705573 103 (CUSIP Number) |
CUSIP No. 705573 10 3 |
1. | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Alan Trefler N/A | ||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) | ||||
3. | SEC Use Only | ||||
4. | Citizenship or Place of Organization United States |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. Sole Voting Power 39,944,673 | ||||
6. Shared Voting Power 36,000 | |||||
7. Sole Dispositive Power 39,944,673 | |||||
8. Shared Dispositive Power 36,000 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 39,980,673 | ||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ||||
11. | Percent of Class Represented by Amount in Row (9) 48.79 % | ||||
12. | Type of Reporting Person (See Instructions) IN |
Item 1. | |||||
(a) | Name of Issuer Pegasystems Inc. | ||||
(b) | Address of Issuer’s Principal Executive Offices 1 Main Street Cambridge, MA 02142 |
Item 2. | |||||
(a) | Name of Person Filing Alan Trefler | ||||
(b) | Address of Principal Business Office or, if none, Residence The business address of the reporting person is: c/o Pegasystems Inc. 1 Main Street Cambridge, MA 02142 |
(c) | Citizenship United States | ||||
(d) | Title of Class of Securities Common Stock, $.01 par value per share (the “Common Stock”), of Pegasystems Inc. | ||||
(e) | CUSIP Number 705573 10 3 | ||||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||||
(a) | Not Applicable. | ||||
Item 4. | Ownership | ||||
(a) | Amount beneficially owned: | ||||
39,980,673 shares of Common Stock which includes 36,000 shares held by the Trefler Foundation, of which Mr. Trefler is a trustee. Mr. Trefler has no pecuniary or beneficial interest in the 36,000 shares of Pegasystems Inc. stock which are held by the Trefler Foundation. Mr. Trefler retains voting and dispositive control over such shares. It also includes 151,576 shares, which Mr. Trefler has the right to acquire within sixty days of this filing. |
(b) | Percent of class: 48.79 % of the outstanding shares of Common Stock. The foregoing percentage was calculated based on the 81,792,506 shares of Common Stock outstanding as of December 31, 2021, and 151,576 shares, which Mr. Trefler has the right to acquire within sixty days of this filing. | |||||||
(c) | Number of shares as to which the person has: | |||||||
(i) | Sole power to vote or to direct the vote of 39,944,673 shares. | |||||||
(i) | Shared power to vote or to direct the vote of 36,000 shares. | |||||||
(i) | Sole power to dispose or to direct the disposition of 39,944,673 shares. | |||||||
(i) | Shared power to dispose or to direct the disposition of 36,000 shares. |
Item 5. | Ownership of Five Percent or Less of a Class | ||||
N/A | |||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||||
N/A |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. | ||||
N/A | |||||
Item 8. | Identification and Classification of Members of the Group | ||||
N/A | |||||
Item 9. | Notice of Dissolution of Group | ||||
N/A |