SEC Form SC 13G/A filed

2/12/21 1:55:22 PM ET

Other Consumer Services

Consumer Discretionary

Get the next $DLPN alert in real time by email

SC 13G/A 1 r13g123120dlpn.txt 2020 13G ________________________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___________)* Dolphin Entertainment ________________________________________ (Name of Issuer) Common Stock ________________________________________ (Title of Class of Securities) 25686H100 ________________________________________ (CUSIP Number) December 31, 2020 ________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 25686H100 ________________________________________ ----------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Bard Associates, Inc. 36-3452497 ------------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Illinois -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares Beneficially 25,430 Owned by --------------------------------------------- Each Reporting 6. Shared Voting Power Person with 0 --------------------------------------------- 7. Sole Dispositive Power 327,980 --------------------------------------------- 8. Shared Dispositive Power 0 --------------------------------------------- ---------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 327,980 ---------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / ----------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 4.9% ----------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IA ----------------------------------------------------------------------------- ITEM 1. (a) Name of Issuer Dolphin Entertainment ----------------------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices 150 Alhambra Circle Suite 1200 Coral Gables, FL 33134 ------------------------------------------------------------------------------ ITEM 2. (a) Name of Person Filing Bard Associates, Inc. ----------------------------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence 135 South LaSalle Street, Suite 3700 Chicago, IL 60603 ----------------------------------------------------------------------------- (c) Citizenship United States ----------------------------------------------------------------------------- (d) Title of Class of Securities Common Stock ------------------------------------------------------------------------------ (e) CUSIP Number 25686H100 ----------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) or 240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or dealer registered under section 15 of The Act (15 U.S.C. 78o). (b) / / Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) / / Insurance company as deined in section 3(a)(19) Of the Act (15. U.S.C. 78c). (d) / / Investment company registered under section 8 of The Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) / x / An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(1)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) / / A church plan that is excluded from the definition of an Investment company under section 3(c)(14) of the Investment Company Act of 1940 (15. U.S.C. 80a-3); (j) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). ------------------------------------------------------- ITEM 4. OWNERSHIP The information reported below in the Item 4(a)is as of December 31,2020. The percentage set forth in Item 4(b) is calculated based on the 6,560,342 shares of the Issuer's Common Stock outstanding as reported in the Issuer's Form 10-Q for the period ended September 30, 2019 (filed November 16,2020) and the number also reflects the 1 for 5 reverse split that occurred on Novemeber 25, 2020. (a) Amount beneficially owned: 327,980 (b) Percent of Class 4.9% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 0 ----------------------------------------------------- (ii) Shared power to vote or to direct the vote 0 ------------------------------------------------------ (iii) Sole power to dispose or to direct the disposition of 327,980 ------------------------------------------------ (iv) Shared power to dispose or to direct the disposition of 0 --------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof The reporting person has ceased to be the beneficial owner of more than five Percent of the class of securities, check the following / X /. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP ITEM 9. NOTICE OF DISSOLUTION OF GROUP ITEM 10.CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/07/2021 ------------------------------------------- Date /s/ Timothy B. Johnson ---------------------------------------------- Signature Timothy B. Johnson/ President ----------------------------------------------------- Name/Title

Get the next $DLPN alert in real time by email

Date

Price Target

Rating

Analyst

8/2/2021

$28.00

Buy

Maxim Group

SEC Form SC 13G/A filed

Chat with this insight

Recent Analyst Ratings for $DLPN

$DLPN Insider Trading

Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

SEC Form 3 filed by new insider Bass Hilarie

Director Famadas Nelson bought $800 worth of shares (1,290 units at $0.62), increasing direct ownership by 47% to 4,018 units (SEC Form 4)

New insider Nsl Ventures, Llc claimed ownership of 4,062,983 shares (SEC Form 3)

$DLPN Insider Purchases

Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

Director Famadas Nelson bought $800 worth of shares (1,290 units at $0.62), increasing direct ownership by 47% to 4,018 units (SEC Form 4)

Director Stanham Nicholas bought $8,609 worth of shares (11,556 units at $0.74), increasing direct ownership by 137% to 20,000 units (SEC Form 4)

Chief Executive Officer O'Dowd William Iv bought $11,047 worth of shares (15,300 units at $0.72), increasing direct ownership by 8% to 209,986 units (SEC Form 4)

$DLPN Press Releases

Fastest customizable press release news feed in the world

Dolphin Partners With Loti AI to Protect Brands, Talent and Clients From Online Deepfakes & More

Dolphin Subsidiary Special Projects Contributes to the Success of the Academy Museum of Motion Pictures Fourth Annual Gala Honoring Paul Mescal, Rita Moreno, and Quentin Tarantino, Raising Over $11 Million

Dolphin to Present at the LD Micro Investor Conference in Los Angeles on October 30, 2024, at 1:00pm PT

$DLPN SEC Filings

Dolphin Entertainment Inc. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits

Dolphin Entertainment Inc. filed SEC Form 8-K: Material Modification to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Regulation FD Disclosure, Financial Statements and Exhibits

Amendment: Dolphin Entertainment Inc. filed SEC Form 8-K: Financial Statements and Exhibits

$DLPN Leadership Updates

Live Leadership Updates

HedoniaUSA Inc. Selects Dolphin Entertainment As Its Communications Agency of Record

Massively Multiplayer Online (Mmo) Game Developer Dark Taverns Appoints 42WEST As Its Agency of Record

$DLPN Financials

Live finance-specific insights

Dolphin Reports Record Q2 Revenue of $11.4 Million; H1 2024 Delivers $26.7 Million Revenue and $0.9 Million Adjusted Operating Income

Dolphin Entertainment Acquires Leading Impact PR Agency Elle Communications

Dolphin Entertainment to Host First Quarter 2024 Earnings Call on May 14, 2024 at 4:30 PM ET

$DLPN Analyst Ratings

Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

Maxim Group reiterated coverage on Dolphin Entertainment with a new price target

$DLPN Large Ownership Changes

This live feed shows all institutional transactions in real time.

SEC Form SC 13G filed by Dolphin Entertainment Inc.

SEC Form SC 13G/A filed by Dolphin Entertainment Inc. (Amendment)

SEC Form SC 13G/A filed by Dolphin Entertainment Inc. (Amendment)

$DLPN Market Insights

Live Market Insights

Top 4 Tech And Telecom Stocks That May Rocket Higher In July

Why SeaStar Medical Holding Shares Are Trading Lower By Around 34%? Here Are Other Stocks Moving In Wednesday's Mid-Day Session

Why Bolt Biotherapeutics Shares Are Trading Lower By Around 34%? Here Are Other Stocks Moving In Wednesday's Mid-Day Session

Recent Analyst Ratings for
$DLPN

$DLPN
Insider Trading

$DLPN
Insider Purchases

$DLPN
Press Releases

$DLPN
SEC Filings

$DLPN
Leadership Updates

$DLPN
Financials

$DLPN
Analyst Ratings

$DLPN
Large Ownership Changes

$DLPN
Market Insights