SEC Form SC 13G/A filed by Pimco Corporate & Income Strategy Fund (Amendment)
SECURITIES AND EXCHANGE COMMISSION
CUSIP No. | 72200U |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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BANK OF AMERICA CORPORATION 56-0906609 | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) □ | |||||
(b) ⌧ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
□ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.0 % | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
HC | |||||
FOOTNOTES | |||||
CUSIP No. | 72200U |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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BANK OF AMERICA, NA 94-1687665 | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) □ | |||||
(b) ⌧ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
□ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.0 % | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
BK | |||||
FOOTNOTES | |||||
The Series M (cusip 72200U209), Series T (cusip 72200U308), Series W (cusip 72200U407), Series TH (cusip 72200U506), and Series F (cusip 72200U605) shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME STRATEGY FUND on August 15, 2023. |
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(a)
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Name of Issuer
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PIMCO CORPORATE & INCOME STRATEGY FUND
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(b)
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Address of Issuer’s Principal Executive Offices
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1633 BROADWAY
NEW YORK, NY 10019 |
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(a)
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Name of Person Filing
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BANK OF AMERICA CORPORATION
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(b)
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Address of Principal Business Office or, if none, Residence
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BANK OF AMERICA CORPORATE CENTER
100 NORTH TRYON STREET CHARLOTTE, NC 28255 |
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(c)
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Citizenship
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Delaware
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(d)
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Title of Class of Securities
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Auction-Rate Preferred Shares
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(e)
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CUSIP Number
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72200U
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
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(a)
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□
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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□
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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□
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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□
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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□
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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□
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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⌧
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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□
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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□
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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□
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
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(k)
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□
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A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
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Item
4.
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Ownership.
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(a)
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Amount beneficially owned:
0
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(b)
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Percent of class: 0.0 %
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote:
0
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(ii)
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Shared power to vote or to direct the vote:
0
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(iii)
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Sole power to dispose or to direct the disposition of:
0
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(iv)
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Shared power to dispose or to direct the disposition of:
0
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Item 5.
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Ownership of Five Percent or Less of a Class
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company
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Item 8.
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Identification and Classification of Members of the Group
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Item 9.
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Notice of Dissolution of Group
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Item 10.
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Certification
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11. |
BANK OF AMERICA CORPORATION | |||
Date:
October 4, 2023
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By:
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/s/ Andres Ortiz | |
Andres Ortiz | |||
Title: Authorized Signatory, on behalf of Bank of America Corporation | |||
BANK OF AMERICA, NA | |||
Date:
October 4, 2023
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By:
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/s/ Andres Ortiz | |
Andres Ortiz | |||
Title: Authorized Signatory, on behalf of Bank of America, N.A. | |||
Footnotes:
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Attention:
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Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001)
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