• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Dashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlerts
    Company
    AboutQuantisnow PlusContactJobs
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form SC 13G/A filed by Nicholas Financial Inc. (Amendment)

    2/10/23 2:42:23 PM ET
    $NICK
    Finance Companies
    Finance
    Get the next $NICK alert in real time by email
    SC 13G/A 1 SEC13G_Filing.htm SEC SCHEDULE 13G

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    SCHEDULE 13G

    Under the Securities Exchange Act of 1934

    (Amendment No. 1 )*

                

    Nicholas Financial Inc


    (Name of Issuer)

    Common Stock


    (Title of Class of Securities)

    65373J209


    (CUSIP Number)

    December 30, 2022


    (Date of Event Which Requires Filing of this Statement)

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

    [X] Rule 13d-1(b)
    [ ] Rule 13d-1(c)
    [ ] Rule 13d-1(d)

    * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

    The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes.)


    CUSIP No. 65373J209

    1. NAMES OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

    Dimensional Fund Advisors LP
    30-0447847
    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

    (a) [ ]
    (b) [X]
    3. SEC USE ONLY
    4. CITIZENSHIP OR PLACE OF ORGANIZATION

    Delaware Limited Partnership

    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

    5. SOLE VOTING POWER 456,454 ** see Note 1 **
    6. SHARED VOTING POWER 0
    7. SOLE DISPOSITIVE POWER 459,121 ** see Note 1 **
    8. SHARED DISPOSITIVE POWER 0
    9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

    459,121 ** see Note 1 **
    10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

    [ ]
    11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

    6.3%
    12. TYPE OF REPORTING PERSON

    IA

    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    


    Item 1.
    (a) Name of Issuer
    Nicholas Financial Inc
    (b) Address of Issuer's Principal Executive Offices
    Building C 2454, McMullen Booth Road, Clearwater, FL 33759
    Item 2.
    (a) Name of Person Filing
    Dimensional Fund Advisors LP
    (b) Address of Principal Business Office or, if None, Residence
    6300 Bee Cave Road, Building One, Austin, TX 78746
    (c) Citizenship
    Delaware Limited Partnership
    (d) Title of Class of Securities
    Common Stock
    (e) CUSIP Number
    65373J209
    Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
    (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
    (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
    (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
    (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
    (e) [X] An investment adviser in accordance with Rule 240.13d-1(b)(1)(ii)(E);
    (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 240.13d-1(b)(1)(ii)(F);
    (g) [ ] A parent holding company or control person in accordance with Rule 240.13d-1(b)(1)(ii)(G);
    (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    (j) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J).
    Item 4. Ownership.
    Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
    (a) Amount Beneficially Owned:
    459,121 ** see Note 1 **
    (b) Percent of Class:
    6.3%
    (c) Number of shares as to which such person has:
    (i) sole power to vote or to direct the vote 456,454 ** see Note 1 **
    (ii) shared power to vote or to direct the vote 0
    (iii) sole power to dispose or to direct the disposition of 459,121 ** see Note 1 **
    (iv) shared power to dispose or to direct the disposition of 0
    ** Note 1 ** Dimensional Fund Advisors LP, an investment adviser registered under Section 203 of the Investment Advisors Act of 1940, furnishes investment advice to four investment companies registered under the Investment Company Act of 1940, and serves as investment manager or sub-adviser to certain other commingled funds, group trusts and separate accounts (such investment companies, trusts and accounts, collectively referred to as the "Funds"). In certain cases, subsidiaries of Dimensional Fund Advisors LP may act as an adviser or sub-adviser to certain Funds. In its role as investment advisor, sub-adviser and/or manager, Dimensional Fund Advisors LP or its subsidiaries (collectively, "Dimensional") may possess voting and/or investment power over the securities of the Issuer that are owned by the Funds, and may be deemed to be the beneficial owner of the shares of the Issuer held by the Funds. However, all securities reported in this schedule are owned by the Funds. Dimensional disclaims beneficial ownership of such securities. In addition, the filing of this Schedule 13G shall not be construed as an admission that the reporting person or any of its affiliates is the beneficial owner of any securities covered by this Schedule 13G for any other purposes than Section 13(d) of the Securities Exchange Act of 1934.
    Item 5. Ownership of Five Percent or Less of Class.
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
    Item 6. Ownership of More than Five Percent on Behalf of Another Person.
    The Funds described in Note 1 above have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the securities held in their respective accounts. To the knowledge of Dimensional, the interest of any one such Fund does not exceed 5% of the class of securities. Dimensional Fund Advisors LP disclaims beneficial ownership of all such securities.
    Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
    Not Applicable
    Item 8. Identification and Classification of Members of the Group.

    Not Applicable. This schedule is not being filed pursuant to Rule 13d-1(b)(1)(ii)(J) or Rule 13d-1(d).
    Item 9. Notice of Dissolution of Group.

    Not Applicable
    Item 10. Certification.

    By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


    SIGNATURE

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

    Dimensional Fund Advisors LP
    By: Dimensional Holdings Inc., General Partner
    By: /s/ Selwyn Notelovitz
    Date: February 14, 2023
    Name: Selwyn Notelovitz
    Title: Global Chief Compliance Officer

    Get the next $NICK alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $NICK

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $NICK
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more
    • SEC Form SC 13G/A filed by Nicholas Financial Inc. (Amendment)

      SC 13G/A - NICHOLAS FINANCIAL INC (0001000045) (Subject)

      2/14/24 10:07:57 AM ET
      $NICK
      Finance Companies
      Finance
    • SEC Form SC 13G/A filed by Nicholas Financial Inc. (Amendment)

      SC 13G/A - NICHOLAS FINANCIAL INC (0001000045) (Subject)

      2/13/24 10:50:15 AM ET
      $NICK
      Finance Companies
      Finance
    • SEC Form SC 13G/A filed by Nicholas Financial Inc. (Amendment)

      SC 13G/A - NICHOLAS FINANCIAL INC (0001000045) (Subject)

      2/12/24 11:56:49 AM ET
      $NICK
      Finance Companies
      Finance

    $NICK
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • The Oregon Group Predicts up to 5-year Battery Nickel Supply Crunch

      TORONTO, Feb. 21, 2023 /PRNewswire/ - The supply of Class I nickel, essential for electric vehicle batteries, is expected to face a shortage for the next three to five years, according to a new report. The Oregon Group predicts a continued crunch in the nickel market despite increased production by Chinese nickel giant, Tsingshan. Supply of Class I nickel, essential for electric vehicle batteries, expected to face shortage for the next 3-5 years.The report examines key trends affecting the growth of Class I nickel supply and demand. These include geopolitical tensions, and the coming clash between the pressure to decarbonize supply chains and the high emissions of new and near-term nickel pr

      2/21/23 9:30:00 AM ET
      $BHP
      $NICK
      $VALE
      Coal Mining
      Energy
      Finance Companies
      Finance
    • Nicholas Financial Reports 1st Quarter Fiscal Year 2023 Results

      Originations year-over-year on new Contracts purchased for the three months ended June 30, 2022 increased by 10.1% compared to prior year first quarter.Originations year-over-year on Direct Loans for the three months ended June 30, 2022 increased by 43.2% compared to prior year first quarter.Finance Receivables, net grew by $0.8 million or 0.5% for the three months ended June 30, 2022. CLEARWATER, Fla., July 29, 2022 (GLOBE NEWSWIRE) -- Nicholas Financial, Inc. (NASDAQ:NICK) announced a net loss for the three months ended June 30, 2022 of $1.8 million compared to net income of $1.7 million for the three months ended June 30, 2021. Diluted net loss per share was $0.24 for the three months

      7/29/22 5:00:00 PM ET
      $NICK
      Finance Companies
      Finance
    • Nicholas Financial Announces Extension of Chief Financial Officer's Employment Agreement

      CLEARWATER, Fla., July 22, 2022 (GLOBE NEWSWIRE) -- Nicholas Financial, Inc. (NASDAQ:NICK) announced the extension of Irina Nashtatik's Employment Agreement as Chief Financial Officer (CFO) through June 30, 2024. The material terms of Ms. Nashtatik's Employment Agreement are disclosed in the Company's Form 8-K filed on the date thereof. For more information on Nicholas, visit www.nicholasfinancial.com. About Nicholas Financial, Inc. Nicholas Financial, Inc. (NASDAQ:NICK) is a specialized consumer finance company, operating branch locations in both Southeastern and Midwestern U.S. States. The Company engages primarily in acquiring and servicing automobile finance installment contracts ("

      7/22/22 4:00:51 PM ET
      $NICK
      Finance Companies
      Finance

    $NICK
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • CHIEF FINANCIAL OFFICER Krebs Charles bought $11,940 worth of shares (2,000 units at $5.97), increasing direct ownership by 82% to 4,436 units (SEC Form 4)

      4 - NICHOLAS FINANCIAL INC (0001000045) (Issuer)

      9/18/24 4:26:22 PM ET
      $NICK
      Finance Companies
      Finance
    • New insider Krebs Charles claimed ownership of 2,436 shares (SEC Form 3)

      3 - NICHOLAS FINANCIAL INC (0001000045) (Issuer)

      9/18/24 4:13:09 PM ET
      $NICK
      Finance Companies
      Finance
    • Director Peterson Adam K bought 3,077 shares, increasing direct ownership by 0.13% to 2,442,471 units (SEC Form 4)

      4 - NICHOLAS FINANCIAL INC (0001000045) (Issuer)

      6/12/24 7:59:24 PM ET
      $NICK
      Finance Companies
      Finance

    $NICK
    Leadership Updates

    Live Leadership Updates

    See more
    • Nicholas Financial Announces Appointment of Interim CEO

      CLEARWATER, Fla., May 10, 2022 (GLOBE NEWSWIRE) -- Nicholas Financial, Inc. (NASDAQ:NICK) announced today the appointment of Michael Rost as interim Chief Executive Officer of the Company effective May 9, 2022. Mr. Rost has worked at the Company for more than 20 years, most recently in the position of Vice President of Branch Operations. The Board appointed Mr. Rost in connection with the resignation by Douglas Marohn from his position as the Company's President and Chief Executive Officer. Jeffrey Royal, the Chairman of the Company's Board of Directors, commented: "The Board is excited to have Mike take over executive leadership on an interim basis. Mike has been successfully managing br

      5/10/22 5:25:00 PM ET
      $NICK
      Finance Companies
      Finance

    $NICK
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • CHIEF FINANCIAL OFFICER Krebs Charles bought $11,940 worth of shares (2,000 units at $5.97), increasing direct ownership by 82% to 4,436 units (SEC Form 4)

      4 - NICHOLAS FINANCIAL INC (0001000045) (Issuer)

      9/18/24 4:26:22 PM ET
      $NICK
      Finance Companies
      Finance
    • Director Peterson Adam K bought 3,077 shares, increasing direct ownership by 0.13% to 2,442,471 units (SEC Form 4)

      4 - NICHOLAS FINANCIAL INC (0001000045) (Issuer)

      6/12/24 7:59:24 PM ET
      $NICK
      Finance Companies
      Finance

    $NICK
    SEC Filings

    See more
    • Nicholas Financial Inc. filed SEC Form 8-K: Leadership Update, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Regulation FD Disclosure, Other Events, Financial Statements and Exhibits

      8-K - NICHOLAS FINANCIAL INC (0001000045) (Filer)

      9/27/24 4:00:07 PM ET
      $NICK
      Finance Companies
      Finance
    • Amendment: Nicholas Financial Inc. filed SEC Form 8-K: Financial Statements and Exhibits, Regulation FD Disclosure

      8-K/A - NICHOLAS FINANCIAL INC (0001000045) (Filer)

      8/29/24 4:00:11 PM ET
      $NICK
      Finance Companies
      Finance
    • Nicholas Financial Inc. filed SEC Form 8-K: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

      8-K - NICHOLAS FINANCIAL INC (0001000045) (Filer)

      8/27/24 1:37:18 PM ET
      $NICK
      Finance Companies
      Finance