SEC Form SC 13G/A filed by Kronos Bio Inc. (Amendment)
☐
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Rule 13d-1(b)
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☐
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Rule 13d-1(c)
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☒
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Rule 13d-1(d)
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CUSIP No. 50107A104
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13G
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Page 2 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
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Norbert Bischofberger, Ph.D.
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|||
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
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|||||
(b)☐
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3
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SEC USE ONLY
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|||
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
509,666 (1)
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|||
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||||
6
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SHARED VOTING POWER
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5,425,494 Shares (2)
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|||
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||||
7
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SOLE DISPOSITIVE POWER
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509,666 (1)
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|||
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||||
8
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SHARED DISPOSITIVE POWER
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5,425,494 Shares (2)
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|||
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,935,160 Shares
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||||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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10.5% (3)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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CUSIP No. 50107A104
|
13G
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Page 3 of 13 Pages
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CUSIP No. 50107A104
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13G
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Page 4 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
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Norbert W. & Inger A. Bischofberger Revocable Inter Vivos Trust, dtd August 29, 1994
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|||
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
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|
|||
3
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SEC USE ONLY
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||
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|||
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||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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California
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|||
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
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4,370,494 Shares
|
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|||
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||||
6
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SHARED VOTING POWER
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0 Shares
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|||
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||||
7
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SOLE DISPOSITIVE POWER
|
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||
4,370,494 Shares
|
|
|
|||
|
|
||||
8
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SHARED DISPOSITIVE POWER
|
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||
0 Shares
|
|
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|||
|
|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
4,370,494 Shares
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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||
☐
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|||
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
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7.76% (1)
|
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|||
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||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
OO
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|||
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CUSIP No. 50107A104
|
13G
|
Page 5 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
|
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Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the David Michael Anthony Dynasty GST Exempt Trust dated April 29, 2020
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|||
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
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|||
3
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SEC USE ONLY
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||
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|||
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||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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California
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
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263,750 Shares
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|||
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||||
6
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SHARED VOTING POWER
|
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||
0 Shares
|
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|||
|
|
||||
7
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SOLE DISPOSITIVE POWER
|
|
|
||
263,750 Shares
|
|
|
|||
|
|
||||
8
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SHARED DISPOSITIVE POWER
|
|
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||
0 Shares
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
263,750 Shares
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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||
☐
|
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|||
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
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||
0.4% (1)
|
|
|
|||
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|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
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||
OO
|
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|||
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CUSIP No. 50107A104
|
13G
|
Page 6 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
|
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Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the David Michael Anthony Dynasty GST Non-Exempt Trust dated April 29, 2020
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
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||
|
|
|
|||
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|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
California
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
263,750 Shares
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
0 Shares
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
263,750 Shares
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
0 Shares
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
263,750 Shares
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.4% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 50107A104
|
13G
|
Page 7 of 13 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the Irene Alisha Bischofberger Dynasty GST Exempt Trust dated April 29, 2020
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
California
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
263,750 Shares
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
0 Shares
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
263,750 Shares
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
0 Shares
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
263,750 Shares
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.4% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 50107A104
|
13G
|
Page 8 of 13 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the Irene Alisha Bischofberger Dynasty GST Non-Exempt Trust dated April 29, 2020
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
California
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
263,750 Shares
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
0 Shares
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
263,750 Shares
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
0 Shares
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
263,750 Shares
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.4% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 50107A104
|
13G
|
Page 9 of 13 Pages
|
Item 1(a). |
Name of Issuer:
|
Item 1(b). |
Address of Issuer’s Principal Executive Offices:
|
Item 2(a). |
Names of Persons Filing:
|
Item 2(b). |
Address of Principal Business Office, or, if none, Residence:
|
CUSIP No. 50107A104
|
13G
|
Page 10 of 13 Pages
|
Item 2(c). |
Citizenship:
|
Item 2(d). |
Title of Class of Securities:
|
Item 2(e). |
CUSIP No.:
|
Item 3. |
Not Applicable.
|
Item 4. |
Ownership
|
Reporting Person
|
Shares Held
Directly
|
Sole
Voting
Power
|
Shared
Voting
Power
|
Sole
Dispositive
Power
|
Shared
Dispositive
Power
|
Beneficial
Ownership
|
Percentage
of Class(1)
|
|||||||
Norbert Bischofberger, Ph.D.
|
509,666
|
509,666
|
5,425,494
|
509,666
|
5,425,494
|
5,935,160
|
10.5%
|
|||||||
Norbert W. & Inger A. Bischofberger Revocable Inter Vivos Trust, dtd August 29, 1994
|
4,370,494
|
4,370,494
|
0
|
4,370,494
|
0
|
4,370,494
|
7.76%
|
|||||||
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the David Michael Anthony Dynasty GST Exempt Trust dated April 29, 2020
|
263,750
|
263,750
|
0
|
263,750
|
0
|
263,750
|
0.4%
|
CUSIP No. 50107A104
|
13G
|
Page 11 of 13 Pages
|
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the David Michael Anthony Dynasty GST Non-Exempt Trust dated April 29, 2020
|
263,750
|
263,750
|
0
|
263,750
|
0
|
263,750
|
0.4%
|
|||||||
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the Irene Alisha Bischofberger Dynasty GST Exempt Trust dated April 29, 2020
|
263,750
|
263,750
|
0
|
263,750
|
0
|
263,750
|
0.4%
|
|||||||
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the Irene Alisha Bischofberger Dynasty GST Non-Exempt Trust dated April 29, 2020
|
263,750
|
263,750
|
0
|
263,750
|
0
|
263,750
|
0.4%
|
|||||||
Item 5. |
Ownership of Five Percent or Less of a Class.
|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
|
Item 8. |
Identification and Classification of Members of the Group
|
Item 9. |
Notice of Dissolution of Group
|
Item 10. |
Certifications
|
CUSIP No. 50107A104
|
13G
|
Page 12 of 13 Pages
|
/s/ Norbert Bischofberger, Ph.D.
|
|
Norbert Bischofberger, Ph.D.
|
Norbert W. & Inger A. Bischofberger Revocable Inter Vivos Trust, dtd August 29, 1994
|
||
By:
|
/s/ Norbert Bischofberger, Ph.D.
|
|
Name:
|
Norbert Bischofberger, Ph.D., Trustee
|
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the David Michael Anthony Dynasty GST Exempt Trust dated April 29, 2020
|
||
By:
|
/s/ Norbert Bischofberger, Ph.D.
|
|
Name:
|
Norbert Bischofberger, Ph.D., Trustee
|
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the David Michael Anthony Dynasty GST Non-Exempt Trust dated April 29, 2020
|
||
By:
|
/s/ Norbert Bischofberger, Ph.D.
|
|
Name:
|
Norbert Bischofberger, Ph.D., Trustee
|
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the Irene Alisha Bischofberger Dynasty GST Exempt Trust dated April 29, 2020
|
||
By:
|
/s/ Norbert Bischofberger, Ph.D.
|
|
Name:
|
Norbert Bischofberger, Ph.D., Trustee
|
Norbert W. Bischofberger and Inger A. Bischofberger, Trustees of the Irene Alisha Bischofberger Dynasty GST Non-Exempt Trust dated April 29, 2020
|
||
By:
|
/s/ Norbert Bischofberger, Ph.D.
|
|
Name:
|
Norbert Bischofberger, Ph.D., Trustee
|