SEC Form SC 13G/A filed by Odyssey Marine Exploration, Inc. (Amendment)
| UNITED STATES | ||
| SECURITIES AND EXCHANGE COMMISSION | ||
| Washington, D.C. 20549 | ||
SCHEDULE 13G
Under the Securities Exchange Act of
1934
(Amendment No. 6)*
Odyssey Marine Exploration, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
676118201
(CUSIP Number)
Ken Fried 333 E. 56th ST, APT 16G New York, NY 10022, 917-734-1487
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) |
| x | Rule 13d-1(c) |
| o | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 676118201 | |||||
| 1. | Names
of Reporting Persons
Ken Fried | ||||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
| (a) | o | ||||
| (b) | o | ||||
| 3. | SEC Use Only | ||||
| 4. | Citizenship
or Place of Organization New York | ||||
| Number
of Shares Beneficially Owned by Each Reporting Person With |
5. | Sole
Voting Power 716,576 | |||
| 6. | Shared
Voting Power 0 | ||||
| 7. | Sole
Dispositive Power 716,576 | ||||
| 8. | Shared
Dispositive Power 0 | ||||
| 9. | Aggregate
Amount Beneficially Owned by Each Reporting Person 716,576 | ||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
| 11. | Percent
of Class Represented by Amount in Row (9) 5.01% | ||||
| 12. | Type
of Reporting Person (See Instructions) IN | ||||
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| Item 1. | |||
| (a) | Name
of Issuer Odyssey Marine Exploration, Inc. | ||
| (b) | Address
of Issuer’s Principal Executive Offices Suite 210 Tampa, FL 33609 | ||
| Item 2. | |||
| (a) | Name
of Person Filing: This Schedule 13G is being filed by Mr. Ken Fried. | ||
| (b) | Address of the Principal Office or, if none, Residence 333
E 56th ST APT #16G | ||
| (c) | Citizenship New York | ||
| (d) | Title
of Class of Securities Common Stock | ||
| (e) | CUSIP
Number 676118201 | ||
| Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
| (a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
| (b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
| (c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
| (d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
| (e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
| (f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
| (g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
| (h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
| (i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
| (j) | o | Group, in accordance with § 240.13d-1(b)(1)(ii)(J). | |
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| Item 4. | Ownership. | ||
| (a) | Amount beneficially owned: 716,576 | ||
| (b) | Percent of class: . 5.01% | ||
| (c) | Number of shares as to which the person has: | ||
| (i) | Sole power to vote or to direct the vote. 716,576 | ||
| (ii) | Shared power to vote or to direct the vote. 0 | ||
| (iii) | Sole power to dispose or to direct the disposition of. 716,576 | ||
| (iv) | Shared power to dispose or to direct the disposition of. 0 | ||
| Item 5. | Ownership of Five Percent or Less of a Class. | ||
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨. | |||
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||
| Not Applicable. | |||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. | ||
| Not Applicable. | |||
| Item 8. | Identification and Classification of Members of the Group. | ||
| Not Applicable. | |||
| Item 9. | Notice of Dissolution of Group. | ||
| Not Applicable. | |||
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| Item 10. | Certification. |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| 1/4/22 | |
| Date | |
| /s/ Ken Fried | |
| Signature |
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