CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Silverhorn Investment Advisors Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
6,022,318
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6
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SHARED VOTING POWER
0
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||||||||||||
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7
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SOLE DISPOSITIVE POWER
6,022,318
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8
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SHARED DISPOSITIVE POWER
0
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||||||||||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
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|||||||||||||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
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12
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TYPE OF REPORTING PERSON*
FI, CO
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*
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See instructions before filling out.
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**
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See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share, as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of 9F Inc. (the “Issuer”) outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Silverhorn SPC Ltd
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
|
|||||||||||||
3
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|
SEC USE ONLY
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|||||||||||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
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|||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
6,022,318
|
|||||||||||
|
6
|
|
SHARED VOTING POWER
0
|
||||||||||||
|
7
|
|
SOLE DISPOSITIVE POWER
6,022,318
|
||||||||||||
|
8
|
|
SHARED DISPOSITIVE POWER
0
|
||||||||||||
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
|
|||||||||||||
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
|
|||||||||||||
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
|
|||||||||||||
12
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TYPE OF REPORTING PERSON*
OO
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*
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See instructions before filling out.
|
**
|
See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share, as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of the Issuer outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Titan Capital Holdings Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
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|||||||||||||
3
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SEC USE ONLY
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|||||||||||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
|
|||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
6,022,318
|
|||||||||||
|
6
|
|
SHARED VOTING POWER
0
|
||||||||||||
|
7
|
|
SOLE DISPOSITIVE POWER
6,022,318
|
||||||||||||
|
8
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SHARED DISPOSITIVE POWER
0
|
||||||||||||
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
|
|||||||||||||
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
|
|||||||||||||
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
|
|||||||||||||
12
|
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TYPE OF REPORTING PERSON*
CO
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*
|
See instructions before filling out.
|
**
|
See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of the Issuer outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Reto Merazzi
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
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|||||||||||||
3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Swiss Citizen
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
|
|
SOLE VOTING POWER
0
|
|||||||||||
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6
|
|
SHARED VOTING POWER
6,022,318
|
||||||||||||
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
||||||||||||
|
8
|
|
SHARED DISPOSITIVE POWER
6,022,318
|
||||||||||||
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
|
|||||||||||||
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
|
|||||||||||||
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
|
|||||||||||||
12
|
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TYPE OF REPORTING PERSON*
IN, HC
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*
|
See instructions before filling out.
|
**
|
See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share, as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of the Issuer outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Michael Raza Imam
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
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|||||||||||||
3
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|
SEC USE ONLY
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|||||||||||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Swiss Citizen
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|||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
0
|
|||||||||||
|
6
|
|
SHARED VOTING POWER
6,022,318
|
||||||||||||
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
||||||||||||
|
8
|
|
SHARED DISPOSITIVE POWER
6,022,318
|
||||||||||||
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
|
|||||||||||||
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
|
|||||||||||||
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
|
|||||||||||||
12
|
|
TYPE OF REPORTING PERSON*
IN, HC
|
*
|
See instructions before filling out.
|
**
|
See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share, as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of the Issuer outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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Item 1(a)
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Name of Issuer.
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Item 1(b)
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Address of Issuer’s Principal Executive Offices.
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Chaoyang District, Beijing 100102
People’s Republic of China
Item 2(a)
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Name of Person Filing.
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Item 2(b)
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Address of Principal Business Office, or, if none, Residence.
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Item 2(c)
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Citizenship or Place of Organization.
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Item 2(d)
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Title of Class of Securities.
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Item 2(e)
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CUSIP Number.
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Item 3
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Reporting Person.
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Item 4
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Ownership.
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(a)
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As of December 31, 2021, each of the Reporting Persons are the beneficial owners of 6,022,318 Class A Ordinary Shares.
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(b)
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As of December 31, 2021, each of the Reporting Persons are the beneficial owners of 3.62% of the outstanding Class A Ordinary Shares. This percentage is determined by dividing 6,022,318 Class A Ordinary Shares by
166,178,585, the number of Class A Ordinary Shares outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission on November 5, 2021.
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(c)
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Each of Silverhorn SPC and Silverhorn Advisors, as the investment manager of Silverhorn SPC and its subsidiary Titan, have sole power to direct the voting and disposition of the ADS held by Titan reported in Item
4(a). As the directors of Silverhorn SPC and Silverhorn Advisors, Messrs. Merazzi and Imam have shared power to direct the voting and disposition of the ADS held by Silverhorn SPC reported in Item 4(a).
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Item 5
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Ownership of Five Percent or Less of a Class.
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Item 6
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Ownership of More Than Five Percent on Behalf of Another Person.
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Item 7
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Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.
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Item 8
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Identification and Classification of Members of the Group.
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Item 9
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Notice of Dissolution of Group.
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Item 10
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Certification.
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Silverhorn Investment Advisors Limited
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By:
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/s/ Michael Raza Imam |
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Michael Raza Imam, Director
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Silverhorn SPC Ltd
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By:
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/s/ Michael Raza Imam |
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Michael Raza Imam, Director
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Titan Capital Holdings Limited
By: /s/ Ye Jun
Ye Jun
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/s/ Reto Merazzi | ||
Reto Merazzi
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/s/ Michael Raza Imam | ||
Michael Raza Imam
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