SEC Form SC 13G/A filed by Credit Suisse Group (Amendment)

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2

(Amendment No. 3)*

CREDIT SUISSE GROUP AG

(Name of Issuer)

Shares par value CHF 0.04 per share

(Title of Class of Securities)

225401108¹

(CUSIP Number)

June 30, 2021

(Date of Event Which Requires Filing this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐ Rule 13d-1(b)
☑ Rule 13d-1(c)
☐ Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

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(1) Includes (i) 128,217,522 shares, par value CHF 0.04 per share, of Credit Suisse Group AG (the “Shares”), (ii) 13,988,439 Shares issuable upon conversion of 3.00 per cent. Series A Mandatory Convertible Notes due 2021 (the “Series A MCN”) and (iii) 16,972,023 Shares issuable upon conversion of 3.00 per cent. Series B Mandatory Convertible Notes due 2021 (the “Series B MCN” and, together with the Series A MCN, the “Convertible Notes”). The Convertible Notes are currently convertible into Shares at the option of the holder.

 

(2) Based on 2,650,747,720 Shares outstanding as at June 30, 2021, as disclosed on the Canton of Zurich Commercial Register.

EXPLANATORY NOTE

 

The reporting person beneficially owns (i) 13,988,439 shares, par value CHF 0.04 per share, of Credit Suisse Group AG (the “Shares”) issuable upon conversion of 3.00 per cent. Series A Mandatory Convertible Notes due 2021 (the “Series A MCN”) and (ii) 16,972,023 Shares issuable upon conversion of 3.00 per cent. Series B Mandatory Convertible Notes due 2021 (the “Series B MCN” and, together with the Series A MCN, the “Convertible Notes”).  The Convertible Notes are currently convertible into Shares at the option of the holder.

 

Shares issuable upon conversion of the Convertible Notes were inadvertently omitted from the total number of Shares reported by the reporting person on Amendment No. 2 to the Schedule 13G filed by the reporting persons with the Securities and Exchange Commission on June 30, 2021 (the “June 30 Amendment”).  This amendment is being filed to correct that inadvertent omission.  The reporting person has not acquired beneficial ownership of additional Shares since the June 30 Amendment.

SIGNATURE

 

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

     Date: July 2, 2021

EXHIBIT A

The Schedule 13G to which this attachment is appended is filed by Qatar Investment Authority on behalf of itself and the following subsidiaries:

Qatar Holding LLC

 

 

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