• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Dashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlerts
    Company
    AboutQuantisnow PlusContactJobs
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form SC 13G/A filed by Retail Opportunity Investments Corp. (Amendment)

    2/7/23 1:40:05 PM ET
    $ROIC
    Real Estate Investment Trusts
    Real Estate
    Get the next $ROIC alert in real time by email
    SC 13G/A 1 Retail_Opportunity_Inv_Corp.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDED FILING RETAIL OPPORTUNITY INVESTMENTS CORP (NAME OF ISSUER) REIT (TITLE OF CLASS OF SECURITIES) 76131N101 (CUSIP NUMBER) 12/31/2022 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: (X) RULE 13D-1 (B) ( ) RULE 13D-1 (C) ( ) RULE 13D-1 (D) *THE REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING PERSON`S INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF SECURITIES, AND FOR ANY SUBSEQUENT AMENDMENT CONTAINING INFORMATION WHICH WOULD ALTER THE DISCLOSURES PROVIDED IN A PRIOR COVER PAGE. THE INFORMATION REQUIRED IN THE REMAINDER OF THIS COVER PAGE SHALL NOT BE DEEMED TO BE "FILED" FOR THE PURPOSE OF SECTION 18 OF THE SECURITIES EXCHANGE ACT OF 1934 ("ACT") OR OTHERWISE SUBJECT TO THE LIABILITIES OF THAT SECTION OF THE ACT BUT SHALL BE SUBJECT TO ALL OTHER PROVISIONS OF THE ACT (HOWEVER, SEE THE NOTES). CUSIP NO: 76131N101 13G PAGE 2 OF 5 PAGES 1. NAME OF REPORTING PERSON: STATE STREET CORPORATION I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON: 04-2456637 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP NOT APPLICABLE 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION BOSTON, MASSACHUSETTS 5. SOLE VOTING POWER 0 SHARES 6. SHARED VOTING POWER 6,301,363 7. SOLE DISPOSITIVE POWER 0 SHARES 8. SHARED DISPOSITIVE POWER 7,935,812 9. AGGREGATED AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,935,812 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES NOT APPLICABLE 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.37% 12. TYPE OF REPORTING PERSON HC CUSIP NO: 76131N101 13G PAGE 3 OF 5 PAGES ITEM 1. (A) NAME OF ISSUER RETAIL OPPORTUNITY INVESTMENTS CORP (B) ADDRESS OF ISSUER`S PRINCIPAL EXECUTIVE OFFICES 8905 TOWNE CENTRE DRIVE SUITE 108 SAN DIEGO CA 92122 UNITED STATES ITEM 2. (A) NAME OF PERSON FILING STATE STREET CORPORATION (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE STATE STREET FINANCIAL CENTER ONE LINCOLN STREET BOSTON, MA 02111 (FOR ALL REPORTING PERSONS) (C) CITIZENSHIP: SEE ITEM 4 (CITIZENSHIP OR PLACE OF ORGANIZATION) OF COVER PAGES (D) TITLE OF CLASS OF SECURITIES REIT (E) CUSIP NUMBER: 76131N101 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: SEE ITEM 12(TYPE OF REPORTING PERSON) OF THE COVER PAGE FOR EACH REPORTING PERSON AND THE TABLE BELOW, WHICH EXPLAINS THE MEANING OF THE TWO LETTER SYMBOLS APPEARING IN ITEM 12 OF THE COVER PAGES. SYMBOL CATEGORY BK BANK AS DEFINED IN SECTION 3(A) (6) OF THE ACT. IC INSURANCE COMPANY AS DEFINED IN SECTION 3 (A) (19) OF THE ACT IC INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT OF 1940. IA AN INVESTMENT ADVISOR IN ACCORDANCE WITH RULE 13D-1(B) (1) (II) (E). EP AN EMPLOYEE BENEFIT PLAN OR ENDOWMENT FUND IN ACCORDANCE WITH RULE 13D-1(B) (1) (II) (F) . HC A PARENT HOLDING COMPANY OR CONTROL PERSON IN ACCORDANCE WITH RULE 13D-1(B)(1)(II) (G). SA A SAVINGS ASSOCIATIONS AS DEFINED IN SECTION 3(B) OF THE FEDERAL DEPOSIT INSURANCE ACT (12 U.S.C. 1813). CP A CHURCH PLAN THAT IS EXCLUDED FROM THE DEFINITION OF AN INVESTMENT COMPANY UNDER SECTION 3(C)(14) OF THE INVESTMENT COMPANY ACT OF 1940. CUSIP NO: 76131N101 13G PAGE 4 OF 5 PAGES ITEM 4. OWNERSHIP THE INFORMATION SET FORTH IN ROWS 5 THROUGH 11 OF THE COVER PAGE HERETO FOR EACH OF THE REPORTING PERSONS IS INCORPORATED HEREIN BY REFERENCE. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON SEE EXHIBIT 1 ATTACHED HERETO ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE CUSIP NO: 76131N101 13G PAGE 5 OF 5 PAGES ITEM 10. CERTIFICATION BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED AND ARE HELD IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED AND ARE NOT HELD FOR THE PURPOSE OR WITH THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF THE SECURITIES AND WERE NOT ACQUIRED AND ARE NOT HELD IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING THAT PURPOSE OR EFFECT. SIGNATURES AFTER REASONABLE INQUIRY AND TO THE BEST OF HIS KNOWLEDGE AND BELIEF, EACH OF THE UNDERSIGNED CERTIFIES THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. STATE STREET CORPORATION ELIZABETH SCHAEFER SENIOR VICE PRESIDENT, DEPUTY CONTROLLER EXHIBIT 1 THE FOLLOWING TABLE LISTS THE IDENTITY AND ITEM 3 CLASSIFICATION OF EACH SUBSIDIARY OF STATE STREET CORPORATION, THE PARENT HOLDING COMPANY, THAT BENEFICIALLY OWNS THE ISSUER`S SECURITIES. PLEASE REFER TO ITEM 3 OF THE ATTACHED SCHEDULE 13G FOR A DESCRIPTION OF EACH OF THE TWO-LETTER SYMBOLS REPRESENTING THE ITEM 3 CLASSIFICATION BELOW. SUBSIDIARY ITEM 3 CLASSIFICATION SSGA FUNDS MANAGEMENT, INC. IA STATE STREET GLOBAL ADVISORS EUROPE LIMITED IA STATE STREET GLOBAL ADVISORS LIMITED IA STATE STREET GLOBAL ADVISORS TRUST COMPANY IA STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED IA STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. IA NOTE: ALL OF THE LEGAL ENTITIES ABOVE ARE DIRECT OR INDIRECT SUBSIDIARIES OF STATE STREET CORPORATION.
    Get the next $ROIC alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $ROIC

    DatePrice TargetRatingAnalyst
    11/5/2024Overweight → Sector Weight
    KeyBanc Capital Markets
    10/30/2024Outperform → Mkt Perform
    Raymond James
    10/24/2024$14.00Underperform
    BofA Securities
    4/5/2024$14.50 → $12.00Neutral → Underperform
    BofA Securities
    1/5/2024$16.00Sector Weight → Overweight
    KeyBanc Capital Markets
    11/6/2023$15.00 → $13.00Buy → Neutral
    BofA Securities
    9/20/2023$14.00 → $15.00Overweight → Equal Weight
    Wells Fargo
    9/5/2023$16.00Mkt Perform → Outperform
    Raymond James
    More analyst ratings

    $ROIC
    SEC Filings

    See more
    • SEC Form 15-12G filed by Retail Opportunity Investments Corp.

      15-12G - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Filer)

      2/24/25 7:00:08 AM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • SEC Form EFFECT filed by Retail Opportunity Investments Corp.

      EFFECT - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Filer)

      2/14/25 12:15:07 AM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • SEC Form EFFECT filed by Retail Opportunity Investments Corp.

      EFFECT - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Filer)

      2/14/25 12:15:05 AM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate

    $ROIC
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • Acushnet Holdings Set to Join S&P SmallCap 600

      NEW YORK, Feb. 10, 2025 /PRNewswire/ -- Acushnet Holdings Corp. (NYSE:GOLF) will replace Retail Opportunity Investments Corp. (NASD: ROIC) in the S&P SmallCap 600 effective prior to the opening of trading on Thursday, February 13. S&P 500 constituent Blackstone Inc. (NYSE:BX) is acquiring Retail Opportunity Investments in a deal expected to be completed soon, pending final closing conditions. Following is a summary of the changes that will take place prior to the open of trading on the effective date: Effective Date Index Name       Action Company Name Ticker GICS Sector Feb 13, 2025 S&P SmallCap 600 Addition Acushnet Holdings GOLF Consumer Discretionary Feb 13, 2025 S&P SmallCap 600 Delet

      2/10/25 6:32:00 PM ET
      $BX
      $GOLF
      $ROIC
      $SPGI
      Investment Managers
      Finance
      Recreational Games/Products/Toys
      Consumer Discretionary
    • Retail Opportunity Investments Corp. Stockholders Approve Acquisition by Blackstone Real Estate

      SAN DIEGO, Feb. 07, 2025 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC) ("ROIC" or the "Company") today announced that, at the concluded special meeting of stockholders held earlier today, its stockholders approved the all-cash acquisition of the Company by Blackstone Real Estate Partners X ("Blackstone"). The Company will provide final vote results for the special meeting, as certified by the independent Inspector of Election, on a Current Report on Form 8-K to be filed with the U.S. Securities and Exchange Commission (the "SEC"). As previously announced, the Company and affiliates of Blackstone have entered into a definitive merger agreement, pursuant to which s

      2/7/25 4:05:00 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • Retail Opportunity Investments Corp. Announces Tax Reporting Information for 2024 Distributions

      SAN DIEGO, Jan. 16, 2025 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC), announced today the federal tax treatment of the 2024 distributions on its shares of common stock. The federal tax treatment of the 2024 distributions as it is expected to be reported on Form 1099-DIV is as follows: Record DatePayable DateTotal Distribution per ShareOrdinary Income per ShareSection 199A Dividends1Total Capital Gain per ShareSection 1250 Recapture per Share2       03/15/202404/05/2024$0.1500$0.10140$0.10140$0.04860$0.0194306/14/202407/10/2024$0.1500$0.10140$0.10140$0.04860$0.0194309/20/202410/04/2024$0.1500$0.10140$0.10140$0.04860$0.0194312/20/202401/10/2025$0.1500$0.10140$0.101

      1/16/25 5:06:49 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate

    $ROIC
    Financials

    Live finance-specific insights

    See more

    $ROIC
    Leadership Updates

    Live Leadership Updates

    See more

    $ROIC
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    See more

    $ROIC
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    See more
    • Retail Opportunity Investments Corp. Announces Tax Reporting Information for 2024 Distributions

      SAN DIEGO, Jan. 16, 2025 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC), announced today the federal tax treatment of the 2024 distributions on its shares of common stock. The federal tax treatment of the 2024 distributions as it is expected to be reported on Form 1099-DIV is as follows: Record DatePayable DateTotal Distribution per ShareOrdinary Income per ShareSection 199A Dividends1Total Capital Gain per ShareSection 1250 Recapture per Share2       03/15/202404/05/2024$0.1500$0.10140$0.10140$0.04860$0.0194306/14/202407/10/2024$0.1500$0.10140$0.10140$0.04860$0.0194309/20/202410/04/2024$0.1500$0.10140$0.10140$0.04860$0.0194312/20/202401/10/2025$0.1500$0.10140$0.101

      1/16/25 5:06:49 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • Retail Opportunity Investments Corp. Reports 2024 Third Quarter Results

      SAN DIEGO, Oct. 22, 2024 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC) announced today financial and operating results for the three and nine months ended September 30, 2024. HIGHLIGHTS $32.1 million of net income attributable to common stockholders ($0.25 per diluted share)$33.2 million in Funds From Operations (FFO)(1) ($0.25 per diluted share)FFO per diluted share guidance for 2024 updated ($1.03 - $1.05 per diluted share)$68.8 million of dispositions in 3Q‘24 ($26.7 million gain on sale of real estate)97.1% portfolio lease rate at 9/30/24 (98.0% anchor lease rate, 96.0% non-anchor lease rate)450,623 square feet of leasing activity during 3Q‘24 (most active qu

      10/22/24 4:15:00 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • Retail Opportunity Investments Corp. Schedules Third Quarter Earnings Release and Conference Call

      SAN DIEGO, Sept. 11, 2024 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC) will issue financial and operational results for the third quarter ended September 30, 2024, after the market closes on Tuesday, October 22, 2024. The Company will conduct a conference call and audio webcast on Wednesday, October 23, 2024, at 9:00 a.m. Eastern Time / 6:00 a.m. Pacific Time. To participate in the conference call, click on the following link (ten minutes prior to the call) to register: https://register.vevent.com/register/BI1159e29665c0441fb6af478fc52e86a9 Once registered, participants will have the option of: 1) dialing in from their phone (using a PIN); or 2) clicking the "Ca

      9/11/24 9:00:00 AM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • Acushnet Holdings Set to Join S&P SmallCap 600

      NEW YORK, Feb. 10, 2025 /PRNewswire/ -- Acushnet Holdings Corp. (NYSE:GOLF) will replace Retail Opportunity Investments Corp. (NASD: ROIC) in the S&P SmallCap 600 effective prior to the opening of trading on Thursday, February 13. S&P 500 constituent Blackstone Inc. (NYSE:BX) is acquiring Retail Opportunity Investments in a deal expected to be completed soon, pending final closing conditions. Following is a summary of the changes that will take place prior to the open of trading on the effective date: Effective Date Index Name       Action Company Name Ticker GICS Sector Feb 13, 2025 S&P SmallCap 600 Addition Acushnet Holdings GOLF Consumer Discretionary Feb 13, 2025 S&P SmallCap 600 Delet

      2/10/25 6:32:00 PM ET
      $BX
      $GOLF
      $ROIC
      $SPGI
      Investment Managers
      Finance
      Recreational Games/Products/Toys
      Consumer Discretionary
    • Indiveri Michael J. bought $16,740 worth of shares (1,500 units at $11.16) (SEC Form 4)

      4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)

      11/1/23 4:16:41 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • Retail Opportunity Investments downgraded by KeyBanc Capital Markets

      KeyBanc Capital Markets downgraded Retail Opportunity Investments from Overweight to Sector Weight

      11/5/24 6:25:30 AM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • Retail Opportunity Investments downgraded by Raymond James

      Raymond James downgraded Retail Opportunity Investments from Outperform to Mkt Perform

      10/30/24 6:32:35 AM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • BofA Securities resumed coverage on Retail Opportunity Investments with a new price target

      BofA Securities resumed coverage of Retail Opportunity Investments with a rating of Underperform and set a new price target of $14.00

      10/24/24 6:39:21 AM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate

    $ROIC
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Non-Executive Chairman Baker Richard A. returned $6,488,055 worth of shares to the company (370,746 units at $17.50), closing all direct ownership in the company (SEC Form 4)

      4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)

      2/14/25 4:13:44 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • EVP CFO, TREASURER & SECRETARY Haines Michael B. returned $7,868,158 worth of shares to the company (449,609 units at $17.50) (SEC Form 4)

      4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)

      2/14/25 4:13:32 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • Director Indiveri Michael J. returned $1,803,970 worth of shares to the company (103,084 units at $17.50), closing all direct ownership in the company (SEC Form 4)

      4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)

      2/14/25 4:13:12 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate

    $ROIC
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more
    • SEC Form SC 13G/A filed by Retail Opportunity Investments Corp. (Amendment)

      SC 13G/A - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Subject)

      2/13/24 5:13:58 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • SEC Form SC 13G filed by Retail Opportunity Investments Corp.

      SC 13G - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Subject)

      2/13/24 3:27:03 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate
    • SEC Form SC 13G/A filed by Retail Opportunity Investments Corp. (Amendment)

      SC 13G/A - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Subject)

      1/30/24 1:46:14 PM ET
      $ROIC
      Real Estate Investment Trusts
      Real Estate