SEC Form SC 13G/A filed by Portland General Electric Co (Amendment)
Washington, DC 20549
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
Portland General Electric Company
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(Name of Issuer)
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Common Stock, no par value per share
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(Title of Class of Securities)
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736508847
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(CUSIP Number)
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December 31, 2023
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No. 736508847
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1
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NAME OF REPORTING PERSONS
Zimmer Partners, LP |
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) ☐
(b) ☐ |
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
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SOLE VOTING POWER
0
|
||
6
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SHARED VOTING POWER
0 **
|
|||
7
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SOLE DISPOSITIVE POWER
0
|
|||
8
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SHARED DISPOSITIVE POWER
0 **
|
|||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 **
|
|||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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☐
|
||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% **
|
|||
12
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TYPE OF REPORTING PERSON*
IA, PN
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CUSIP No. 736508847
|
1
|
NAME OF REPORTING PERSONS
Zimmer Financial Services Group LLC |
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) ☐
(b) ☐ |
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
0 **
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
0 **
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 **
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
☐
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% **
|
|||
12
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TYPE OF REPORTING PERSON*
HC, OO
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CUSIP No. 736508847
|
1
|
NAME OF REPORTING PERSONS
Zimmer Partners GP, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) ☐
(b) ☐ |
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
0 **
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
0 **
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 **
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
☐
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%**
|
|||
12
|
TYPE OF REPORTING PERSON*
HC, OO
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CUSIP No. 736508847
|
1
|
NAME OF REPORTING PERSONS
Stuart J. Zimmer
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) ☐
(b) ☐ |
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
0 **
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
0 **
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 **
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
☐
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%**
|
|||
12
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TYPE OF REPORTING PERSON*
HC, IN
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(a) ☐ |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b) ☐ |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c) ☐ |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d) ☐ |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e) ☒ |
An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E).
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(f) ☐ |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g) ☒ |
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
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(h) ☐ |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
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(i) ☐ |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
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(j) ☐ |
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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(a) |
The Reporting Persons are not the beneficial owners of any Common Stock.
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(b) |
The Reporting Persons may be deemed the beneficial owners of 0% of the outstanding Common Stock.
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(c) |
The Reporting Persons do not have the shared power to vote and dispose of any Common Stock.
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Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Report on by the Parent Holding Company or Control Person
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Item 8 |
Identification and Classification of Members of the Group
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Item 9 |
Notice of Dissolution of Group
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Item 10 |
Certification.
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