Five Star Bancorp |
Common Stock, no par value per share |
33830T 103 |
December 31, 2023 |
☐ | Rule 13d-1(b) | ||||
☐ | Rule 13d-1(c) | ||||
x | Rule 13d-1(d) |
CUSIP No. 33830T 103 | ||||||||||||||||||||
1. | Names of Reporting Persons Kathryn Ruth Oates-Fairrington | |||||||||||||||||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||||||||||||||||
(a) | ||||||||||||||||||||
(b) | x (Joint filers) | |||||||||||||||||||
3. | SEC Use Only | |||||||||||||||||||
4. | Citizenship or Place of Organization United States of America | |||||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power* 0 | ||||||||||||||||||
6. | Shared Voting Power* 1,161,387 | |||||||||||||||||||
7. | Sole Dispositive Power* 0 | |||||||||||||||||||
8. | Shared Dispositive Power* 1,161,387 | |||||||||||||||||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person* 1,161,387 | |||||||||||||||||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | |||||||||||||||||||
11. | Percent of Class Represented by Amount in Row (9)* 6.7% | |||||||||||||||||||
12. | Type of Reporting Person (See Instructions) IN | |||||||||||||||||||
CUSIP No. 33830T 103 |
1. | Names of Reporting Persons Philip David Oates | |||||||||||||||||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||||||||||||||||
(a) | ||||||||||||||||||||
(b) | x (Joint filers) | |||||||||||||||||||
3. | SEC Use Only | |||||||||||||||||||
4. | Citizenship or Place of Organization United States of America | |||||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power* 0 | ||||||||||||||||||
6. | Shared Voting Power* 1,088,243 | |||||||||||||||||||
7. | Sole Dispositive Power* 0 | |||||||||||||||||||
8. | Shared Dispositive Power* 1,088,243 | |||||||||||||||||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person* 1,088,243 | |||||||||||||||||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | |||||||||||||||||||
11. | Percent of Class Represented by Amount in Row (9)* 6.3% | |||||||||||||||||||
12. | Type of Reporting Person (See Instructions) IN | |||||||||||||||||||
CUSIP No. 33830T 103 |
1. | Names of Reporting Persons Oates Administrative Trust | |||||||||||||||||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||||||||||||||||
(a) | ||||||||||||||||||||
(b) | x (Joint filers) | |||||||||||||||||||
3. | SEC Use Only | |||||||||||||||||||
4. | Citizenship or Place of Organization California, United States of America | |||||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power* 895,835 | ||||||||||||||||||
6. | Shared Voting Power* 0 | |||||||||||||||||||
7. | Sole Dispositive Power* 895,835 | |||||||||||||||||||
8. | Shared Dispositive Power* 0 | |||||||||||||||||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person* 895,835 | |||||||||||||||||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | |||||||||||||||||||
11. | Percent of Class Represented by Amount in Row (9)* 5.2% | |||||||||||||||||||
12. | Type of Reporting Person (See Instructions) OO (trust) | |||||||||||||||||||
Item 1. | ||||||||
(a) | Name of Issuer Five Star Bancorp | |||||||
(b) | Address of Issuer’s Principal Executive Offices 3100 Zinfandel Drive, Suite 100 Rancho Cordova, California 95670 | |||||||
Item 2. | ||||||||
(a) | Name of Person(s) Filing Kathryn Ruth Oates-Fairrington Philip David Oates Oates Administrative Trust | |||||||
(b) | Address of Principal Business Office or, if none, Residence 555 Capitol Mall, Suite 900 Sacramento, California 95814 | |||||||
(c) | Citizenship Kathryn Ruth Oates-Fairrington - United States of America Philip David Oates - United States of America Oates Administrative Trust - California, United States of America | |||||||
(d) | Title of Class of Securities Common Stock, no par value per share | |||||||
(e) | CUSIP Number 33830T 103 | |||||||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||||
Not applicable. | ||||||||
Item 4. | Ownership | |||||||
This Schedule 13G (this “Statement”) relates to the common stock, no par value per share (the “Shares”), of Five Star Bancorp (the “Issuer”) held by Kathryn Ruth Oates-Fairrington, Philip David Oates, and the Oates Administrative Trust (collectively, the “Reporting Persons”). The Reporting Persons are filing this Statement jointly pursuant Rule 13d-1(k)(1), and this Statement is filed on behalf all such Reporting Persons, as the Reporting Persons are required to file a statement containing the information required by Schedule 13G with respect to the same securities, namely, the Shares held by the Oates Administrative Trust. Kathryn Ruth Oates-Fairrington disclaims beneficial ownership in the Shares otherwise held by Philip David Oates over which she does not have any voting and dispositive power. Philip David Oates disclaims beneficial ownership in the Shares otherwise held by Kathryn Ruth Oates-Fairrington over which he does not have any voting and dispositive power. Oates Administrative Trust disclaims beneficial ownership in the Shares otherwise held by Kathryn Oates-Fairrington and Philip David Oates over which it does not have any voting and dispositive power. |
Reporting Person | Number of Shares | ||||||||||
Kathryn Ruth Oates-Fairrington | 1,161,387 | (1) | |||||||||
Philip David Oates | 1,088,243 | (2) | |||||||||
Oates Administrative Trust | 895,835 | (3) |
Reporting Person | Percent of Class | |||||||||||||
Kathryn Ruth Oates-Fairrington | 6.7 | % | (4) | |||||||||||
Philip David Oates | 6.3 | % | (4) | |||||||||||
Oates Administrative Trust | 5.2 | % | (4) |
Reporting Person | Number of Shares | ||||||||||
Kathryn Ruth Oates-Fairrington | 0 | (1) | |||||||||
Philip David Oates | 0 | (2) | |||||||||
Oates Administrative Trust | 895,835 | (3) |
Reporting Person | Number of Shares | ||||||||||
Kathryn Ruth Oates-Fairrington | 1,161,387 | (1) | |||||||||
Philip David Oates | 1,088,243 | (2) | |||||||||
Oates Administrative Trust | 0 | (3) |
Reporting Person | Number of Shares | ||||||||||
Kathryn Ruth Oates-Fairrington | 0 | (1) | |||||||||
Philip David Oates | 0 | (2) | |||||||||
Oates Administrative Trust | 895,835 | (3) |
Reporting Person | Number of Shares | ||||||||||
Kathryn Ruth Oates-Fairrington | 1,161,387 | (1) | |||||||||
Philip David Oates | 1,088,243 | (2) | |||||||||
Oates Administrative Trust | 0 | (3) |
Item 5. | Ownership of Five Percent or Less of a Class | ||||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐. | |||||
Not applicable. | |||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person | ||||
Not applicable. | |||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | ||||
Not applicable. | |||||
Item 8. | Identification and Classification of Members of the Group | ||||
Not applicable. | |||||
Item 9. | Notice of Dissolution of Group | ||||
Not applicable. | |||||
Item 10. | Certifications | ||||
Not applicable. |
Materials to be Filed as Exhibits | |||||
Exhibit No. | Description | ||||
99.1 | Joint Filing Agreement between Kathryn Oates-Fairrington, Philip David Oates, and Oates Administrative Trust |
/s/ Kathryn Ruth Oates-Fairrington | |||||
Name: Kathryn Ruth Oates-Fairrington | |||||
/s/ Philip David Oates | |||||
Name: Philip David Oates | |||||
OATES ADMINISTRATIVE TRUST | |||||
/s/ Kathryn Ruth Oates-Fairrington | |||||
Name: Kathryn Ruth Oates-Fairrington | |||||
Title: Co-trustee | |||||
/s/ Philip David Oates | |||||
Name: Philip David Oates | |||||
Title: Co-trustee |
/s/ Kathryn Ruth Oates-Fairrington | |||||
Name: Kathryn Ruth Oates-Fairrington | |||||
/s/ Philip David Oates | |||||
Name: Philip David Oates | |||||
OATES ADMINISTRATIVE TRUST | |||||
/s/ Kathryn Ruth Oates-Fairrington | |||||
Name: Kathryn Ruth Oates-Fairrington | |||||
Title: Co-trustee | |||||
/s/ Philip David Oates | |||||
Name: Philip David Oates | |||||
Title: Co-trustee |