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Taiwan Liposome Company, Ltd.
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(Name of the Issuer)
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Common Shares, par value NT$10 per share
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American Depository Shares each representing Two Common Shares
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(Title of Class of Securities)
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874038102
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(CUSIP Number)
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December 31, 2020
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No. 874038102
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1.
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Name of Reporting Persons.
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Chang-Hai Lin
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2.
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Check the Appropriate Box if a Member of a Group (See Instruction)
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(a) ☐
(b) ☒
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
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Republic of China (Taiwan)
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
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5.
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Sole Voting Power
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4,962,946 Common Shares
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6.
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Shared Voting Power
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N/A
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7.
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Sole Dispositive Power
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4,962,946 Common Shares
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8.
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Shared Dispositive Power
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N/A
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
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4,962,946 Common Shares
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11.
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Percent of Class Represented by Amount in Row (9)
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5.89% of the total number of Common Shares (including the underlying shares represented by the American Depositary Shares), based on a total of 84,154,934 Common Shares of the Issuer issued and outstanding as
of December 31, 2020, based on information provided by the Issuer.
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12.
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Type of Reporting Person (See Instructions)
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IN
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Item 1.
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Name of Issuer: Taiwan Liposome Company, Ltd.
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| (b) |
Address of Issuer’s Principal Executive Offices:
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11F-1, No. 3 Yuanqu Street
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Nangang District
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Taipei City, Taiwan 11503
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Republic of China
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Item 2.
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(a)
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Name of Person Filing:
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| Chang-Hai Lin | ||
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(b)
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Address of Principal Business Office or, if None, Residence:
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11F-1, No. 3 Yuanqu Street
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Nangang District
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Taipei City, Taiwan 11503
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Republic of China
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(c)
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Citizenship:
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Republic of China (Taiwan)
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(d)
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Title and Class of Securities:
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Common Shares, par value of NT$10 each.
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(e)
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CUSIP No.:
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874038102
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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Not applicable.
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Item 4.
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Ownership
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(c) Number of shares* as to which such person has:
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(ii) Shared
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power
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(iv) Shared
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to vote
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power to
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or to
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(iii) Sole power to
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dispose or
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(a) Amount
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(b)
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(i) Sole power to
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direct
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dispose or to
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to direct the
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Reporting
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Beneficially
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Percentage
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vote or to direct
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the
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direct the
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disposition
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Person
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Owned
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of Class
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the vote:
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vote:
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disposition of:
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of:
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Chang-Hai Lin
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4,962,946
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5.89%
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4,962,946
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0
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4,962,946
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0
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following
[ ].
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Item 6.
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Ownership of more than Five Percent on Behalf of Another Person.
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Not applicable.
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Item 7.
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Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.
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Not applicable.
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Item 8.
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Identification and classification of members of the group.
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Not applicable.
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Item 9.
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Notice of Dissolution of Group.
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Not applicable.
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Item 10.
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Certifications.
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/s/ Chang-Hai Lin
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