SEC Form SC 13G/A filed by Silver Spike Investment Corp. (Amendment)
$SSIC
Finance: Consumer Services
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
SILVER SPIKE INVESTMENT CORP.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Titles of Class of Securities)
828174102
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
| * |
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
|
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAME OF REPORTING PERSON
Graticule Asia Macro Master Fund Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
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SHARED VOTING POWER
0 |
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
0 |
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
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12
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TYPE OF REPORTING PERSON
CO |
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1
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NAME OF REPORTING PERSON
Graticule Asia Macro Fund LP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
|
SHARED VOTING POWER
0 |
|
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7
|
SOLE DISPOSITIVE POWER
0
|
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8
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SHARED DISPOSITIVE POWER
0 |
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
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11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
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12
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TYPE OF REPORTING PERSON
PN |
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1
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NAME OF REPORTING PERSON
Graticule Asia Macro Fund Ltd.
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
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3
|
SEC USE ONLY
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4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
|
SHARED VOTING POWER
0 |
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
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8
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SHARED DISPOSITIVE POWER
0 |
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
|
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11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
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12
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TYPE OF REPORTING PERSON
CO |
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1
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NAME OF REPORTING PERSON
Graticule Managed Fund C Master Fund Ltd
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3
|
SEC USE ONLY
|
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4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
|
SHARED VOTING POWER
0 |
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0 |
|
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9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
|
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12
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TYPE OF REPORTING PERSON
CO |
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|
1
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NAME OF REPORTING PERSON
Graticule Managed Fund C Ltd
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
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3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
|
SHARED VOTING POWER
0 |
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
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8
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SHARED DISPOSITIVE POWER
0 |
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
|
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11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
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12
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TYPE OF REPORTING PERSON
CO |
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1
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NAME OF REPORTING PERSON
CMAP Graticule Fund Limited
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
|
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3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
|
SHARED VOTING POWER
0 |
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
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|
8
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SHARED DISPOSITIVE POWER
0 |
|
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9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
|
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12
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TYPE OF REPORTING PERSON
CO |
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1
|
NAME OF REPORTING PERSON
Graticule Asia Macro Advisors LLC
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|
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
|
SHARED VOTING POWER
0 |
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0 |
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
|
|
12
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TYPE OF REPORTING PERSON
OO |
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|
1
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NAME OF REPORTING PERSON
Graticule Asset Management Asia, L.P.
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
|
SHARED VOTING POWER
0 |
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0 |
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
|
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12
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TYPE OF REPORTING PERSON
PN |
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|
1
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NAME OF REPORTING PERSON
Graticule Asset Management Asia General Partner (Cayman) Ltd.
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
|
SHARED VOTING POWER
0 |
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
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|
8
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SHARED DISPOSITIVE POWER
0 |
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
|
|
12
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TYPE OF REPORTING PERSON
CO |
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1
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NAME OF REPORTING PERSON
Adam Levinson
|
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
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3
|
SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Singapore |
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0 |
|
6
|
SHARED VOTING POWER
0 |
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0 |
|
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9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0% |
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12
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TYPE OF REPORTING PERSON
IN |
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Item 1(a). Name of Issuer:
Silver Spike Investment Corp.
Item 1(b). Address of Issuer’s Principal Executive Offices:
660 Madison Avenue, Suite 1800, New York, New York 10065
Item 2(a). Name of Person Filing:
This statement is being filed jointly pursuant to §240.13d-1(k)(1) on behalf of each of the following persons (collectively, the Reporting Persons”):
| (1) |
Graticule Asia Macro Master Fund Ltd.
|
| (2) |
Graticule Asia Macro Fund LP
|
| (3) |
Graticule Asia Macro Fund Ltd.
|
| (4) |
Graticule Managed Fund C Master Fund Ltd
|
| (5) |
Graticule Managed Fund C Ltd
|
| (6) |
CMAP Graticule Fund Limited
|
| (7) |
Graticule Asia Macro Advisors LLC
|
| (8) |
Graticule Asset Management Asia, L.P.
|
| (9) |
Graticule Asset Management Asia General Partner (Cayman) Ltd.
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| (10) |
Adam Levinson
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Item 2(b). Address of Principal Business Office or, if none, Residence:
The principal business address of each of Graticule Asia Macro Master Fund Ltd., Graticule Asia Macro Fund Ltd., Graticule Managed Fund C Master Fund Ltd, Graticule Managed Fund C Ltd,
CMAP Graticule Fund Limited, Graticule Asset Management Asia, L.P., and Graticule Asset Management Asia General Partner (Cayman) Ltd. is c/o Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104
The principal business address of each of Graticule Asia Macro Advisors LLC and Mr. Levinson is 1 Wallich Street, #16-03, Guoco Tower, Singapore 078881.
The principal business address of Graticule Asia Macro Fund LP is Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801.
Item 2(c). Citizenship:
See responses to Item 4 on each cover page.
Item 2(d). Titles of Classes of Securities:
Common Stock, par value $0.01 per share (“Common Stock”)
Item 2(e). CUSIP Number:
828174102.
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o).
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(b)
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☐
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Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
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(d)
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☐
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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☐
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Investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
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(f)
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☐
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Employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g)
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☐
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Parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
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(h)
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☐
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Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
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(i)
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☐
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Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
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(j)
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☐
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Non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
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(k)
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☐
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Group in accordance with §240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with §240. 13d-1(b)(1)(ii)(J), please specify the type of institution: ______________ .
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Item 4. Ownership.
| (a) |
Amount beneficially owned:
|
See responses to Item 9 on each cover page.
| (b) |
Percent of class:
|
See responses to Item 11 on each cover page.
| (c) |
Number of shares as to which such person has:
|
| (i) |
Sole power to vote or to direct the vote:
|
See responses to Item 5 on each cover page.
| (ii) |
Shared power to vote or to direct the vote:
|
See responses to Item 6 on each cover page.
| (iii) |
Sole power to dispose or to direct the disposition of:
|
See responses to Item 7 on each cover page.
| (iv) |
Shared power to dispose or to direct the disposition of:
|
See responses to Item 8 on each cover page.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of
securities, check the following ☒.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2023
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Graticule Asia Macro Master Fund Ltd.
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By: /s/ Oren Katz
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Name: Oren Katz
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Title: Authorized Signatory
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Graticule Asia Macro Fund LP
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By: /s/ Oren Katz
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Name: Oren Katz
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Title: Authorized Signatory
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Graticule Asia Macro Fund Ltd.
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By: /s/ Oren Katz
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Name: Oren Katz
|
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Title: Authorized Signatory
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Graticule Managed Fund C Master Fund Ltd
|
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By: /s/ Oren Katz
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Name: Oren Katz
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Title: Authorized Signatory
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Graticule Managed Fund C Ltd
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By: /s/ Oren Katz
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Name: Oren Katz
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Title: Authorized Signatory
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CMAP Graticule Fund Limited
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By: Graticule Asia Macro Advisors LLC, in its capacity as Trading Advisor
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By: /s/ Oren Katz
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Name: Oren Katz
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Title: Authorized Signatory
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Graticule Asia Macro Advisors LLC
|
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By: /s/ Oren Katz
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Name: Oren Katz
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Title: Authorized Signatory
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Graticule Asset Management Asia, L.P
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By: /s/ Oren Katz
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Name: Oren Katz
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Title: Authorized Signatory
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Graticule Asset Management Asia General Partner (Cayman) Ltd.
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By: /s/ Oren Katz
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Name: Oren Katz
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Title: Authorized Signatory
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Adam Levinson
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By: /s/ David Zimmerman
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Name: David Zimmerman, as Power of Attorney
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