SEC Form SC 13G/A filed

 

 

 

 

1

NAME OF REPORTING PERSON

 

The Public Investment Fund

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  [   ]

(b)  [   ]

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Kingdom of Saudi Arabia

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

50,830,926

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

50,830,926

8

SHARED DISPOSITIVE POWER

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

50,830,926

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [  ]

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.5% (1)

12

TYPE OF REPORTING PERSON

 

OO

 

 

 

ITEM 1(a).

NAME OF ISSUER:

 

 

 

Carnival Corporation (the “Issuer”)

 

 

ITEM 1(b).

ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

 

 

 

3655 N.W. 87th Avenue

Miami, Florida 33178-2428

 

 

ITEM 2(a).

NAME OF PERSON FILING:

 

 

 

The Public Investment Fund

 

 

ITEM 2(b).

ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

 

 

 

The Public Investment Fund

P.O. Box 6847

Riyadh 11452

Kingdom of Saudi Arabia

 

 

ITEM 2(c).

CITIZENSHIP:

 

 

 

The Public Investment Fund – Kingdom of Saudi Arabia

 

 

ITEM 2(d).

TITLE OF CLASS OF SECURITIES:

 

 

 

Common Stock, par value $0.01 per share (“Common Stock”)

 

 

ITEM 2(e).

CUSIP NUMBER:

 

 

 

143658300

 

 

ITEM 3.

IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A:

 

 

 

Not Applicable.

ITEM 4.

OWNERSHIP:

 

 

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

 

(a)

Amount beneficially owned:

 

 

The Public Investment Fund – 50,830,926

 

 

 

 

(b)

Percent of class:

 

 

The Public Investment Fund – 5.5%

 

 

 

 

(c)

Number of shares as to which the person has:

 

 

 

 

 

(i)      Sole power to vote or to direct the vote:

 

 

The Public Investment Fund – 50,830,926

 

 

 

(ii)     Shared power to vote or to direct the vote:

 

 

The Public Investment Fund – 0

 

 

 

(iii)    Sole power to dispose or to direct the disposition of:

 

 

The Public Investment Fund – 50,830,926

 

 

 

(iv)    Shared power to dispose or to direct the disposition of:

 

 

The Public Investment Fund – 0

 

ITEM 5.

OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

 

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ].

 

 

ITEM 6.

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

 

 

 

Not applicable.

 

 

ITEM 7.

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

 

 

 

Not applicable.

 

 

ITEM 8.

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

 

 

 

Not applicable.

ITEM 9.

NOTICE OF DISSOLUTION OF GROUP:

 

 

 

Not applicable.

 

 

ITEM 10.

CERTIFICATION:

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

THE PUBLIC INVESTMENT FUND

 

 

 

 

 

 

By:

 

 

Name:  

H.E. Yasir Al-Rumayyan

 

 

Title: 

Governor