UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)*
Under the Securities Exchange Act of 1934
Executive Network Partnering Corporation
(Name of Issuer)
Class A common stock, par value $0.0001 per share
(Title of Class of Securities)
30158L209
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ |
Rule 13d-1(b) |
x |
Rule 13d-1(c) |
¨ |
Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo PPF Credit Strategies, LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
84,859 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
84,859 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
84,859 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.5%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo Credit Strategies Master Fund Ltd.
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
651,903 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
651,903 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
651,903 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
CO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo ST Fund Management LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
651,903 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
651,903 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
651,903 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo ST Operating LP
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
651,903 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
651,903 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
651,903 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
PN
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo ST Capital LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
651,903 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
651,903 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
651,903 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
ST Management Holdings, LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
651,903 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
651,903 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
651,903 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo A-N Credit Fund (Delaware), L.P.
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
310,849 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
310,849 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
310,849 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.8%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
PN
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo A-N Credit Management, LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
310,849 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
310,849 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
310,849 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.8%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo Credit Management, LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
14,604 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
14,604 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,604 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo Capital Credit Management, LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
14,604 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
14,604 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,604 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo SA Management, LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
20,980 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
20,980 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,980 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) x | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo Capital Management, L.P.
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
1,054,810 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
1,054,810 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,054,810 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
PN
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo Capital Management GP, LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
1,054,810 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
1,054,810 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,054,810 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo Management Holdings, L.P.
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
1,054,810 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
1,054,810 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,054,810 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
PN
| |||
CUSIP No. 30158L209 |
|
|
1 |
NAME OF REPORTING PERSONS.
Apollo Management Holdings GP, LLC
| |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
|
(a) o | |||
(b) o | ||||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
| |||
NUMBER OF SHARES |
5 |
SOLE VOTING POWER
0 shares
| ||
6 |
SHARED VOTING POWER
1,054,810 shares
| |||
7 |
SOLE DISPOSITIVE POWER
0 shares
| |||
8 |
SHARED DISPOSITIVE POWER
1,054,810 shares
| |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,054,810 shares
| |||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o | |||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
| |||
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO
| |||
Item 1. (a) Name of Issuer
Executive Network Partnering Corporation
(b) Address of Issuer’s Principal Executive Offices
137 Newbury Street, 7th Floor
Boston, MA 02116
Item 2. (a) Name of Person Filing
This statement is filed by (i) Apollo PPF Credit Strategies, LLC (“PPF Credit Strategies”); (ii) Apollo Credit Strategies Master Fund Ltd. (“Credit Strategies”); (iii) Apollo ST Fund Management LLC (“ST Management”); (iv) Apollo ST Operating LP (“ST Operating”); (v) Apollo ST Capital LLC (“ST Capital”); (vi) ST Management Holdings, LLC (“ST Management Holdings”); (vii) Apollo A-N Credit Fund (Delaware), L.P. (“A-N Credit”); (viii) Apollo A-N Credit Management, LLC (“A-N Credit Management”); (ix) Apollo Credit Management, LLC (“ACM LLC”); (x) Apollo Capital Credit Management, LLC (“ACCM LLC”); (xi) Apollo SA Management, LLC (“SA Management”); (xii) Apollo Capital Management, L.P. (“Capital Management”); (xiii) Apollo Capital Management GP, LLC (“Capital Management GP”); (xiv) Apollo Management Holdings, L.P. (“Management Holdings”); and (xv) Apollo Management Holdings GP, LLC (“Management Holdings GP”). The foregoing are collectively referred to herein as the “Reporting Persons.”
PPF Credit Strategies, Credit Strategies, and A-N Credit, each hold securities of the Issuer.
Credit Strategies is the sole member of PPF Credit Strategies. ST Management serves as the investment manager for Credit Strategies. ST Operating is the sole member of ST Management. The general partner of ST Operating is ST Capital. ST Management Holdings is the sole member of ST Capital.
A-N Credit Management serves as the investment manager for A-N Credit.
ACM LLC provides investment management services for Franklin K2 Long Short Credit Fund (“Franklin K2”) and FASF Franklin K2 Alternative Strategies Fund (“FASF-Franklin K2”). ACCM LLC is the sole member of ACM LLC.
SA Management provides investment management services for Franklin Templeton Investment Funds - Franklin K2 Alternative Strategies Fund (“FTIF-Franklin K2”) and Franklin Templeton Investment Funds - Franklin K2 Long/Short Credit Fund (“FTIF Franklin K2 Long/Short”).
Capital Management serves as the sole member of A-N Credit Management, ACCM LLC, and SA Management, the sole member and manager of ST Management Holdings, and provides investment management services for K2 Apollo Liquid Credit Master Fund Ltd. (“K2 Apollo”). Capital Management GP serves as the general partner of Capital Management. Management Holdings serves as the sole member and manager of Capital Management GP, and Management Holdings GP serves as the general partner of Management Holdings.
(b) Address of Principal Business Office or, if none, Residence
The address of the principal office of each of PPF Credit Strategies and A-N Credit is One Manhattanville Road, Suite 201, Purchase, New York 10577. The address of the principal office of Credit Strategies is c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman, KY-9008, Cayman Islands. The address of the principal office of each of ST Management, ST Operating, ST Capital, ST Management Holdings, A-N Credit Management, ACM LLC, ACCM LLC, SA Management, Capital Management, Capital Management GP, Management Holdings, and Management Holdings GP is 9 W. 57th Street, 43rd Floor, New York, New York 10019.
(c) Citizenship
PPF Credit Strategies, ST Management, ST Capital, A-N Credit Management, ACM LLC, ACCM LLC, SA Management, Capital Management GP, and Management Holdings GP are each Delaware limited liability companies. Credit Strategies and ST Management Holdings are each exempted companies incorporated in the Cayman Islands with limited liability. ST Operating, A-N Credit, Capital Management, and Management Holdings are each Delaware limited partnerships.
(d) Title of Class of Securities
Class A common stock, par value $0.0001 per share (the “Common Stock”).
(e) CUSIP Number
30158L209
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
Not applicable.
Item 4. Ownership.
Beneficial ownership information is reported as of the date of filing of this Schedule 13G.
(a) Amount beneficially owned:
PPF Credit Strategies |
|
84,859 |
|
Credit Strategies |
|
651,903 |
|
ST Management |
|
651,903 |
|
ST Operating |
|
651,903 |
|
ST Capital |
|
651,903 |
|
ST Management Holdings |
|
651,903 |
|
A-N Credit |
|
310,849 |
|
A-N Credit Management |
|
310,849 |
|
ACM LLC |
|
14,604 |
|
ACCM LLC |
|
14,604 |
|
SA Management |
|
20,980 |
|
Capital Management |
|
1,054,810 |
|
Capital Management GP |
|
1,054,810 |
|
Management Holdings |
|
1,054,810 |
|
Management Holdings GP |
|
1,054,810 |
|
PPF Credit Strategies, Credit Strategies, and A-N Credit each disclaims beneficial ownership of all shares of the Common Stock included in this report other than the shares of Common Stock held of record by such Reporting Person, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose. ST Management, ST Operating, ST Capital, ST Management Holdings, A-N Credit Management, ACM LLC, ACCM LLC, SA Management, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP, and Messrs. Leon Black, Joshua Harris and Marc Rowan, the managers, as well as executive officers, of Management Holdings GP, each disclaim beneficial ownership of all shares of Common Stock included in this report, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
(b) Percent of class:
PPF Credit Strategies |
|
0.5 |
% |
Credit Strategies |
|
3.9 |
% |
ST Management |
|
3.9 |
% |
ST Operating |
|
3.9 |
% |
ST Capital |
|
3.9 |
% |
ST Management Holdings |
|
3.9 |
% |
A-N Credit |
|
1.8 |
% |
A-N Credit Management |
|
1.8 |
% |
ACM LLC |
|
0.1 |
% |
ACCM LLC |
|
0.1 |
% |
SA Management |
|
0.1 |
% |
Capital Management |
|
6.3 |
% |
Capital Management GP |
|
6.3 |
% |
Management Holdings |
|
6.3 |
% |
Management Holdings GP |
|
6.3 |
% |
The percentages are based on 16,805,600 shares of Common Stock outstanding as of November 16, 2020, as disclosed in the Issuer’s Quarterly Report on Form 10-Q filed on that same date.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
0 for all Reporting Persons
(ii) Shared power to vote or to direct the vote:
PPF Credit Strategies |
|
84,859 |
|
Credit Strategies |
|
651,903 |
|
ST Management |
|
651,903 |
|
ST Operating |
|
651,903 |
|
ST Capital |
|
651,903 |
|
ST Management Holdings |
|
651,903 |
|
A-N Credit |
|
310,849 |
|
A-N Credit Management |
|
310,849 |
|
ACM LLC |
|
14,604 |
|
ACCM LLC |
|
14,604 |
|
SA Management |
|
20,980 |
|
Capital Management |
|
1,054,810 |
|
Capital Management GP |
|
1,054,810 |
|
Management Holdings |
|
1,054,810 |
|
Management Holdings GP |
|
1,054,810 |
|
(iii) Sole power to dispose or to direct the disposition of:
0 for all Reporting Persons
(iv) Shared power to dispose or to direct the disposition of:
PPF Credit Strategies |
|
84,859 |
|
Credit Strategies |
|
651,903 |
|
ST Management |
|
651,903 |
|
ST Operating |
|
651,903 |
|
ST Capital |
|
651,903 |
|
ST Management Holdings |
|
651,903 |
|
A-N Credit |
|
310,849 |
|
A-N Credit Management |
|
310,849 |
|
ACM LLC |
|
14,604 |
|
ACCM LLC |
|
14,604 |
|
SA Management |
|
20,980 |
|
Capital Management |
|
1,054,810 |
|
Capital Management GP |
|
1,054,810 |
|
Management Holdings |
|
1,054,810 |
|
Management Holdings GP |
|
1,054,810 |
|
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
[The remainder of this page is intentionally left blank.]
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2021
|
APOLLO PPF CREDIT STRATEGIES, LLC | |||||
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| |||||
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By: |
Apollo Credit Strategies Master Fund Ltd., | ||||
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its sole member | ||||
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|
|
| |||
|
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By: |
Apollo ST Fund Management LLC, | |||
|
|
|
its investment manager | |||
|
|
|
|
| ||
|
|
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By: |
/s/ Joseph D. Glatt | ||
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|
|
Name: |
Joseph D. Glatt | ||
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|
|
Title: |
Vice President | ||
|
|
| ||||
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APOLLO CREDIT STRATEGIES MASTER FUND LTD. | |||||
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| |||||
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By: |
Apollo ST Fund Management LLC, | ||||
|
|
its investment manager | ||||
|
|
|
| |||
|
|
By: |
/s/ Joseph D. Glatt | |||
|
|
Name: |
Joseph D. Glatt | |||
|
|
Title: |
Vice President | |||
|
|
|
| |||
|
APOLLO ST FUND MANAGEMENT LLC | |||||
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| |||||
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By: |
/s/ Joseph D. Glatt | ||||
|
Name: |
Joseph D. Glatt | ||||
|
Title: |
Vice President | ||||
|
|
| ||||
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APOLLO ST OPERATING LP | |||||
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| |||||
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By: |
Apollo ST Capital LLC, | ||||
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its general partner | ||||
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|
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| |||
|
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By: |
/s/ Joseph D. Glatt | |||
|
|
Name: |
Joseph D. Glatt | |||
|
|
Title: |
Vice President | |||
|
APOLLO ST CAPITAL LLC | |||
|
| |||
|
By: |
/s/ Joseph D. Glatt | ||
|
Name: |
Joseph D. Glatt | ||
|
Title: |
Vice President | ||
|
|
| ||
|
ST MANAGEMENT HOLDINGS, LLC | |||
|
| |||
|
By: |
/s/ Joseph D. Glatt | ||
|
Name: |
Joseph D. Glatt | ||
|
Title: |
Vice President | ||
|
|
| ||
|
APOLLO A-N CREDIT FUND (DELAWARE), L.P. | |||
|
| |||
|
By: |
Apollo A-N Credit Management, LLC, | ||
|
|
its investment manager | ||
|
|
|
| |
|
|
By: |
/s/ Joseph D. Glatt | |
|
|
Name: |
Joseph D. Glatt | |
|
|
Title: |
Vice President | |
|
|
| ||
|
APOLLO A-N CREDIT MANAGEMENT, LLC | |||
|
| |||
|
By: |
/s/ Joseph D. Glatt | ||
|
Name: |
Joseph D. Glatt | ||
|
Title: |
Vice President | ||
|
|
| ||
|
APOLLO CREDIT MANAGEMENT, LLC | |||
|
| |||
|
By: |
Apollo Capital Credit Management, LLC, | ||
|
|
its sole member | ||
|
|
|
| |
|
|
By: |
/s/ Joseph D. Glatt | |
|
|
Name: |
Joseph D. Glatt | |
|
|
Title: |
Vice President | |
|
| |||
|
APOLLO CAPITAL CREDIT MANAGEMENT, LLC | |||
|
| |||
|
By: |
/s/ Joseph D. Glatt | ||
|
Name: |
Joseph D. Glatt | ||
|
Title: |
Vice President | ||
|
APOLLO SA MANAGEMENT, LLC | |||||
|
| |||||
|
By: |
Apollo Capital Management, L.P., | ||||
|
|
its sole member | ||||
|
|
|
| |||
|
|
By: |
Apollo Capital Management GP, LLC, | |||
|
|
|
its general partner | |||
|
|
|
|
| ||
|
|
|
By: |
/s/ Joseph D. Glatt | ||
|
|
|
Name: |
Joseph D. Glatt | ||
|
|
|
Title: |
Vice President | ||
|
|
| ||||
|
APOLLO CAPITAL MANAGEMENT, L.P. | |||||
|
| |||||
|
By: |
Apollo Capital Management GP, LLC, | ||||
|
|
its general partner | ||||
|
|
|
| |||
|
|
By: |
/s/ Joseph D. Glatt | |||
|
|
Name: |
Joseph D. Glatt | |||
|
|
Title: |
Vice President | |||
|
|
|
| |||
|
APOLLO CAPITAL MANAGEMENT GP, LLC | |||||
|
| |||||
|
By: |
/s/ Joseph D. Glatt | ||||
|
Name: |
Joseph D. Glatt | ||||
|
Title: |
Vice President | ||||
|
|
| ||||
|
APOLLO MANAGEMENT HOLDINGS, L.P. | |||||
|
| |||||
|
By: |
Apollo Management Holdings GP, LLC, | ||||
|
|
its general partner | ||||
|
|
|
| |||
|
|
By: |
/s/ Joseph D. Glatt | |||
|
|
Name: |
Joseph D. Glatt | |||
|
|
Title: |
Vice President | |||
|
| |||||
|
APOLLO MANAGEMENT HOLDINGS GP, LLC | |||||
|
| |||||
|
By: |
/s/ Joseph D. Glatt | ||||
|
Name: |
Joseph D. Glatt | ||||
|
Title: |
Vice President | ||||