SEC Form SC 13G/A filed by Lightning eMotors Inc (Amendment)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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LIGHTNING EMOTERS INC.
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Common Stock
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53228T101
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December 31, 2022
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(Date of Event which Requires Filing of this Statement)
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Ionic Capital Management LLC
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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SEC Use Only
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
-0-
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6 Shared Voting Power
4,761,529 shares
Refer to Item 4 below.
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7 Sole Dispositive Power
-0-
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8 Shared Dispositive Power
4,761,529 shares
Refer to Item 4 below.
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Aggregate Amount Beneficially Owned by Each Reporting Person
4,761,529 shares
Refer to Item 4 below.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A
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Percent of Class Represented by Amount in Row (9)*
5.03%2
Refer to Item 4 below.
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Type of Reporting Person (See Instructions)
OO - Limited Liability Company
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(a)
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Name of Issuer
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Lightning eMotors, Inc
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(b)
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Address of Issuer's Principal Executive Offices
815 14th Street SW, Suite A100, Loveland, Colorado, 80537
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(a)
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Name of Person Filing
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Ionic Capital Management LLC
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(b)
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Address of Principal Business Office or, if none, Residence
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475 Fifth Avenue, 9th Floor, New York, New York 10017
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(c)
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Place of Organization
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Delaware
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(d)
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Title of Class of Securities
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Common Stock, Warrants
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(e)
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CUSIP Number
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53228T101
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[ ]
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Insurance Company as defined in Section 3(a)(19) of the Act
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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[x]
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Item 4. |
Ownership
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(a)
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Amount Beneficially Owned**
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4,761,529 shares
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(b)
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Percent of Class
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5.03%
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote
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0 shares
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(ii)
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shared power to vote or to direct the vote
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4,761,529 shares
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(iii)
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sole power to dispose or to direct the disposition of
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0 shares
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(iv)
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shared power to dispose or to direct the disposition of
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4,761,529 shares
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Item 5. |
Ownership of Five Percent or Less of a Class
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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Item 8. |
Identification and Classification of Members of the Group
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Item 9. |
Notice of Dissolution of Group
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Item 10. |
Certification
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