SEC Form SC 13G/A filed by Network-1 Technologies Inc. (Amendment)
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Rule 13d-1(b)
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[X]
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Rule 13d-1(c)
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Rule 13d-1(d)
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CUSIP NO. 64121N109
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1
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NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
(ENTITIES ONLY)
Steven D. Heinemann
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) [ ]
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(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
1,961,201 (1)
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6
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SHARED VOTING POWER
-0-
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7
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SOLE DISPOSITIVE POWER
1,961,201 (1)
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,961,201 (1)
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.14%
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12
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TYPE OF REPORTING PERSON*
IN
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CUSIP NO. 64121N109
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1
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NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
(ENTITIES ONLY)
Goose Hill Capital LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) [ ]
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(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
1,376,068
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6
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SHARED VOTING POWER
-0-
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7
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SOLE DISPOSITIVE POWER
1,376,068
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,068
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.7%
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12
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TYPE OF REPORTING PERSON*
OO
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Item 1(a).
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Name of Issuer:
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Network-1 Technologies, Inc.
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Item 1(b).
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Address of Issuer's Principal Executive Offices:
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445 Park Avenue, Suite 912
New York, NY 10022
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Item 2(a).
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Name of Person Filing:
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This statement is filed by Steven D. Heinemann and Goose Hill Capital LLC.
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Item 2(b).
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Address of Principal Business Office or, if none, Residence:
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The address of the principal business office of Steven D. Heinemann and Goose Hill Capital LLC is 12378 Indian Road, North Palm Beach, Florida
33408
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Item 2(c).
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Citizenship:
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Steven D. Heinemann is a United States citizen. Goose Hill Capital LLC is a Florida limited liability company.
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Item 2(d).
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Title of Class of Securities:
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Common Stock, par value $0.01 per share
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Item 2(e).
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CUSIP Number:
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64121N109
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Item 3.
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Type of Reporting Person:
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Not applicable
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Item 4.
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Ownership.
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1. Steven D. Heinemann
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(a) Amount beneficially owned: 1,961,201 (1)
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(b) Percent of class: 8.14%
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(c)(i) Sole power to vote or direct the vote 1,961,201 (1)
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(ii) Shared power to vote or direct the vote: -0-
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(iii) Sole power to dispose or direct the disposition: 1,961,201 (1)
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(iv) Shared power to dispose or direct the disposition: -0-
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(1) Includes 1,376,068 shares of common stock owned by Goose Hill Capital LLC, of which Mr. Heinemann is the sole member.
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2. Goose Hill Capital LLC
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(a) Amount beneficially owned: 1,376,068
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(b) Percent of class: 5.7%
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(c)(i) Sole power to vote or direct the vote: 1,376,068
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(ii) Shared power to vote or direct the vote: -0-
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(iii) Sole power to dispose or direct the disposition: 1,376,068
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(iv) Shared power to dispose or direct the disposition: -0-
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Item 5-9.
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Not applicable.
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Item 10.
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Certification.
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/s/ Steven D. Heinemann |
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Steven D. Heinemann |
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GOOSE HILL CAPITAL LLC |
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Date: February 4, 2022
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By:
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/s/ Steven D. Heinemann |
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Name: Steven D. Heinemann |
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Title: Authorized Person |
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/s/ Steven D. Heinemann |
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Steven D. Heinemann |
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GOOSE HILL CAPITAL LLC |
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By:
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/s/ Steven D. Heinemann |
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Name: Steven D. Heinemann |
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Title: Authorized Person |
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