• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishDashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form SC 13G/A filed by Advanced Energy Industries Inc. (Amendment)

    2/14/22 12:03:53 PM ET
    $AEIS
    Industrial Machinery/Components
    Technology
    Get the next $AEIS alert in real time by email
    SC 13G/A 1 d230373dsc13ga.htm SC 13G/A SC 13G/A

     

     

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    SCHEDULE 13G

    Amendment #2

    Under the Securities and Exchange Act of 1934

     

     

    Advanced Energy Industries

    (Name of Issuer)

    Common Stock

    (Title of Class of Securities)

    007973100

    (CUSIP Number)

    December 31, 2021

    (Date of Event Which Requires Filing of this Statement)

     

     

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

    This Schedule is filed pursuant to Rule 13d-1(b)

    The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

     

     

     


    CUSIP NO. 007973100

      1)    

      Name of Reporting Person

      Ameriprise Financial, Inc.

      S.S. or I.R.S. Identification No. of Above Person

     

      IRS No. 13-3180631

      2)  

      Check the Appropriate Box if a Member of a Group

     

      (a)  ☐        (b)  ☒*

     

      3)  

      SEC Use Only

     

      4)  

      Citizenship or Place of Organization

     

      Delaware

    NUMBER OF

    SHARES

     BENEFICIALLY 

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

       5)     

      Sole Voting Power

     

      0

       6)   

      Shared Voting Power

     

      2,983,514

       7)   

      Sole Dispositive Power

     

      0

       8)   

      Shared Dispositive Power

     

      3,017,176

      9)    

      Aggregate Amount Beneficially Owned by Each Reporting Person

     

      3,017,176

    10)  

      Check if the Aggregate Amount in Row (9) Excludes Certain Shares

     

      Not Applicable

    11)  

      Percent of Class Represented by Amount In Row (9)

     

      8.01%

    12)  

      Type of Reporting Person

     

      HC

     

    *

    This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.


    CUSIP NO. 007973100

      1)    

      Name of Reporting Person

      Columbia Management Investment Advisers, LLC

      S.S. or I.R.S. Identification No. of Above Person

     

      IRS No. 41-1533211

      2)  

      Check the Appropriate Box if a Member of a Group

     

      (a)  ☐        (b)  ☒*

     

      3)  

      SEC Use Only

     

      4)  

      Citizenship or Place of Organization

     

      Minnesota

    NUMBER OF

    SHARES

     BENEFICIALLY 

    OWNED BY

    EACH

    REPORTING

    PERSON

    WITH

       5)     

      Sole Voting Power

     

      0

       6)   

      Shared Voting Power

     

      2,983,514

       7)   

      Sole Dispositive Power

     

      0

       8)   

      Shared Dispositive Power

     

      3,013,200

      9)    

      Aggregate Amount Beneficially Owned by Each Reporting Person

     

      3,013,200

    10)  

      Check if the Aggregate Amount in Row (9) Excludes Certain Shares

     

      Not Applicable

    11)  

      Percent of Class Represented by Amount In Row (9)

     

      8.00%

    12)  

      Type of Reporting Person

     

      IA

     

    *

    This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.


    1(a)    Name of Issuer:   

    Advanced Energy Industries

    1(b)    Address of Issuer’s Principal   

    1625 Sharp Point Drive

       Executive Offices:   

    Fort Collins, CO 80525

    2(a)    Name of Person Filing:    (a) Ameriprise Financial, Inc. (“AFI”)
          (b) Columbia Management Investment
          Advisers, LLC (“CMIA”)
    2(b)    Address of Principal Business Office:    (a) Ameriprise Financial, Inc.
          145 Ameriprise Financial Center
          Minneapolis, MN 55474
          (b) 290 Congress St.
          Boston, MA 02210
    2(c)    Citizenship:    (a) Delaware
          (b) Minnesota
    2(d)    Title of Class of Securities:    Common Stock
    2(e)    Cusip Number:    007973100

     

    3

    Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):

     

      (a)

    Ameriprise Financial, Inc.

    A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)

     

      (b)

    Columbia Management Investment Advisers, LLC

    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

     

    4

    Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

    AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.

    Each of AFI and CMIA disclaims beneficial ownership of any shares reported on this Schedule.

     

    5

    Ownership of 5% or Less of a Class: Not Applicable

     

    6

    Ownership of more than 5% on Behalf of Another Person: Not Applicable


    7

    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

    AFI: See Exhibit I

     

    8

    Identification and Classification of Members of the Group:

    Not Applicable

     

    9

    Notice of Dissolution of Group:

    Not Applicable

     

    10

    Certification:

    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.


    Signature

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

    Dated: February 14, 2022

     

    Ameriprise Financial, Inc.
    By:   /s/ Michael G. Clarke
    Name: Michael G. Clarke
    Title: Senior Vice President, Head of Global Operations
    Columbia Management Investment
    Advisers, LLC
    By:   /s/ Michael G. Clarke
    Name: Michael G. Clarke
    Title: Senior Vice President, Head of Global Operations
    Contact Information
    Mark D. Braley
    Vice President
    Head of Reporting and Data Management| Global Operations and Investor Services
    Telephone: (617) 747-0663


    Exhibit Index

     

    Exhibit I    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
    Exhibit II    Joint Filing Agreement
    Get the next $AEIS alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $AEIS

    DatePrice TargetRatingAnalyst
    1/7/2025$145.00Hold → Buy
    Needham
    1/6/2025$110.00 → $138.00Neutral → Buy
    Citigroup
    12/16/2024$140.00Neutral → Buy
    BofA Securities
    10/31/2024$120.00 → $118.00Hold
    TD Cowen
    9/20/2024$128.00Outperform
    Robert W. Baird
    8/15/2024$135.00Buy
    Stifel
    7/31/2024$100.00 → $120.00Hold
    TD Cowen
    7/15/2024$113.00Buy → Neutral
    Citigroup
    More analyst ratings

    $AEIS
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • Advanced Energy to Participate at Upcoming Investor Conferences

      Advanced Energy (NASDAQ:AEIS), a global leader in highly engineered, precision power conversion, measurement, and control solutions, today announced that it will participate at the following investor conferences. KeyBanc Industrials & Basic Materials Conference in Boston Date: Wednesday, May 28, 2025 TD Cowen 53nd Annual Technology, Media & Telecom Conference in New York City Date: Thursday, May 29, 2025 BofA Securities 2025 Global Technology Conference in San Francisco Date: Wednesday, June 4, 2024 Presentation time: TBD * * This event will be streamed live via webcast and will be available for replay on the Advanced Energy website at https://ir.advancedenergy.com/events-presentation/.

      5/5/25 6:00:00 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Advanced Energy Reports First Quarter 2025 Results

      Revenue was $404.6 million, towards the high end of guidance Data Center Computing revenue reached a quarterly record and more than doubled year-over-year GAAP EPS from continuing operations was $0.65 Non-GAAP EPS was $1.23, towards the high end of guidance Advanced Energy Industries, Inc. (NASDAQ:AEIS), a global leader in highly engineered, precision power conversion, measurement, and control solutions, today announced financial results for the first quarter ended March 31, 2025. "First quarter results were at the higher end of our guidance, highlighting growth in our new data center programs and continued strength in semiconductor," said Steve Kelley, president and CEO of Advanc

      4/30/25 4:01:00 PM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Advanced Energy Declares Quarterly Cash Dividend

      Advanced Energy Industries, Inc. (NASDAQ:AEIS), a global leader in highly engineered, precision power conversion, measurement, and control solutions, today announced that its board of directors has authorized a quarterly cash dividend of $0.10 per share, payable on June 6, 2025 to shareholders of record as of May 24, 2025. Future dividend declarations, as well as the record and payment dates for such dividends, are subject to review and approval by the board of directors. About Advanced Energy Advanced Energy Industries, Inc. (NASDAQ:AEIS) is a global leader in the design and manufacture of highly engineered, precision power conversion, measurement and control solutions for mission-criti

      4/28/25 6:00:00 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology

    $AEIS
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    See more
    • Advanced Energy upgraded by Needham with a new price target

      Needham upgraded Advanced Energy from Hold to Buy and set a new price target of $145.00

      1/7/25 7:39:21 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Advanced Energy upgraded by Citigroup with a new price target

      Citigroup upgraded Advanced Energy from Neutral to Buy and set a new price target of $138.00 from $110.00 previously

      1/6/25 7:28:33 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Advanced Energy upgraded by BofA Securities with a new price target

      BofA Securities upgraded Advanced Energy from Neutral to Buy and set a new price target of $140.00

      12/16/24 6:52:11 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology

    $AEIS
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Amendment: SEC Form 4 filed by Director Ball Frederick

      4/A - ADVANCED ENERGY INDUSTRIES INC (0000927003) (Issuer)

      5/6/25 8:02:35 PM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Amendment: Director Ball Frederick converted options into 2,655 shares (SEC Form 4)

      4/A - ADVANCED ENERGY INDUSTRIES INC (0000927003) (Issuer)

      5/6/25 8:00:10 PM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Amendment: SEC Form 4 filed by Director Ball Frederick

      4/A - ADVANCED ENERGY INDUSTRIES INC (0000927003) (Issuer)

      5/6/25 7:58:51 PM ET
      $AEIS
      Industrial Machinery/Components
      Technology

    $AEIS
    Leadership Updates

    Live Leadership Updates

    See more

    $AEIS
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more

    $AEIS
    SEC Filings

    See more
    • 22nd Century Appoints Larry Firestone as Chairman and CEO

      BUFFALO, N.Y., Nov. 29, 2023 (GLOBE NEWSWIRE) -- 22nd Century Group, Inc. (Nasdaq: XXII) ("22nd Century" or the "Company"), a biotechnology company focused on utilizing advanced plant technologies to improve health and wellness, today announced the appointment of Lawrence (Larry) Firestone as the Company's Chairman and Chief Executive Officer. Nora Sullivan, former Chair of the Board, commented, "Larry is a seasoned executive known for his 'hands-on' leadership style emphasizing teamwork, business alignment, continuous improvement, cost control and process optimization. His track record of success with fast growing public companies will serve 22nd Century well as it continues to execu

      11/29/23 7:07:00 AM ET
      $AEIS
      $ASYS
      $EAST
      $HYPR
      Industrial Machinery/Components
      Technology
      Beverages (Production/Distribution)
      Consumer Staples
    • Advanced Energy Appoints Brian Shirley to Board of Directors

      Advanced Energy Industries, Inc. (NASDAQ:AEIS), a global leader in highly engineered, precision power conversion, measurement and control solutions, today announced the appointment of Brian Shirley to its board of directors. Mr. Shirley brings decades of experience in semiconductor product technologies and an extensive track record of advancing innovation and global growth. "As a recognized leader in the semiconductor industry, Brian will be a valuable asset to our board," said Grant Beard, chairman of the board of Advanced Energy. "I welcome Brian to our board and look forward to his contributions." "Brian's technical acumen and deep knowledge of the semiconductor industry make him a gre

      6/16/22 10:00:00 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Advanced Energy Appoints David Reed to its Board of Directors

      Advanced Energy Industries, Inc. (NASDAQ:AEIS), a global leader in highly engineered, precision power conversion, measurement and control solutions, today announced the appointment of David Reed to its board of directors. "We are pleased to welcome David to the Advanced Energy board of directors," said Grant Beard, chairman of the board of Advanced Energy. "David brings extensive experience and expertise that are complementary to the board, and I look forward to his contributions as we continue to grow in our served markets." "David is joining the Advanced Energy board at an opportune time as we accelerate our development of new precision power products and technologies and scale our manu

      2/2/22 4:10:00 PM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • SEC Form SC 13G/A filed by Advanced Energy Industries Inc. (Amendment)

      SC 13G/A - ADVANCED ENERGY INDUSTRIES INC (0000927003) (Subject)

      2/14/24 11:19:57 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • SEC Form SC 13G/A filed by Advanced Energy Industries Inc. (Amendment)

      SC 13G/A - ADVANCED ENERGY INDUSTRIES INC (0000927003) (Subject)

      2/13/24 4:55:57 PM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • SEC Form SC 13G/A filed by Advanced Energy Industries Inc. (Amendment)

      SC 13G/A - ADVANCED ENERGY INDUSTRIES INC (0000927003) (Subject)

      2/9/24 8:35:56 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • SEC Form SD filed by Advanced Energy Industries Inc.

      SD - ADVANCED ENERGY INDUSTRIES INC (0000927003) (Filer)

      5/29/25 11:54:52 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Amendment: SEC Form SCHEDULE 13G/A filed by Advanced Energy Industries Inc.

      SCHEDULE 13G/A - ADVANCED ENERGY INDUSTRIES INC (0000927003) (Subject)

      5/12/25 10:24:40 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Advanced Energy Industries Inc. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

      8-K - ADVANCED ENERGY INDUSTRIES INC (0000927003) (Filer)

      5/12/25 6:00:45 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology

    $AEIS
    Financials

    Live finance-specific insights

    See more
    • Advanced Energy Reports First Quarter 2025 Results

      Revenue was $404.6 million, towards the high end of guidance Data Center Computing revenue reached a quarterly record and more than doubled year-over-year GAAP EPS from continuing operations was $0.65 Non-GAAP EPS was $1.23, towards the high end of guidance Advanced Energy Industries, Inc. (NASDAQ:AEIS), a global leader in highly engineered, precision power conversion, measurement, and control solutions, today announced financial results for the first quarter ended March 31, 2025. "First quarter results were at the higher end of our guidance, highlighting growth in our new data center programs and continued strength in semiconductor," said Steve Kelley, president and CEO of Advanc

      4/30/25 4:01:00 PM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Advanced Energy Declares Quarterly Cash Dividend

      Advanced Energy Industries, Inc. (NASDAQ:AEIS), a global leader in highly engineered, precision power conversion, measurement, and control solutions, today announced that its board of directors has authorized a quarterly cash dividend of $0.10 per share, payable on June 6, 2025 to shareholders of record as of May 24, 2025. Future dividend declarations, as well as the record and payment dates for such dividends, are subject to review and approval by the board of directors. About Advanced Energy Advanced Energy Industries, Inc. (NASDAQ:AEIS) is a global leader in the design and manufacture of highly engineered, precision power conversion, measurement and control solutions for mission-criti

      4/28/25 6:00:00 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology
    • Advanced Energy Announces First Quarter 2025 Earnings Date on April 30

      Advanced Energy (NASDAQ:AEIS), a global leader in highly engineered, precision power conversion, measurement, and control solutions, will report its first quarter 2025 financial results after the market closes on Wednesday, April 30, 2025. Management's quarterly conference call will be held the same day beginning at 4:30 p.m. Eastern Time. To participate in the live earnings conference call, please dial 877-407-0890 approximately ten minutes prior to the start of the meeting and an operator will connect you. International participants can dial +1-201-389-0918. A live webcast of the call will be available on the Investors page of the company's website at ir.advancedenergy.com in the Events

      4/16/25 6:00:00 AM ET
      $AEIS
      Industrial Machinery/Components
      Technology