• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Dashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlerts
    Company
    AboutQuantisnow PlusContactJobs
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form SC 13G/A filed by Graham Corporation (Amendment)

    2/8/23 9:13:46 AM ET
    $GHM
    Industrial Machinery/Components
    Industrials
    Get the next $GHM alert in real time by email
    SC 13G/A 1 grahamcorp13g-a3.htm SC 13G/A
     
    United States
    Securities and Exchange Commission
    Washington, D.C.  20549
       
       
    SCHEDULE 13G
       
    Under the Securities Exchange Act of 1934
       
    (Amendment No. 3)*
       
     
     
    GRAHAM CORPORATION
    (Name of Issuer)
     
     
    COMMON STOCK
    (Title of Class of Securities)
     
     
    384556106
    (CUSIP Number)
       
     
    DECEMBER 31, 2022
    (Date of Event Which Requires Filing of this Statement)
       
       
       
    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
       
    [ X ]
    Rule 13d-1(b)
    [     ]
    Rule 13d-1(c)
    [     ]
    Rule 13d-1(d)
         
         
    *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
     
    The information  required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
     
    Page 1 of 9 Pages

     
     
    CUSIP No.  384556106
     
     
    1.
     
    Names of Reporting Persons
     
    American Century Capital Portfolios, Inc.
     
     
    2.
     
    Check the Appropriate Box if a Member of a Group (See Instructions)
     
           
     
    (a)
    [       ]
     
           
     
    (b)
    [       ]
     
     
     
    3.
     
    SEC Use Only
     
     
     
     
    4.
     
    Citizenship or Place of Organization
     
    Maryland
     
     
     
     
    5.
     
    Sole Voting Power
     
    381,617
           
    Number of Shares
    Beneficially
     
    6.
     
    Shared Voting Power
     
    N/A
    Owned by
         
    Each
    Reporting
     
    7.
     
    Sole Dispositive Power
     
    381,617
    Person With:
         
     
     
    8.
     
    Shared Dispositive Power
     
     
    N/A
       
    9.
    Aggregate Amount Beneficially Owned by Each Reporting Person
     
    381,617
         
    10.
    Check if the Aggregate Amount in Row (9) Excludes Certain Shares
    (See Instructions) [     ]
     
     
         
    11.
    Percent of Class Represented by Amount in Row (9)
     
    3.60%
         
    12.
    Type of Reporting Person (See Instructions)
     
    IV
     
     
    Page 2 of 9 pages
     

     
     
    CUSIP No.  384556106
     
     
    1.
     
    Names of Reporting Persons
     
    American Century Investment Management, Inc.
     
     
    2.
     
    Check the Appropriate Box if a Member of a Group (See Instructions)
     
           
     
    (a)
    [       ]
     
           
     
    (b)
    [       ]
     
     
     
    3.
     
    SEC Use Only
     
     
     
     
    4.
     
    Citizenship or Place of Organization
     
    Delaware
     
     
     
     
    5.
     
    Sole Voting Power
     
    507,204
           
    Number of Shares
    Beneficially
     
    6.
     
    Shared Voting Power
     
    N/A
    Owned by
         
    Each
    Reporting
     
    7.
     
    Sole Dispositive Power
     
    517,709
    Person With:
         
     
     
    8.
     
    Shared Dispositive Power
     
     
    N/A
       
    9.
    Aggregate Amount Beneficially Owned by Each Reporting Person
     
    517,709
         
    10.
    Check if the Aggregate Amount in Row (9) Excludes Certain Shares
    (See Instructions) [     ]
     
     
         
    11.
    Percent of Class Represented by Amount in Row (9)
     
    4.88%
         
    12.
    Type of Reporting Person (See Instructions)
     
    IA
     
     
    Page 3 of 9 pages
     

     
     
    CUSIP No.  384556106
     
     
    1.
     
    Names of Reporting Persons
     
    American Century Companies, Inc.
     
     
    2.
     
    Check the Appropriate Box if a Member of a Group (See Instructions)
     
           
     
    (a)
    [       ]
     
           
     
    (b)
    [       ]
     
     
     
    3.
     
    SEC Use Only
     
     
     
     
    4.
     
    Citizenship or Place of Organization
     
    Delaware
     
     
     
     
    5.
     
    Sole Voting Power
     
    507,204
           
    Number of Shares
    Beneficially
     
    6.
     
    Shared Voting Power
     
    N/A
    Owned by
         
    Each
    Reporting
     
    7.
     
    Sole Dispositive Power
     
    517,709
    Person With:
         
     
     
    8.
     
    Shared Dispositive Power
     
     
    N/A
       
    9.
    Aggregate Amount Beneficially Owned by Each Reporting Person
     
    517,709
         
    10.
    Check if the Aggregate Amount in Row (9) Excludes Certain Shares
     (See Instructions) [     ]
     
     
         
    11.
    Percent of Class Represented by Amount in Row (9)
     
    4.88%
         
    12.
    Type of Reporting Person (See Instructions)
     
    HC
     
     
    Page 4 of 9 pages
     

     
     
    CUSIP No.  384556106
     
     
    1.
     
    Names of Reporting Persons
     
    Stowers Institute for Medical Research
     
     
    2.
     
    Check the Appropriate Box if a Member of a Group (See Instructions)
     
           
     
    (a)
    [       ]
     
           
     
    (b)
    [       ]
     
     
     
    3.
     
    SEC Use Only
     
     
     
     
    4.
     
    Citizenship or Place of Organization
     
    Delaware
     
     
     
     
    5.
     
    Sole Voting Power
     
    507,204
           
    Number of Shares
    Beneficially
     
    6.
     
    Shared Voting Power
     
    N/A
    Owned by
         
    Each
    Reporting
     
    7.
     
    Sole Dispositive Power
     
    517,709
    Person With:
         
     
     
    8.
     
    Shared Dispositive Power
     
     
    N/A
       
    9.
    Aggregate Amount Beneficially Owned by Each Reporting Person
     
    517,709
         
    10.
    Check if the Aggregate Amount in Row (9) Excludes Certain Shares
    (See Instructions) [     ]
     
     
         
    11.
    Percent of Class Represented by Amount in Row (9)
     
    4.88%
         
    12.
    Type of Reporting Person (See Instructions)
     
    HC
     
     
    Page 5 of 9 pages
     

     
     
    Item 1.
     
    (a)
    Name of Issuer.
     
     
    Graham Corporation
     
    (b)
    Address of Issuer’s Principal Executive Offices
     
     
    20 Florence Avenue
    Batavia, New York  14020
     
    Item 2.
     
    (a)
    Name of Person Filing.
       
     
    (1)
    American Century Capital Portfolios, Inc.
     
     
    (2)
    American Century Investment Management, Inc.
     
     
    (3)
    American Century Companies, Inc.
     
      (4) Stowers Institute for Medical Research
         
         
    (b)
    Address of Principal Business Office or, if none, Residence.
       
     
    4500 Main Street
    9th Floor
    Kansas City, Missouri  64111
       
       
    (c)
    Citizenship.
         
     
    (1)
    Maryland
     
     
    (2)
    Delaware
     
     
    (3)
    Delaware
     
      (4)    Delaware
       
       
    (d)
    Title of Class of Securities.
       
     
    Reference is made to the cover page of this filing.
       
       
    (e)
    CUSIP Number.
       
     
    Reference is made to the cover page of this filing.
     
    Page 6 of 9 pages


     
    Item 3.
    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
       
     
    (1)
    American Century Capital Portfolios, Inc. is an investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
         
     
    (2)
    American Century Investment Management, Inc. is an investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
         
     
    (3)
    American Century Companies, Inc. is a parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
         
      (4) Stowers Institute for Medical Research, is a parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
         
       
    Item 4.
    Ownership.
       
     
    Reference is made to Items 5-9 and 11 on the cover page of this filing.
       
       
    Item 5.
    Ownership of Five Percent or Less of a Class.
       
     
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [  X    ].
       
       
    Item 6.
    Ownership of More than Five Percent on Behalf of Another Person.
       
     
    Various persons, including the investment companies and separate institutional investor accounts that American Century Investment Management, Inc. (“ACIM”) serves as investment adviser, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities that are the subject of this schedule.  Except as may be otherwise indicated if this is a joint filing, not more than 5% of the class of securities that is the subject of this schedule is owned by any one client advised by ACIM.
       
       
    Item 7.
    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
       
     
    See attached Exhibit A.
       
       
    Item 8.
    Identification and Classification of Members of the Group.
       
     
    Not applicable.
       
       
    Item 9.
    Notice of Dissolution of Group.
       
     
    Not applicable.
       
    Page 7 of 9 pages


    Item 10.
    Certification


    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


    SIGNATURE

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

    Dated this 8th day of February, 2023.

     
    AMERICAN CENTURY CAPITAL PORTFOLIOS, INC. ("ACCP")
       
     
    AMERICAN CENTURY INVESTMENT MANAGEMENT, INC. (“ACIM”)
       
      AMERICAN CENTURY COMPANIES, INC. (“ACC”)
       
       
     
    By:
    /s/ John Pak
       
    John Pak
       
    Senior Vice President, ACCP, ACIM and ACC
       
     
    STOWERS INSTITUTE FOR MEDICAL RESEARCH, solely in its capacity as control entity of ACC
       
       
     
    By:
    /s/ Richard W. Brown
       
    Richard W. Brown
       
    Chairman


    SCHEDULE 13G – To be included in statements filed pursuant to Rule 13d-1(b) or 13d-2(b).

    EXHIBIT A

    This Exhibit has been prepared to identify each subsidiary of American Century Companies, Inc. (“ACC”), which is controlled by the Stowers Institute for Medical Research, that is a beneficial owner of securities that are the subject of this schedule (the “Subject Securities”).  American Century Investment Management, Inc. (“ACIM”) is a wholly-owned subsidiary of ACC and an investment adviser registered under §203 of the Investment Advisers Act of 1940.


    Page 8 of 9 pages

     
     
    SCHEDULE 13G – To be included in statements filed pursuant to Rule 13d-1(b) or 13d-2(b) and Rule 13d-1(f) (1) Agreement.

    EXHIBIT B

    Each of the undersigned hereby agrees and consents to the execution and joint filing on its behalf by American Century Investment Management, Inc. of this Schedule 13G respecting the beneficial ownership of the securities which are the subject of this schedule.

    Dated this 8th day of February, 2023.

     
    AMERICAN CENTURY CAPITAL PORTFOLIOS, INC. ("ACCP")
       
     
    AMERICAN CENTURY INVESTMENT MANAGEMENT, INC. (“ACIM”)
       
      AMERICAN CENTURY COMPANIES, INC. (“ACC”)
       
       
     
    By:
    /s/ John Pak
       
    John Pak
       
    Senior Vice President, ACCP, ACIM and ACC
       
     
    STOWERS INSTITUTE FOR MEDICAL RESEARCH, solely in its capacity as control entity of ACC
       
       
     
    By:
    /s/ Richard W. Brown
       
    Richard W. Brown
       
    Chairman
     
    Page 9 of 9 pages
     
     



    Get the next $GHM alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $GHM

    DatePrice TargetRatingAnalyst
    6/24/2024$35.00Outperform
    Noble Capital Markets
    2/8/2022$17.00 → $15.00Buy
    Maxim Group
    2/8/2022Buy → Neutral
    Colliers Securities
    More analyst ratings

    $GHM
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • President and CEO Thoren Daniel J. covered exercise/tax liability with 1,381 shares, decreasing direct ownership by 0.42% to 324,885 units (SEC Form 4)

      4 - GRAHAM CORP (0000716314) (Issuer)

      9/4/24 4:34:50 PM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • SEC Form 4 filed by Thoren Daniel J.

      4 - GRAHAM CORP (0000716314) (Issuer)

      6/6/24 4:35:24 PM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • SEC Form 4 filed by Malone Matthew

      4 - GRAHAM CORP (0000716314) (Issuer)

      6/6/24 4:34:46 PM ET
      $GHM
      Industrial Machinery/Components
      Industrials

    $GHM
    SEC Filings

    See more
    • Amendment: SEC Form SCHEDULE 13G/A filed by Graham Corporation

      SCHEDULE 13G/A - GRAHAM CORP (0000716314) (Subject)

      4/30/25 10:59:34 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • SEC Form 10-Q filed by Graham Corporation

      10-Q - GRAHAM CORP (0000716314) (Filer)

      2/7/25 8:30:24 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • SEC Form 8-K filed by Graham Corporation

      8-K - GRAHAM CORP (0000716314) (Filer)

      2/7/25 6:45:27 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials

    $GHM
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more

    $GHM
    Financials

    Live finance-specific insights

    See more

    $GHM
    Press Releases

    Fastest customizable press release news feed in the world

    See more

    $GHM
    Leadership Updates

    Live Leadership Updates

    See more
    • Amendment: SEC Form SC 13G/A filed by Graham Corporation

      SC 13G/A - GRAHAM CORP (0000716314) (Subject)

      11/14/24 11:59:28 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Amendment: SEC Form SC 13G/A filed by Graham Corporation

      SC 13G/A - GRAHAM CORP (0000716314) (Subject)

      10/30/24 10:04:29 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • SEC Form SC 13G/A filed by Graham Corporation (Amendment)

      SC 13G/A - GRAHAM CORP (0000716314) (Subject)

      2/13/24 5:06:13 PM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Graham Corporation Reports Third Quarter Fiscal 2025 Results

      Revenue increased 7.3% to $47.0 million driven by continued strength in key end-markets Gross profit margin improved 260 basis points to 24.8% of sales, net margin increased 300 basis points to 3.4% of sales, and adjusted EBITDA margin1 expanded 180 basis points to 8.6% of sales Net income per diluted share increased 600% to $0.14 in the third quarter; adjusted net income per diluted share1 increased 38% to $0.18 Orders of $24.8 million, driven by demand from defense, space, and aftermarket; YTD Book-to-Bill ratio of 1.0x and a backlog of $385 million2 Strong balance sheet with no debt, $30.0 million in cash, and access to $43 million under its revolving credit facility at quar

      2/7/25 6:30:00 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Graham Corporation Announces Transition to Strengthen Core Leadership Team and Support Continued Growth

      As part of its established succession plan, President & CEO, Daniel J. Thoren to transition to Executive Chairman and Strategic Advisor effective June 2025 Matthew J. Malone, current Vice President and General Manager for Graham subsidiary Barber-Nichols, appointed to President & COO effective February 2025; expected to assume CEO role of Graham Corporation in June 2025 Executing according to succession plan previously approved by the Board of Directors; deepens bench strength of the Executive Leadership Team, ensures a smooth leadership transition, positions the business for continued growth and success The Company reiterates its sales and Adjusted EBITDA guidance as provided on Nove

      2/6/25 7:30:00 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Graham Corporation Announces Third Quarter Fiscal Year 2025 Financial Results Conference Call and Webcast

      Graham Corporation (NYSE:GHM), a global leader in the design and manufacture of mission critical fluid, power, heat transfer and vacuum technologies for the defense, space, energy and process industries, announced that it will release its third quarter fiscal year 2025 financial results before financial markets open on Friday, February 7, 2025. The Company will host a conference call and webcast to review its financial and operating results, strategy, and outlook. A question-and-answer session will follow. Third Quarter Fiscal Year 2025 Financial Results Conference Call Friday, February 7, 2025 11:00 a.m. Eastern Time Phone: (201) 689-8560 Internet webcast link and accompanying slide

      1/24/25 8:30:00 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Graham Corporation Announces Strategic Investment by Customer to Enhance Production Capabilities in Batavia

      Graham Corporation (NYSE:GHM) ("GHM" or "the Company"), a global leader in the design and manufacture of mission critical fluid, power, heat transfer, and vacuum technologies for the defense, space, energy, and process industries, today announced a strategic investment to support the implementation of new Radiographic Testing ("RT") equipment at Graham's Batavia, New York facility. The investment of $2.2 million, from one of GHM's customers, will enhance the Company's capabilities in evaluating critical welds in support of the Columbia and Virginia class submarine programs. As part of the investment, Graham will also contribute $1.4 million for a total project cost of $3.6 million. Daniel

      5/1/25 8:30:00 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Gabelli Funds to Host Pump, Valve & Water Systems Symposium at the Harvard Club, New York City

      GREENWICH, Conn., Feb. 24, 2025 (GLOBE NEWSWIRE) -- Gabelli Funds is hosting its 35th annual Pump, Valve & Water Systems Symposium at the Harvard Club in New York City on Thursday, February 27, 2025. The symposium focuses on themes crucial to this industry, including infrastructure spending, resource security, conservation, and mergers and acquisitions (M&A). Attendees will have the opportunity to engage in one-on-one sessions with management, providing an opportunity to delve into the strategies and growth prospects of these companies. This symposium underscores the pivotal role of the pump, valve, and water systems industry in addressing global challenges. It highlights the sector's

      2/24/25 8:00:00 AM ET
      $AME
      $BMI
      $CR
      $EPAC
      Industrial Machinery/Components
      Industrials
      Metal Fabrications
      Technology
    • Graham Corporation Reports Third Quarter Fiscal 2025 Results

      Revenue increased 7.3% to $47.0 million driven by continued strength in key end-markets Gross profit margin improved 260 basis points to 24.8% of sales, net margin increased 300 basis points to 3.4% of sales, and adjusted EBITDA margin1 expanded 180 basis points to 8.6% of sales Net income per diluted share increased 600% to $0.14 in the third quarter; adjusted net income per diluted share1 increased 38% to $0.18 Orders of $24.8 million, driven by demand from defense, space, and aftermarket; YTD Book-to-Bill ratio of 1.0x and a backlog of $385 million2 Strong balance sheet with no debt, $30.0 million in cash, and access to $43 million under its revolving credit facility at quar

      2/7/25 6:30:00 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Graham Corporation Set To Join Russell 2000® and 3000® Indexes

      Graham Corporation (NYSE:GHM) ("GHM" or "the Company"), a global leader in the design and manufacture of mission critical fluid, power, heat transfer and vacuum technologies for the defense, space, energy, and process industries, today announced it will be added to the Russell 2000® and Russell 3000® Indexes, effective after the close of financial markets on June 28, 2024. "The inclusion in the Russell Indexes marks another milestone for GHM, recognizing the meaningful progress we have made in executing our strategy to drive revenue growth and enhance profitability," commented Dan Thoren, President and Chief Executive Officer. "We believe that being part of the Russell indexes will increa

      6/28/24 8:30:00 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Graham Corporation Announces Retirement of Jeffrey F. Glajch, Chief Financial Officer

      Graham Corporation (NYSE:GHM), a global business that designs, manufactures and sells critical equipment for the defense/space, energy/new energy and chemical/petrochemical industries, today announced that Jeffrey F. Glajch, Chief Financial Officer, who has served as CFO for 13 years, plans to retire in the second calendar quarter of 2022 following the appointment of his successor. The Company has initiated a comprehensive external search to identify a successor for this role. Daniel J. Thoren, President and CEO, commented, "I have had the pleasure of working with Jeff the last six months at Graham and also for almost three years during the process of the Barber-Nichols ("BN") acquisition.

      11/29/21 4:15:00 PM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Graham Corporation Appoints Daniel J. Thoren as President and Chief Executive Officer

      After 37 years of service, James R. Lines announces plans to retire Graham Corporation (NYSE:GHM), a global business that designs, manufactures and sells critical equipment for the defense, energy and chemical/petrochemical industries, today announced that its Board of Directors has appointed Daniel J. Thoren as its President and Chief Executive Officer, effective September 1, 2021. Mr. Thoren will also join the Board of Directors upon assuming the new role. Mr. Thoren currently serves as Graham's President and Chief Operating Officer. He will succeed James R. Lines, who plans to retire from the Company and step down from the Board of Directors. James J. Malvaso, Graham's Board Chairman,

      8/10/21 6:30:00 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials

    $GHM
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    See more
    • Noble Capital Markets initiated coverage on Graham with a new price target

      Noble Capital Markets initiated coverage of Graham with a rating of Outperform and set a new price target of $35.00

      6/24/24 8:32:00 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Maxim Group reiterated coverage on Graham with a new price target

      Maxim Group reiterated coverage of Graham with a rating of Buy and set a new price target of $15.00 from $17.00 previously

      2/8/22 8:57:34 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials
    • Graham downgraded by Colliers Securities

      Colliers Securities downgraded Graham from Buy to Neutral

      2/8/22 7:44:11 AM ET
      $GHM
      Industrial Machinery/Components
      Industrials