SEC Form SC 13G/A filed by LightPath Technologies Inc. (Amendment)

2/3/23 3:09:37 PM ET

Semiconductors

Technology

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SC 13G/A 1 lpth2023_01_30.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. ) LightPath Technologies, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.001 -------------------------------------------------------------------------------- (Title of Class of Securities) 532257805 -------------------------------------------------------------------------------- (CUSIP Number) January 30, 2023 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) CUSIP NO. 45817G201 -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON Marathon Micro Fund, L.P. -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,075,000 NUMBER OF -------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENFICIALLY OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 2,075,000 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENFICIALLY OWNED BY EACH REPORTING PERSON 2,075,000 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON Investment Advisor -------------------------------------------------------------------------------- Item 1. a) Name of Issuer: LightPath Technologies, Inc. b) Address: 2603 Challenger Tech Court, Suite 100 Orlando, FL 32826 Item 2. a) Name of Filer: Marathon Micro Fund, L.P. b) Address of Filer: 4 North Park Drive, Suite 106 Hunt Valley, MD 21030 c) Citizenship: Marathon Micro Fund, L.P. is a Delaware Corporation d) Title of Class of Securities: Common Stock, Par Value $.001 e) CUSIP Number: 45817G201 Item 3. Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) |_| Broker or Dealer registered under Section 15 of the Act (b) |_| Bank as defined in section 3 (a) (6) of the Act (c) |_| Insurance Company as defined in section 3 (a) (6) of the Act (d) |_| Investment Company registered under section 8 of the Investment Company Act (e) |X| Investment Adviser registered under section 203 of the Investment Advisers act of 1940 (f) |_| Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1 (b) (1) (ii) (F) (g) |_| Parent Holding Company, in accordance with 240.13d-1 (b) (ii) (G) (Note: See Item 7) (h) |_| Group, in accordance with 240.13d-1(b) (1) (ii) (H) Item 4. Ownership a) Amount beneficially owned: 2,075,000 b) Percent of Class: 5.7% c) Number of shares: (i) Sole voting power -- 2,075,000 (ii) Shared voting power -- 0 (iii) Sole disposal power -- 2,075,000 (iv) Shared disposal power - 0 Item 5. Less than 5% beneficial ownership If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. More than 5% on behalf of another na Item 7. Subsidiary na Item 8. If group na Item 9. Notice of Dissolution na Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date January 30, 2023 By: /s/ James G. Kennedy, Partner --------------------------------------- Name, Title

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Date

Price Target

Rating

Analyst

4/28/2025

$5.50

Buy

Craig Hallum

1/3/2025

$3.00 → $5.00

Buy

H.C. Wainwright

8/9/2021

$5.50 → $3.50

Buy

HC Wainwright & Co.

SEC Form SC 13G/A filed by LightPath Technologies Inc. (Amendment)

2/3/23 3:09:37 PM ET

$LPTH

Semiconductors

Technology

Get the next $LPTH alert in real time by email

Date

Price Target

Rating

Analyst

4/28/2025

$5.50

Buy

Craig Hallum

1/3/2025

$3.00 → $5.00

Buy

H.C. Wainwright

8/9/2021

$5.50 → $3.50

Buy

HC Wainwright & Co.

SEC Form SC 13G/A filed by LightPath Technologies Inc. (Amendment)

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Recent Analyst Ratings for
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SEC Form SC 13G/A filed by LightPath Technologies Inc. (Amendment)

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Recent Analyst Ratings for
$LPTH

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Insider Trading

SEC Form 4 filed by Director Ellis Thomas B

SEC Form 4 filed by Director Crider Kimberly Anne

SEC Form 4 filed by Director Creviston Steven E

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Press Releases

LightPath Technologies Reports Fiscal 2025 Fourth Quarter and Full Year Financial Results

LightPath Technologies to Host Fourth Quarter Fiscal 2025 Earnings Call on September 25 at 5:00 p.m. Eastern Time

LightPath Technologies Awarded $22.1 Million Follow-on Purchase Order to Supply Advanced Infrared Camera Systems

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Insider Purchases

Chief Executive Officer Rubin Shmuel bought $2,452 worth of shares (1,000 units at $2.45), increasing direct ownership by 0.44% to 227,722 units (SEC Form 4)

Director Crider Kimberly Anne bought $2,510 worth of shares (1,000 units at $2.51), increasing direct ownership by 2% to 44,796 units (SEC Form 4)

Chief Executive Officer Rubin Shmuel bought $2,560 worth of shares (1,000 units at $2.56), increasing direct ownership by 0.44% to 226,722 units (SEC Form 4)

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SEC Filings

SEC Form 10-K filed by LightPath Technologies Inc.

LightPath Technologies Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

SEC Form D filed by LightPath Technologies Inc.

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Financials

LightPath Technologies Reports Fiscal 2025 Fourth Quarter and Full Year Financial Results

LightPath Technologies to Host Fourth Quarter Fiscal 2025 Earnings Call on September 25 at 5:00 p.m. Eastern Time

LightPath Announces $8.0 Million Strategic Investment from Ondas Holdings and Unusual Machines

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Leadership Updates

LightPath Technologies Appoints Respected Photonics Veteran Stephen Mielke, Ph.D., as Vice President of Engineering

LightPath Technologies Issues Shareholder Letter and Provides Corporate Update

LightPath Technologies Taps Experienced Operations Professional Steven Garcia as Orlando General Manager

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Large Ownership Changes

Amendment: SEC Form SC 13G/A filed by LightPath Technologies Inc.

Amendment: SEC Form SC 13G/A filed by LightPath Technologies Inc.