SEC Form SC 13G/A filed by American Woodmark Corporation (Amendment)
☒ | Rule 13d-1(b) |
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Rule 13d-1(c) |
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Rule 13d-1(d) |
1.
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NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Broad Run Investment Management, LLC (46-1010523)
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware/USA
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NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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5.
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SOLE VOTING POWER
724,527
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6.
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SHARED VOTING POWER
0
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7.
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SOLE DISPOSITIVE POWER
757,367
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8.
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SHARED DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
757,367
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.6%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
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Item 1.
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(a)
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Name of Issuer:
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American Woodmark Corp. |
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(b)
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Address of Issuer's Principal Executive Offices:
561 Shady Elm Road
Winchester, VA 22602
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Item 2.
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(a)
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Names of Persons Filing:
Broad Run Investment Management, LLC (46-1010523)
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(b)
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Address of Principal Business Office, or if None, Residence:
1530 Wilson Blvd, Suite 530
Arlington, VA 22209
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(c) |
Citizenship:
Delaware/USA
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(d) |
Title of Class of Securities:
Common Stock, No Par
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(e) |
CUSIP Number:
030506109
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Item 3. | If This Statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a: | ||
(a) | ☐ | Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c). | |
(b) | ☐ | Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c). | |
(c) | ☐ | Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). | |
(d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | ☒ | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | ☐ | Group, in accordance with s.240.13d-1(b)(1)(ii)(J). | |
Item 4. | Ownership | |||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a) |
Amount beneficially owned:
757,367
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(b) |
Percent of class:
4.6%
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(c) | Number of shares as to which the person has: | |||
(i) | Sole power to vote or to direct the vote | 724,527 | ||
(ii) | Shared power to vote or to direct the vote | 0 | ||
(iii) | Sole power to dispose or to direct the | 757,367 | ||
disposition of | ||||
(iv) | Shared power to dispose or to direct the | 0 | ||
disposition of | ||||
Item 5. | Ownership of Five Percent or Less of a Class. | |||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒
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Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. | |||
Not applicable. | ||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |||
Not applicable. | ||||
Item 8. | Identification and Classification of Members of the Group. | |||
Not applicable. | ||||
Item 9. | Notice of Dissolution of Group. | |||
Not applicable. | ||||
Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
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By:
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/s/ Bryan H. Adkins
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Bryan H. Adkins,
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Chief Compliance Officer
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Broad Run Investment Management, LLC
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