SECURITIES AND EXCHANGE COMMISSION
102 NE 2nd Street, Suite 311
Boca Raton, Florida 33486
917-693-7561
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed.
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□
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Rule 13d-1(b)
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☒
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Rule 13d-1(c)
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Rule 13d-1(d)
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
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CUSIP No. 78396V109
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Joseph Gamberale
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ◻
(b) ◻
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
438,018 (1)
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6
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SHARED VOTING POWER
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7
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SOLE DISPOSITIVE POWER
438,018 (1)
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8
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SHARED DISPOSITIVE POWER
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
438,018 (1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
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◻
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.9% (2)
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12
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TYPE OF REPORTING PERSON (See Instructions)
IN
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(1) |
Consists of 400,780 shares of Common Stock and 82,238 shares of Common Stock that are issuable upon the exercise of certain Warrants.
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(2) |
This percentage is based on 9,861,731 shares of Common Stock of the Issuer outstanding as of November 13, 2020, as reported on the Issuer’s Quarterly
Report on Form 10-Q for the quarterly period ended September 30, 2020, as filed with the Securities and Exchange Commission on November 16, 2020.
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CUSIP No. 78396V109
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Item 1.
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(a)
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Name of Issuer
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(b)
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Address of Issuer’s principal executive offices
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Item 2.
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(a)
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Name of persons filing
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(b)
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Address or principal business office or, if none, residence
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(c)
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Citizenship
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(d)
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Title of class of securities
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(e)
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CUSIP No.
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
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CUSIP No. 78396V109
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Item 4.
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Ownership.
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Item 5.
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Ownership of 5 Percent or Less of a Class.
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Item 6.
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Ownership of More than 5 Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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CUSIP No. 78396V109
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Dated: February 16, 2021
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/s/ Joseph Gamberale
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Joseph Gamberale
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