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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Under the Securities Exchange Act of 1934
(Amendment No. 1)
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Mainstreet Bancshares, Inc.
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(Name of Issuer)
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Common Stock, par value $4.00 per share
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(Title of Class of Securities)
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56064Y100
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(CUSIP Number)
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December 31, 2021
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 56064Y100
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13G
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1
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NAMES OF REPORTING PERSONS
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EJF Capital LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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|||||
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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560,887
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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560,887
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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560,887
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.4% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA
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(1)
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Based on 7,595,781 shares of Common Stock, par value $4.00 per share (“Common Stock”), outstanding as of December 31, 2021, as reflected in the Form 8-K filed by the Issuer with the U.S. Securities and
Exchange Commission (“SEC”) on January 27, 2022.
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CUSIP No. 56064Y100
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13G
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1
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NAMES OF REPORTING PERSONS
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Emanuel J. Friedman
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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||||
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(a)☐
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|||||
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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560,887
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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560,887
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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560,887
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.4% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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(1)
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Based on 7,595,781 shares of Common Stock outstanding as of December 31, 2021, as reflected in the Form 8-K filed by the Issuer with the SEC on January 27, 2022.
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CUSIP No. 56064Y100
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
|
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EJF Sidecar Fund, Series LLC – Small Financial Equities Series
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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||||
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(a)☐
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|||||
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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402,288
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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402,288
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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402,288
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||||
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.3% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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||||
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(1)
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Based on 7,595,781 shares of Common Stock outstanding as of December 31, 2021, as reflected in the Form 8-K filed by the Issuer with the SEC on January 27, 2022.
|
|
CUSIP No. 56064Y100
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
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EJF Financial Services Fund, LP
|
|
|
|||
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|
||||
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
|
(a)☐
|
|||||
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(b)☒
|
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|
|||
|
3
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SEC USE ONLY
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|||
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||||
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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|||
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|
||||
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
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0
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|||
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|
||||
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6
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SHARED VOTING POWER
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158,599
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|||
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||||
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7
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SOLE DISPOSITIVE POWER
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0
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|||
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||||
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8
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SHARED DISPOSITIVE POWER
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||
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158,599
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|||
|
|
|
||||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
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158,599
|
|
|
|||
|
|
|
||||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
|
☐
|
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|
|||
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|
||||
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
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2.1% (1)
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|||
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||||
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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|||
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||||
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(1)
|
Based on 7,595,781 shares of Common Stock outstanding as of December 31, 2021, as reflected in the Form 8-K filed by the Issuer with the SEC on January 27, 2022.
|
|
CUSIP No. 56064Y100
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
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EJF Financial Services GP, LLC
|
|
|
|||
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|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
|
(a)☐
|
|||||
|
(b)☒
|
|
|
|||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
Delaware
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
6
|
SHARED VOTING POWER
|
|
|
||
|
158,599
|
|
|
|||
|
|
|
||||
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7
|
SOLE DISPOSITIVE POWER
|
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|
||
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
158,599
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|
|
|||
|
|
|
||||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
158,599
|
|
|
|||
|
|
|
||||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
|
☐
|
|
|
|||
|
|
|
||||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
|
2.1% (1)
|
|
|
|||
|
|
|
||||
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
OO
|
|
|
|||
|
|
|
||||
|
(1)
|
Based on 7,595,781 shares of Common Stock outstanding as of December 31, 2021, as reflected in the Form 8-K filed by the Issuer with the SEC on January 27, 2022.
|
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Item 1. (a)
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Name of Issuer
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Mainstreet Bancshares, Inc.
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Item 1. (b)
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Address of Issuer’s Principal Executive Offices
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10089 Fairfax Boulevard
Fairfax, VA 22030
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Item 2. (a)
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Name of Person Filing
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This Amendment No. 1 to Schedule 13G is being filed on behalf of the following persons (the “Reporting Persons”)*:
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(i)
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EJF Capital LLC;
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(ii)
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Emanuel J. Friedman;
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(iii)
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EJF Sidecar Fund, Series LLC – Small Financial Equities Series;
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(iv)
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EJF Financial Services Fund, LP (the “Financial Services Fund”); and
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(v)
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EJF Financial Services GP, LLC
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*Attached as Exhibit A is a copy of an agreement among the Reporting Persons that this Amendment No. 1 to Schedule 13G is being filed on behalf of each of them.
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||
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Item 2. (b)
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Address of Principal Business Office or, if None, Residence
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The address of the principal business office of each reporting person is:
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2107 Wilson Boulevard
Suite 410
Arlington, VA 22201
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Item 2. (c)
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Citizenship
|
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See Item 4 of the attached cover pages.
|
||
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Item 2. (d)
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Title of Class of Securities
|
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|
Common Stock, par value $4.00 per share (“Common Stock”)
|
||
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Item 2. (e)
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CUSIP Number
|
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56064Y100
|
||
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Item 3.
|
||
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Not Applicable.
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||
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Item 4.
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Ownership
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(a)
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Amount beneficially owned:
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See Item 9 of the attached cover pages.
|
||
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(b)
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Percent of class:
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See Item 11 of the attached cover pages.
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||
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
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|
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See Item 5 of the attached cover pages.
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||
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(ii)
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Shared power to vote or to direct the vote:
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See Item 6 of the attached cover pages.
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||
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(iii)
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Sole power to dispose or to direct the disposition:
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See Item 7 of the attached cover pages.
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||
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(iv)
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Shared power to dispose or to direct the disposition:
|
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See Item 8 of the attached cover pages
|
||
.
Each of EJF Sidecar Fund, Series LLC – Small Financial Equities Series and the Financial Services Fund is the record owner of the number of shares of Common Stock
shown on Item 9 of its respective cover page.
EJF Financial Services GP, LLC is the general partner of the Financial Services Fund and an investment manager of certain
affiliates thereof and may be deemed to share beneficial ownership of the shares of Common Stock of which the Financial Services Fund is the record owner.
EJF Capital LLC is the managing member of EJF Sidecar Fund, Series LLC – Small Financial Equities Series and the sole member of EJF Financial Services GP, LLC, and
may be deemed to share beneficial ownership of the shares of Common Stock of which such entities are the record owners.
Emanuel J. Friedman is the controlling member of EJF Capital LLC and may be deemed to share beneficial ownership of the shares of Common Stock over which EJF Capital
LLC may share beneficial ownership.
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Item 5.
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Ownership of Five Percent or Less of a Class
|
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Not Applicable.
|
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
|
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Not Applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
|
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Not Applicable.
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Item 8.
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Identification and Classification of Members of the Group
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Not Applicable.
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Item 9.
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Notice of Dissolution of Group
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Not Applicable.
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Item 10.
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Certification
|
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Not Applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Dated: February 11, 2022
|
|
EJF CAPITAL LLC
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|||
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By:
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/s/ David Bell
|
||
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Name:
|
David Bell
|
||
|
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Title:
|
General Counsel
|
||
|
|
EMANUEL J. FRIEDMAN
|
|||
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By:
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/s/ Emanuel J. Friedman
|
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Name:
|
Emanuel J. Friedman
|
||
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EJF SIDECAR FUND, SERIES LLC – SMALL FINANCIAL EQUITIES SERIES
|
|||
|
|
By:
Its:
|
EJF CAPITAL LLC
Managing Member
|
||
|
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By:
|
/s/ David Bell
|
||
|
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Name:
|
David Bell
|
||
|
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Title:
|
General Counsel
|
||
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EJF FINANCIAL SERVICES FUND, LP
|
|||
|
|
By:
Its:
|
EJF FINANCIAL SERVICES GP, LLC
General Partner
|
||
|
|
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
|
|
By:
|
/s/ David Bell
|
||
|
|
Name:
|
David Bell
|
||
|
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Title:
|
General Counsel
|
||
|
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EJF FINANCIAL SERVICES GP, LLC
|
|||
|
|
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
|
|
By:
|
/s/ David Bell
|
||
|
|
Name:
|
David Bell
|
||
|
|
Title:
|
General Counsel
|
||
EXHIBIT A
The undersigned, EJF Capital LLC, a Delaware limited liability company, Emanuel J. Friedman, EJF Sidecar Fund, Series LLC – Small Financial
Equities Series, a Delaware limited liability company, EJF Financial Services Fund, LP, a Delaware limited partnership, and EJF Financial Services GP, LLC, a Delaware limited liability company, hereby agree and acknowledge that the information
required by this Amendment No. 1 to Schedule 13G, to which this Agreement is attached as an exhibit, is filed on behalf of each of them. The undersigned further agree that any further amendments or supplements thereto shall also be filed on
behalf of each of them.
Dated: February 11, 2022
|
|
EJF CAPITAL LLC
|
|||
|
|
By:
|
/s/ David Bell
|
||
|
|
Name:
|
David Bell
|
||
|
|
Title:
|
General Counsel
|
||
|
|
EMANUEL J. FRIEDMAN
|
|||
|
|
By:
|
/s/ Emanuel J. Friedman
|
||
|
|
Name:
|
Emanuel J. Friedman
|
||
|
|
EJF SIDECAR FUND, SERIES LLC – SMALL FINANCIAL EQUITIES SERIES
|
|||
|
|
By:
Its:
|
EJF CAPITAL LLC
Managing Member
|
||
|
|
By:
|
/s/ David Bell
|
||
|
|
Name:
|
David Bell
|
||
|
|
Title:
|
General Counsel
|
||
|
|
EJF FINANCIAL SERVICES FUND, LP
|
|||
|
|
By:
Its:
|
EJF FINANCIAL SERVICES GP, LLC
General Partner
|
||
|
|
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
|
|
By:
|
/s/ David Bell
|
||
|
|
Name:
|
David Bell
|
||
|
|
Title:
|
General Counsel
|
||
|
|
EJF FINANCIAL SERVICES GP, LLC
|
|||
|
|
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
|
|
By:
|
/s/ David Bell
|
||
|
|
Name:
|
David Bell
|
||
|
|
Title:
|
General Counsel
|
||