SEC Form SC 13G/A filed by Renalytix plc (Amendment)

☐

Rule 13d-1(b)

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Rule 13d-1(c)

☒

Rule 13d-1(d)

CUSIP No. 75973T101 (American Depository Shares)

13G/A

(1)	Includes 204,501 Ordinary Shares issuable upon exercise of vested options (“Options”). The voting and investment authority of the Ordinary Shares is vested in those persons who from time to time are the executive officers of ISMMS.

(2)	Ownership calculation based on 74,760,432 Ordinary Shares to be outstanding as of April 12, 2022, as reported by the Issuer in a press release dated April 8, 2022.

CUSIP No. 75973T101 (American Depository Shares)

13G/A

(1)

MSH is the record and beneficial owner of 948,750 American Depository Shares (“ADS”), equivalent to a total of 1,897,500 Ordinary Shares. Each ADS represents the right to receive two Ordinary Shares of Issuer. The voting and investment authority of the ADS, and underlying Ordinary Shares, is vested in those persons who from time to time are the executive officers of MSH.

(2)	Ownership calculation based on 74,760,432 Ordinary Shares to be outstanding as of April 12, 2022, as reported by the Issuer in a press release dated April 8, 2022.

CUSIP No. 75973T101 (American Depository Shares)

13G/A

(1)	As the sole member of MSH, MSHG may be deemed to beneficially own the ADS, and Ordinary Shares underlying ADS, held by MSH. MSHG disclaims beneficial ownership of all such securities.

CUSIP No. 75973T101 (American Depository Shares)

13G/A

Item 3.

If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a:

	(a)	☐	Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
	(b)	☐	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
	(c)	☐	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
	(d)	☐	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
	(e)	☐	An investment adviser in accordance with § 240.13d-l(b)(l)(ii)(E);
	(f)	☐	An employee benefit plan or endowment fund in accordance with § 240.13d-l(b)(l)(ii)(F);
	(g)	☐	A parent holding company or control person in accordance with § 240.13d-l(b)(l)(ii)(G);
	(h)	☐	A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
	(i)	☐	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
	(j)	☐	A non-U.S. institution in accordance with § 240.13d-l(b)(l)(ii)(J);
	(k)	☐	Group, in accordance with § 240.13d-l(b)(l)(ii)(K).

Item 4.

Ownership.

(a)

Amount beneficially owned:

(b)

Percent of class:

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote

(ii)

Shared power to vote or to direct the vote

(iii)

Sole power to dispose or to direct the disposition of

(iv)

Shared power to dispose or to direct the disposition of

Item 5.

Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following c.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Persons.

Item 8.

Identification and Classification of Members of the Group.

Item 9.

Notice of Dissolution of Group.

Item 10.

Certification.

ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
By:	/s/ Stephen Harvey
Name:	Stephen Harvey
Title:	Chief Financial Officer
THE MOUNT SINAI HOSPITAL
By:	/s/ Stephen Harvey
Name:	Stephen Harvey
Title:	Chief Financial Officer
MOUNT SINAI HEALTH SYSTEM, INC.
By:	/s/ Stephen Harvey
Name:	Stephen Harvey
Title:	Chief Financial Officer
MOUNT SINAI HOSPITALS GROUP, INC.
By:	/s/ Stephen Harvey
Name:	Stephen Harvey
Title:	Chief Financial Officer

Attention:

Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001

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