER 49,308 (1) |
9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 49,308 (1) | |
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] | |
11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.08% (based on 60,132,822 shares outstanding as of January 8, 2021) | |
12. | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) OO |
(1) | Alan Honig and Renee Honig are co-trustees of Roth 401K and in such capacity are each deemed to hold voting and dispositive power over the securities held by such entity. |
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Item 1(a). | Name of Issuer: |
PolarityTE, Inc., a Delaware corporation (“Issuer”). | |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
123 Wright Brothers Drive, Salt Lake City, Utah 84116 | |
Item 2(a). | Name of Person Filing. |
The statement is filed on behalf of Barry Honig, Renee Noel Honig (“Renee Honig”), Alan S. Honig (“Alan Honig”), Barry & Renee Honig Charitable Foundation, Inc. (the “Foundation”), GRQ Consultants, Inc. 401K (“401K”), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“Roth 401K”) and GRQ Consultants, Inc. Roth 401K FBO Renee Honig (“Renee 401K”) (collectively, the “Reporting Persons”). | |
Alan Honig is president of the Foundation and in such capacity has voting and dispositive power over the securities held by such entity. Alan Honig and Renee Honig are co-trustees of each of 401K, Roth 401K and Renee 401K and in such capacity each has voting and dispositive power over the securities held by each such entity. | |
By virtue of his current relationship with his father with regard to the shares of common stock held by 401K, Roth 401K, and Renee 410K, and the spousal relationship with his wife with regard to the shares of common stock held by 401K, Roth 401K, and Renee 401K, Barry Honig may have influence on all of the shares of common stock held by each of 401K, Roth 401K, and Renee 401K, and may be deemed, directly or indirectly, to have beneficial ownership of all of such shares of common stock. | |
Item 2(b). | Address of Principal Business Office or, if None, Residence. |
215 SE Spanish Trail, Boca Raton, FL 33432 | |
Item 2(c). | Citizenship. |
Barry Honig, Renee Honig and Alan Honig are each citizens of the United States. The Foundation, 401K, Roth 401K, and Renee 401K, are each organized in the state of Florida. | |
Item 2(d). | Title of Class of Securities. |
Common Stock, par value $0.001. | |
Item 2(e). | CUSIP Number. |
731094108 | |
Item 3. | Type of Person. |
Not applicable. |
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Item 4. | Ownership. |
The information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for each of the Reporting Persons hereto, including footnotes, and is incorporated herein by reference for the Reporting Persons. The percentage set forth in Row (11) of the cover page for each of the Reporting Persons is based on a total of 60,132,822 shares of common stock of the Issuer as of January 8, 2021, as disclosed on the Issuer’s Prospectus Supplement filed pursuant to 424(b)(5) (to the Prospectus dated February 22, 2019) filed with the Securities and Exchange Commission on January 26, 2021. The information set forth in Rows (5) – (11) of the cover page for each of the Reporting Persons hereto is made as of December 31, 2020. | |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. | |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable. | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. |
Not applicable. | |
Item 8. | Identification and Classification of Members of the Group. |
Not applicable. | |
Item 9. | Notice of Dissolution of Group. |
Not applicable. | |
Item 10. | Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
-10- |
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 11, 2021 | |
Date | |
BARRY HONIG | |
/s/ Barry Honig | |
Signature | |
RENEE NOEL HONIG | |
/s/ Renee Noel Honig | |
Signature | |
ALAN S. HONIG | |
/s/ Alan S. Honig | |
Signature | |
BARRY & RENEE HONIG CHARITABLE FOUNDATION, INC. | |
/s/ Alan S. Honig | |
Signature | |
Alan S. Honig, President | |
Name/Title | |
GRQ CONSULTANTS, INC. ROTH 401K FBO BARRY HONIG | |
/s/Renee Noel Honig | |
Signature | |
Renee Noel Honig, Co-Trustee | |
Name/Title | |
/s/ Alan S. Honig | |
Signature | |
Alan S. Honig, Co-Trustee | |
Name/Title |
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GRQ CONSULTANTS, INC. ROTH 401K FBO RENEE HONIG | |
/s/ Renee Noel Honig | |
Signature | |
Renee Noel Honig, Co-Trustee | |
Name/Title | |
/s/ Alan S. Honig | |
Signature | |
Alan S. Honig, Co-Trustee | |
Name/Title | |
GRQ CONSULTANTS, INC. 401K | |
/s/ Renee Noel Honig | |
Signature | |
Renee Noel Honig, Co-Trustee | |
Name/Title | |
/s/ Alan S. Honig | |
Signature | |
Alan S. Honig, Co-Trustee | |
Name/Title |
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