SEC Form SC 13G/A filed by Heritage Insurance Holdings Inc. (Amendment)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Amendment No. 3 to
SCHEDULE 13G
[Rule 13d-102]
Under the Securities Exchange Act of 1934
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO
SECTION 240.13d-1(b), (c), and (d) AND AMENDMENTS THERETO FILED
PURSUANT TO SECTION 240.13d-2
Heritage Insurance Holdings, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
42727J102
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) |
| ☒ | Rule 13d-1(c) |
| ☐ | Rule 13d-1(d) |
Explanatory Note: This amendment corrects Amendment No. 2 to Schedule 13G, filed on February 13, 2023, which inadvertently omitted trades that occurred on February 13, 2023.
CUSIP No. 42727J102
| 1. |
Names of Reporting Persons.
Raymond T. Hyer |
||
| 2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) ☒ (b) ☐
| |
| 3. |
SEC Use Only
|
||
| 4. |
Citizenship or Place of Organization
U.S. |
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
Sole Voting Power
2,811,115 |
|
| 6. |
Shared Voting Power
580,000 |
||
7.
|
Sole Dispositive Power
2,811,115 |
||
8.
|
Shared Dispositive Power
580,000 |
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
3,563,115 |
||
| 10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
☐ | |
11.
|
Percent of Class Represented by Amount in Row (9)
13.77%(1) |
||
| 12. |
Type of Reporting Person (See Instructions)
IN |
||
(1) Based on an aggregate of 25,876,390 shares of common stock outstanding as of November 7, 2022.
Page 2 of 10
CUSIP No. 42727J102
| 1. |
Names of Reporting Persons.
The Estate of Kathleen Hayes Hyer, a/k/a Kathleen A. Hyer |
||
| 2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) ☒ (b) ☐
| |
| 3. |
SEC Use Only
|
||
| 4. |
Citizenship or Place of Organization
U.S. |
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
Sole Voting Power
100,000 |
|
| 6. |
Shared Voting Power
0 |
||
7.
|
Sole Dispositive Power
100,000 |
||
8.
|
Shared Dispositive Power
0 |
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
3,563,115 |
||
| 10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
☐ | |
11.
|
Percent of Class Represented by Amount in Row (9)
13.77%(1) |
||
| 12. |
Type of Reporting Person (See Instructions)
IN |
||
(1) Based on an aggregate of 25,876,390 shares of common stock outstanding as of November 7, 2022.
Page 3 of 10
CUSIP No. 42727J102
| 1. |
Names of Reporting Persons.
Tara Tira |
||
| 2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) ☒ (b) ☐
| |
| 3. |
SEC Use Only
|
||
| 4. |
Citizenship or Place of Organization
U.S. |
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
Sole Voting Power
50,000 |
|
| 6. |
Shared Voting Power
0 |
||
7.
|
Sole Dispositive Power
50,000 |
||
8.
|
Shared Dispositive Power
0 |
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
3,563,115 |
||
| 10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
☐ | |
11.
|
Percent of Class Represented by Amount in Row (9)
13.77%(1) |
||
| 12. |
Type of Reporting Person (See Instructions)
IN |
||
(1) Based on an aggregate of 25,876,390 shares of common stock outstanding as of November 7, 2022.
Page 4 of 10
CUSIP No. 42727J102
| 1. |
Names of Reporting Persons.
Sean W. Poole |
||
| 2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) ☒ (b) ☐
| |
| 3. |
SEC Use Only
|
||
| 4. |
Citizenship or Place of Organization
U.S. |
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
Sole Voting Power
22,000 |
|
| 6. |
Shared Voting Power
120,000 |
||
7.
|
Sole Dispositive Power
22,000 |
||
8.
|
Shared Dispositive Power
120,000 |
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
3,563,115 |
||
| 10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
☐ | |
11.
|
Percent of Class Represented by Amount in Row (9)
13.77%(1) |
||
| 12. |
Type of Reporting Person (See Instructions)
IN |
||
(1) Based on an aggregate of 25,876,390 shares of common stock outstanding as of November 7, 2022.
Page 5 of 10
CUSIP No. 42727J102
| 1. |
Names of Reporting Persons.
Futura Circuits Corp. |
||
| 2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) ☒ (b) ☐
| |
| 3. |
SEC Use Only
|
||
| 4. |
Citizenship or Place of Organization
Florida |
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
Sole Voting Power
0 |
|
| 6. |
Shared Voting Power
460,000 |
||
7.
|
Sole Dispositive Power
0 |
||
8.
|
Shared Dispositive Power
460,000 |
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
3,563,115 |
||
| 10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
☐ | |
11.
|
Percent of Class Represented by Amount in Row (9)
13.77%(1) |
||
| 12. |
Type of Reporting Person (See Instructions)
CO |
||
(1) Based on an aggregate of 25,876,390 shares of common stock outstanding as of November 7, 2022.
Page 6 of 10
CUSIP No. 42727J102
| 1. |
Names of Reporting Persons.
Hyer Family Partnership, LLC |
||
| 2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) ☒ (b) ☐
| |
| 3. |
SEC Use Only
|
||
| 4. |
Citizenship or Place of Organization
Florida |
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
Sole Voting Power
0 |
|
| 6. |
Shared Voting Power
120,000 |
||
7.
|
Sole Dispositive Power
0 |
||
8.
|
Shared Dispositive Power
120,000 |
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
3,563,115 |
||
| 10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
☐ | |
11.
|
Percent of Class Represented by Amount in Row (9)
13.77%(1) |
||
| 12. |
Type of Reporting Person (See Instructions)
OO |
||
(1) Based on an aggregate of 25,876,390 shares of common stock outstanding as of November 7, 2022.
Page 7 of 10
| ITEM 1. | (a) Name of Issuer: Heritage Insurance Holdings, Inc. (the “Issuer”) |
(b) Address of Issuer’s Principal Executive Offices:
1401 N. Westshore Blvd.
Tampa, Florida 33607
| ITEM 2. | (a) Name of Person Filing: |
This Schedule 13G/A is being jointly filed by and on behalf of (i) Raymond T. Hyer, a citizen of the United States (“RTH”), (ii) The Estate of Kathleen Hayes Hyer, a/k/a Kathleen A. Hyer, formerly a citizen of the United States and the spouse of RTH, (iii) Tara Tira, a citizen of the United States and the daughter of RTH, (iv) Sean W. Poole, a citizen of the United States, (v) Futura Circuits Corp., a Florida corporation that is 100% owned by RTH, and (vi) Hyer Family Partnership, LLC, a Florida limited liability company of which RTH has the largest ownership percentage and of which Sean W. Poole serves as the Manager (the “Reporting Persons”).
The Reporting Persons have entered into a Joint Filing Agreement, a copy of which has been filed with a prior Schedule 13G, pursuant to which the Reporting Persons have agreed to file this Schedule 13G/A jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended.
| (b) | Address of Principal Business Office, or if None, Residence: |
The address of each of the Reporting Persons is 3919 E. 7th Ave, Tampa, Florida 33605.
| (c) | Citizenship or Place of Organization: |
Each of Raymond T. Hyer, Kathleen A. Hyer, Tara Tira and Sean W. Poole is, or was, a citizen of the United States. The place of organization of Futura Circuits Corp. and Hyer Family Partnership, LLC is Florida.
| (d) | Title of Class of Securities: |
This Schedule 13G/A relates to the Issuer’s Common Stock, par value $0.001 per share.
| (e) | CUSIP Number: 42727J102 |
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable.
ITEM 4. OWNERSHIP.
The information required by Item 4 is set forth in Rows 5 – 11 of the cover pages hereto and incorporated by reference herein.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not Applicable.
Page 8 of 10
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not Applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not Applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
See Exhibit 2.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable.
ITEM 10. CERTIFICATIONS.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Section 240.14a-11.
Page 9 of 10
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 15, 2023
/s/ Raymond T. Hyer Raymond T. Hyer
THE ESTATE OF KATHLEEN HAYES HYER, A/K/A KATHLEEN A. HYER
By: /s/ Raymond T. Hyer Name: Raymond T. Hyer Title: Personal Representative (pending)
/s/ Tara Tira Tara Tira
/s/ Sean W. Poole Sean W. Poole
FUTURA CIRCUITS CORP. a Florida corporation
By: /s/ Raymond T. Hyer Name: Raymond T. Hyer Title: President
HYER FAMILY PARTNERSHIP, LLC a Florida corporation
By: /s/ Sean Poole Name: Sean W. Poole Title: Manager |
Page 10 of 10