• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishDashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form SC 13G/A filed

    2/16/21 4:30:30 PM ET
    $TSLA
    Auto Manufacturing
    Consumer Discretionary
    Get the next $TSLA alert in real time by email
    SC 13G/A 1 tm215669d5_sc13g.htm SCHEDULE 13G/A

     

     

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C.  20549
     
     
    SCHEDULE 13G*/
    (Rule 13d-102)
     
    Under the Securities Exchange Act of 1934
    (Amendment No. 1)*
     
     
    Tesla, Inc.
    (Name of Issuer)
     
     
    Common stock, par value $0.001 per share
    (Title of Class of Securities)
     
     

    88160R101

    (CUSIP Number)
     
     

    December 31, 2020

    Date of Event Which Requires Filing of the Statement
     

     

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     

    ¨Rule 13d-1(b)
    xRule 13d-1(c)
    ¨Rule 13d-1(d)

     

     

    */  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

     

    The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

     

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 2 of 14 Pages

     

     

    1.

     

    NAME OF REPORTING PERSON

     

     

    Citadel Securities LLC

     

    2.

     

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

        (a)    ¨
           
        (b)     ¨

     

    3.

     

    SEC USE ONLY

     

     

    4.

     

     

    CITIZENSHIP OR PLACE OF ORGANIZATION

    Delaware

     

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

     

     

    5.

     

    SOLE VOTING POWER

    0

     

    6.

     

    SHARED VOTING POWER

     

    28,901,000 shares

     

     

    7.

     

    SOLE DISPOSITIVE POWER

    0

     

    8.

     

     

    SHARED DISPOSITIVE POWER

    See Row 6 above.

     

     

    9.

     

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    See Row 6 above.

     

    10.

     

    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

     

    ¨

     

    11.

     

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    3.0%1

     

     

    12.

     

     

    TYPE OF REPORTING PERSON

    BD, OO

     

     

     

    1The percentages reported in this Schedule 13G/A are based upon 947,900,733 shares of common stock outstanding as of October 20, 2020 (according to the issuer’s Form 10-Q as filed with the Securities and Exchange Commission on October 26, 2020).

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 3 of 14 Pages

     

     

    1.

     

    NAME OF REPORTING PERSON

     

     

    CALC IV LP

     

    2.

     

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

        (a) ¨ 
           
        (b) ¨ 

     

    3.

     

    SEC USE ONLY

     

     

    4.

     

     

    CITIZENSHIP OR PLACE OF ORGANIZATION

    Delaware

     

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

     

     

    5.

     

    SOLE VOTING POWER

    0

     

    6.

     

    SHARED VOTING POWER

     

    28,950,545 shares

     

     

    7.

     

    SOLE DISPOSITIVE POWER

    0

     

    8.

     

     

    SHARED DISPOSITIVE POWER

    See Row 6 above.

     

     

    9.

     

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    See Row 6 above.

     

    10.

     

    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

     

    ¨

     

    11.

     

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    3.1%

     

     

    12.

     

     

    TYPE OF REPORTING PERSON

    PN; HC

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 4 of 14 Pages

     

     

    1.

     

    NAME OF REPORTING PERSON

     

     

    Citadel Securities GP LLC

     

    2.

     

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

        (a) ¨
           
        (b) ¨

     

    3.

     

    SEC USE ONLY

     

     

    4.

     

     

    CITIZENSHIP OR PLACE OF ORGANIZATION

    Delaware

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

     

     

    5.

     

    SOLE VOTING POWER

    0

     

    6.

     

    SHARED VOTING POWER

     

    28,950,545 shares

     

     

    7.

     

    SOLE DISPOSITIVE POWER

    0

     

    8.

     

     

    SHARED DISPOSITIVE POWER

    See Row 6 above.

     

    9.

     

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    See Row 6 above.

     

    10.

     

    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

     

    ¨

     

    11.

     

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    3.1%

     

     

    12.

     

     

    TYPE OF REPORTING PERSON

    OO; HC

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 5 of 14 Pages

     

     

    1.

     

    NAME OF REPORTING PERSON

     

     

    Citadel Advisors LLC

     

    2.

     

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

        (a)  ¨
           
        (b) ¨

     

    3.

     

    SEC USE ONLY

     

     

    4.

     

     

    CITIZENSHIP OR PLACE OF ORGANIZATION

    Delaware

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

     

     

    5.

     

    SOLE VOTING POWER

    0

     

    6.

     

    SHARED VOTING POWER

     

    57,913 shares

     

     

    7.

     

    SOLE DISPOSITIVE POWER

    0

     

    8.

     

     

    SHARED DISPOSITIVE POWER

    See Row 6 above

     

     

    9.

     

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    See Row 6 above

     

    10.

     

    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

     

    ¨

     

    11.

     

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    Less than 0.1%

       

     

    12.

     

     

    TYPE OF REPORTING PERSON

    IA; OO; HC

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 6 of 14 Pages

     

     

    1.

     

    NAME OF REPORTING PERSON

     

     

    Citadel Advisors Holdings LP

     

    2.

     

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

        (a)  ¨ 
           
        (b)  ¨

     

    3.

     

    SEC USE ONLY

     

     

    4.

     

     

    CITIZENSHIP OR PLACE OF ORGANIZATION

    Delaware

     

     

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

     

     

    5.

     

    SOLE VOTING POWER

    0

     

    6.

     

    SHARED VOTING POWER

     

    57,913 shares

     

     

    7.

     

    SOLE DISPOSITIVE POWER

    0

     

    8.

     

     

    SHARED DISPOSITIVE POWER

    See Row 6 above

     

     

    9.

     

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    See Row 6 above

     

    10.

     

    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

     

    ¨

     

    11.

     

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    Less than 0.1%

     

     

    12.

     

     

    TYPE OF REPORTING PERSON

    PN; HC

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 7 of 14 Pages

     

     

    1.

     

    NAME OF REPORTING PERSON

     

     

    Citadel GP LLC

     

    2.

     

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

        (a) ¨ 
           
        (b) ¨ 

     

    3.

     

    SEC USE ONLY

     

     

    4.

     

     

    CITIZENSHIP OR PLACE OF ORGANIZATION

    Delaware

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

     

     

    5.

     

    SOLE VOTING POWER

    0

     

    6.

     

    SHARED VOTING POWER

     

    57,913 shares

     

     

    7.

     

    SOLE DISPOSITIVE POWER

    0

     

    8.

     

     

    SHARED DISPOSITIVE POWER

    See Row 6 above.

     

    9.

     

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    See Row 6 above.

     

    10.

     

    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

    ¨

     

    11.

     

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    Less than 0.1%

     

     

    12.

     

     

    TYPE OF REPORTING PERSON

    OO; HC

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 8 of 14 Pages

     

     

    1.

     

    NAME OF REPORTING PERSON

     

     

    Kenneth Griffin

     

    2.

     

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

        (a) ¨ 
           
        (b) ¨ 

     

    3.

     

    SEC USE ONLY

     

     

    4.

     

     

    CITIZENSHIP OR PLACE OF ORGANIZATION

    U.S. Citizen

     

     

    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

     

     

    5.

     

    SOLE VOTING POWER

    0

     

    6.

     

    SHARED VOTING POWER

     

    29,008,458 shares

     

     

    7.

     

    SOLE DISPOSITIVE POWER

    0

     

    8.

     

     

    SHARED DISPOSITIVE POWER

    See Row 6 above

     

    9.

     

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    See Row 6 above

     

    10.

     

    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

    ¨

     

    11.

     

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    3.1%

     

     

    12.

     

     

    TYPE OF REPORTING PERSON

    IN; HC

     

     

     

      

    CUSIP No. 88160R101 13G/A Page 9 of 14 Pages

     

    Item 1(a)Name of Issuer

    Tesla, Inc.

     

    Item 1(b) Address of Issuer’s Principal Executive Offices
      3500 Deer Creek Road, Palo Alto, CA 94304

     

    Item 2(a)Name of Person Filing
    This Schedule 13G/A is being jointly filed by Citadel Securities LLC (“Citadel Securities”), CALC IV LP (“CALC4”), Citadel Securities GP LLC (“CSGP”), Citadel Advisors LLC (“Citadel Advisors”), Citadel Advisors Holdings LP (“CAH”), Citadel GP LLC (“CGP”), and Mr. Kenneth Griffin (collectively with Citadel Securities, CALC4, CSGP, Citadel Advisors, CAH and CGP, the “Reporting Persons”) with respect to shares of common stock (and options to purchase common stock) of the above-named issuer owned by Citadel Multi-Strategy Equities Master Fund Ltd., a Cayman Islands company (“CM”), Citadel Quantitative Strategies Master Fund Ltd., a Cayman Islands limited company (“CQ”), Citadel Securities, and CRBU Holdings LLC, a Delaware limited liability company (“CRBH”).

     

    CALC4 is the non-member manager of Citadel Securities and CRBH. CSGP is the general partner of CALC4. Citadel Advisors is the portfolio manager for CM and CQ. CAH is the sole member of Citadel Advisors. CGP is the general partner of CAH. Mr. Griffin is the President and Chief Executive Officer of CGP, and owns a controlling interest in CGP and CSGP.

     

    The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually owned by such person (if any).

     

    Item 2(b)Address of Principal Business Office
    The address of the principal business office of each of the Reporting Persons is 131 S. Dearborn Street, 32nd Floor, Chicago, Illinois 60603.

     

    Item 2(c)Citizenship
    Each of Citadel Securities, CSGP, Citadel Advisors and CGP is organized as a limited liability company under the laws of the State of Delaware. Each of CALC4 and CAH is organized as a limited partnership under the laws of the State of Delaware. Mr. Griffin is a U.S. citizen.

     

    Item 2(d)Title of Class of Securities
    Common stock, par value $0.001 per share

     

    Item 2(e)CUSIP Number
    88160R101

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 10 of 14 Pages

     

    Item 3If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

     

    (a)¨ Broker or dealer registered under Section 15 of the Exchange Act;
         
    (b)¨ Bank as defined in Section 3(a)(6) of the Exchange Act;
         
    (c)¨ Insurance company as defined in Section 3(a)(19) of the Exchange Act;
         
    (d)¨ Investment company registered under Section 8 of the Investment Company Act;
         
    (e)¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
         
    (f)¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
         
    (g)¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
         
    (h)¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
         
    (i)¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
         
    (j)¨ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
         
    (k)¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

     

    If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ____________.

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 11 of 14 Pages

     

    Item 4 Ownership

     

    A.Citadel Securities LLC

     

    (a)Citadel Securities LLC may be deemed to beneficially own 28,901,000 shares of common stock.

     

    (b)The number of shares that Citadel Securities LLC may be deemed to beneficially own constitutes approximately 3.0% of the common stock outstanding.

     

    (c)Number of shares as to which such person has:

     

    (i)sole power to vote or to direct the vote: 0

     

    (ii)shared power to vote or to direct the vote: 28,901,000

     

    (iii)sole power to dispose or to direct the disposition of: 0

     

    (iv)shared power to dispose or to direct the disposition of: 28,901,000

     

    B.CALC IV LP and Citadel Securities GP LLC

     

    (a)Each of CALC IV LP and Citadel Securities GP LLC may be deemed to beneficially own 28,950,545 shares of common stock.

     

    (b)The number of shares that each of CALC IV LP and Citadel Securities GP LLC may be deemed to beneficially own constitutes approximately 3.1% of the common stock outstanding.

     

    (c)Number of shares as to which such person has:

     

    (i)sole power to vote or to direct the vote: 0

     

    (ii)shared power to vote or to direct the vote: 28,950,545

     

    (iii)sole power to dispose or to direct the disposition of: 0

     

    (iv)shared power to dispose or to direct the disposition of: 28,950,545

     

    C.Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC

     

    (a)Each of Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC may be deemed to beneficially own 57,913 shares of common stock.

     

    (b)The number of shares that each of Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC may be deemed to beneficially own constitutes less than 0.1% of the common stock outstanding.

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 12 of 14 Pages

     

    (c)Number of shares as to which such person has:

     

    (i)sole power to vote or to direct the vote: 0

     

    (ii)shared power to vote or to direct the vote: 57,913

     

    (iii)sole power to dispose or to direct the disposition of: 0

     

    (iv)shared power to dispose or to direct the disposition of: 57,913

     

    D.Kenneth Griffin

     

    (a)Mr. Griffin may be deemed to beneficially own 29,008,458 shares of common stock.

     

    (b)The number of shares that Mr. Griffin may be deemed to beneficially own constitutes approximately 3.1% of the common stock outstanding.

     

    (c)Number of shares as to which such person has:

     

    (i)sole power to vote or to direct the vote: 0

     

    (ii)shared power to vote or to direct the vote: 29,008,458

     

    (iii)sole power to dispose or to direct the disposition of: 0

     

    (iv)shared power to dispose or to direct the disposition of: 29,008,458

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 13 of 14 Pages

     

    Item 5Ownership of Five Percent or Less of a Class
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x.

     

    Item 6Ownership of More than Five Percent on Behalf of Another Person

    Not Applicable

     

    Item 7Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company

    See Item 2 above

     

    Item 8Identification and Classification of Members of the Group

    Not Applicable

     

    Item 9Notice of Dissolution of Group

    Not Applicable

     

    Item 10Certification
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

     

     

     

     

    CUSIP No. 88160R101 13G/A Page 14 of 14 Pages

     

    After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

     

    Dated this 16th day of February, 2021.

     

    CITADEL SECURITIES LLC   CITADEL ADVISORS LLC
         
    By: /s/ Guy Miller   By: /s/ Gregory Johnson
      Guy Miller, Authorized Signatory     Gregory Johnson, Authorized Signatory
         
    CALC IV LP   CITADEL ADVISORS HOLDINGS LP
         
    By: /s/ Guy Miller   By: /s/ Gregory Johnson
      Guy Miller, Authorized Signatory     Gregory Johnson, Authorized Signatory
         
    CITADEL SECURITIES GP LLC   CITADEL GP LLC
         
    By: /s/ Guy Miller   By: /s/ Gregory Johnson
      Guy Miller, Authorized Signatory     Gregory Johnson, Authorized Signatory
             
        KENNETH GRIFFIN
         
        By: /s/ Gregory Johnson
          Gregory Johnson, attorney-in-fact*

     

     

    *Gregory Johnson is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission, and hereby incorporated by reference herein. The power of attorney was filed as an attachment to a filing by Citadel Advisors LLC on Schedule 13G for Jaws Acquisition Corp. on February 1, 2021.

     

     

     

    Get the next $TSLA alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $TSLA

    DatePrice TargetRatingAnalyst
    6/26/2025$350.00 → $475.00Buy
    The Benchmark Company
    6/9/2025$320.00Outperform → Neutral
    Robert W. Baird
    6/9/2025Buy → Hold
    Argus
    4/21/2025$325.00 → $275.00Equal Weight
    Barclays
    4/16/2025$450.00 → $400.00Overweight
    Piper Sandler
    4/9/2025$475.00 → $350.00Buy
    The Benchmark Company
    4/7/2025$550.00 → $315.00Outperform
    Wedbush
    3/31/2025$474.00 → $455.00Buy
    Stifel
    More analyst ratings