SEC Form SC 13G/A filed by Revelation Biosciences Inc. (Amendment)

CUSIP No. 76135L101

NAMES OF REPORTING PERSONS:

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

CITIZENSHIP OR PLACE OF ORGANIZATION:

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER:

0

SHARED VOTING POWER:

0

SOLE DISPOSITIVE POWER:

0

SHARED DISPOSITIVE POWER:

0

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):

CUSIP No. 76135L101

NAMES OF REPORTING PERSONS:

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

CITIZENSHIP OR PLACE OF ORGANIZATION:

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER:

0

SHARED VOTING POWER:

0

SOLE DISPOSITIVE POWER:

0

SHARED DISPOSITIVE POWER:

0

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):

Name of Issuer:

Address of Issuer’s Principal Executive Offices:

Name of Person Filing:

This statement is filed by:

(i)       Meteora Capital, LLC, a Delaware limited liability company (“Meteora Capital”) with respect to the common stock (as defined in Item 2(d)) held by certain funds and managed accounts to which Meteora Capital serves as investment manager (collectively, the “Meteora Funds”); and

(ii)       Vik Mittal, who serves as the Managing Member of Meteora Capital, with respect to the shares of common stock held by the Meteora Funds.

The foregoing persons are hereinafter sometimes collectively referred to as the "Reporting Persons."

The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Section 13 of the Act, the beneficial owner of the shares of Common Stock reported herein. 

Address of Principal Business Office or, if none, Residence:

The address of the principal business office for each of the Reporting Persons is:

840 Park Drive East, Boca Raton, FL 33444 

Citizenship:

Title of Class of Securities:

CUSIP Number:

76135L101

On January 10, 2022, the Issuer announced the Common Stock would trade under a new CUSIP 76135L101 as of January 11, 2022. The Issuer’s CUSIP as of December 31, 2021 was 716421102.

If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

(a) □ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b) □ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c) □ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d) □ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e) x An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);

(f) □ An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);

(g) x A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);

(h) □ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) □ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

(j) □ A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J);

(k) □ Group, in accordance with 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

The information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person.

Ownership of Five Percent or Less of a Class.

Ownership of More than Five Percent on Behalf of Another Person.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Identification and Classification of Members of the Group.

Notice of Dissolution of Group.

Certifications.

Meteora Capital, LLC

Vik Mittal

Meteora Capital, LLC

Vik Mittal