SEC Form SC 13G/A filed by Century Communities Inc. (Amendment)
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Rule 13d-1(b)
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Rule 13d-1(c)
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Rule 13d-1(d)
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1
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NAMES OF REPORTING PERSONS
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Robert J. Francescon
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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1,591,430(1)
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6
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SHARED VOTING POWER
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0 |
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7
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SOLE DISPOSITIVE POWER
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1,591,430(1)
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8
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SHARED DISPOSITIVE POWER
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0 |
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,591,430(1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.0%(2)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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(1) |
Consists of 233,637 shares of Common Stock held directly by Robert J. Francescon and 250,000 shares of Common Stock held by the Robert Francescon Roth IRA. Also includes 887,793 shares held by RJF Century, LLC and 220,000 shares of
Common Stock held by the Nicholas R. Francescon 2020 Trust. Robert J. Francescon, the sole member of RJF Century, LLC, has sole voting and dispositive power over the shares held by RJF Century, LLC. Robert J. Francescon, the sole trustee
of the Nicholas R. Francescon 2020 Trust, has sole voting and dispositive power over the shares held by the Nicholas R. Francescon 2020 Trust. Does not include up to 69,326 shares of Common Stock issuable on February 7, 2024 upon the
vesting of a performance share unit award based on the accomplishment of an adjusted pre-tax income goal for a three-year performance period from January 1, 2021 to December 31, 2023.
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(2) |
This percentage is based on 31,774,615 shares of Common Stock of the Issuer outstanding as of December 31, 2023, as reported in the Issuer’s Annual Report on Form 10-K for the year ended December 31, 2023, as filed with the Securities
and Exchange Commission on January 31, 2024.
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(a)
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Name of Issuer:
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(b)
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Address of Issuer’s principal executive offices:
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(a)
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Name of person filing:
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(b)
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Address or principal business office or, if none, residence:
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(c)
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Citizenship:
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(d)
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Title of class of securities:
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(e)
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CUSIP No.:
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance company, as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E).
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g)
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A parent holding company or control person, in accordance with §240.13d-1(b)(1)(ii)(G).
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(h)
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A savings association, as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
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(i)
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A church plan, that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
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(j)
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A non-US institution in accordance with §240.13d-1(b)(1)(ii)(J).
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(k)
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Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
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Item 4. |
Ownership.
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Item 5. |
Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5
percent of the class of securities, check the following ☐.
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Item 6.
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Ownership of More than 5 Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certifications.
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Dated: February 5, 2024
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/s/ Robert J. Francescon
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Robert J. Francescon
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