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    SEC Form SC 13G/A filed by Great Elm Capital Corp. (Amendment)

    6/16/23 7:54:18 AM ET
    $GECC
    Finance: Consumer Services
    Finance
    Get the next $GECC alert in real time by email
    SC 13G/A 1 gecc_sc13ga.htm SC 13G/A gecc_sc13ga.htm

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    SCHEDULE 13G/A

     

    Under the Securities Exchange Act of 1934

    (Amendment No. 3)

     

    Great Elm Capital Corp. 

    (Name of Issuer)

     

     Common Stock, Par Value $0.01 per share

    (Title of Class of Securities)

     

    390320109

    (CUSIP Number)

     

    June 14, 2023

    (Date of Event Which Requires Filing of this Statement)

     

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     

    ☐

    Rule 13d-1(b)

    ☒

    Rule 13d-1(c)

    ☐

    Rule 13d-1(d)

     

    *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

     

    The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

     

     

     

     

    CUSIP No. 390320109

     

    1.

    Names of Reporting Persons

     

    Lenders Funding, LLC

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions)

    (a) ☐

    (b) ☐

    3.

    SEC Use Only

     

     

    4.

    Citizenship or Place of Organization

     

    New York

     

    Number of

    Shares

    Beneficially

    Owned by

    Each

    Reporting

    Person

    With:

    5.

    Sole Voting Power

     

    0

    6.

    Shared Voting Power

     

    0

    7.

    Sole Dispositive Power

     

    0

    8.

    Shared Dispositive Power

     

    0

     

    9.

    Aggregate Amount Beneficially Owned by Each Reporting Person

     

    0 

    10.

    Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

     

     

    11.

    Percent of Class Represented by Amount in Row (9)

     

    0%

    12.

    Type of Reporting Person (See Instructions)

     

    OO

     

     
    2

     

      

    CUSIP No. 390320109

     

    Item 1.

    Security and Issuer.

     

     

    (a)

    Name of Issuer

     

     

     

    Great Elm Capital Corp.

     

     

     

     

    (b)

    Address of Issuer's Principal Executive Offices

     

     

     

    800 South Street, Suite 230, Waltham, MA 02453

     

     

    Item 2.

    Identity and Background.

     

     

    (a)

    Name of Persons Filing

     

     

     

     

     

    Lenders Funding, LLC is filing this statement on Schedule 13G (the “Reporting Person”).

     

     

     

     

    (b)

    Address of Principal Business Office or, if none, Residence

     

     

     

    The principal business address for Lenders Funding, LLC is 9345 Terresina Dr., Naples, FL 34119.  

     

     

     

     

    (c)

    Citizenship

     

     

     

    For citizenship of Reporting Person, see Item 4 of the cover sheet.

     

     

     

     

    (d)

    Title of Class of Securities

     

     

     

    Common Stock, Par Value $0.01 per share

     

     

     

     

    (e)

    CUSIP No.

     

     

     

    390320109

     

     
    3

     

      

    Item 3.

    If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

     

     

    (a)

    ☐

    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

     

    (b)

    ☐

    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

     

    (c)

    ☐

    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

     

    (d)

    ☐

    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

     

    (e)

    ☐

    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

     

    (f)

    ☐

    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

     

    (g)

    ☐

    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

     

    (h)

    ☐

    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

     

    (i)

    ☐

    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

     

    (j)

    ☐

    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

     

    (k)

    ☐

    Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

     

    Item 4.

    Ownership

     

     

     

    Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

     

     

    (a)

    Amount beneficially owned:  As of June 14, 2023, Lenders Funding, LLC beneficially owned 0 shares of Common Stock of Great Elm Capital Corp.   

     

     

    (b)

    Percent of class: 0%

     

     

    (c)

    Number of shares as to which the person has:

     

     

    (i)

    Sole power to vote or to direct the vote: 0

     

     

    (ii)

    Shared power to vote or to direct the vote: 0

     

     

    (iii)

    Sole power to dispose or to direct the disposition of: 0

     

     

    (iv)

    Shared power to dispose or to direct the disposition of:  0

     

    Item 5.

    Ownership of Five Percent or Less of a Class

     

     

     

    If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.

     

     

    Item 6.

    Ownership of More than Five Percent on Behalf of Another Person

     

     

     

    N/A

     

     
    4

     

      

    CUSIP No.  390320109

     

    Item 7.

    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

     

     

     

    N/A

     

     

    Item 8.

    Identification and Classification of Members of the Group

     

     

     

    N/A

     

     

    Item 9.

    Notice of Dissolution of Group

     

     

     

    N/A

     

     

    Item 10.

    Certification

     

    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

     

     
    5

     

      

    SIGNATURE

     

    After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

     

     

     

    Lenders Funding, LLC

     

     

     

     

    Dated: June 16, 2023

    By: 

    /s/ John Benkovich

     

     

    Name:

    John Benkovich

     

     

    Title:

    Chief Operating Officer

     

     

     
    6

     

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