CUSIP No. 83413U100
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13G/A
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||||||||||||||||||||||||
1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Michael S. Gross
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
|
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3
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SEC USE ONLY
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||||||||||||||||||||||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
||||||||||||||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
455,620
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|||||||||||||||||||||||
6
|
SHARED VOTING POWER
2,250,018
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||||||||||||||||||||||||
7
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SOLE DISPOSITIVE POWER
455,620
|
||||||||||||||||||||||||
8
|
SHARED DISPOSITIVE POWER
2,250,018
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||||||||||||||||||||||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,705,638
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐
|
||||||||||||||||||||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.4%**
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12
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TYPE OF REPORTING PERSON*
IN
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||||||||||||||||||||||||
*
|
SEE INSTRUCTIONS BEFORE FILLING OUT.
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||||||||||||||||||||||||
**
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SEE ITEM 4(B).
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CUSIP No. 83413U100
|
13G/A
|
||||||||||||||||||||||||
1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Bruce J. Spohler
|
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
|
||||||||||||||||||||||||
3
|
SEC USE ONLY
|
||||||||||||||||||||||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
||||||||||||||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
67,526
|
|||||||||||||||||||||||
6
|
SHARED VOTING POWER
2,371,524
|
||||||||||||||||||||||||
7
|
SOLE DISPOSITIVE POWER
67,526
|
||||||||||||||||||||||||
8
|
SHARED DISPOSITIVE POWER
2,371,524
|
||||||||||||||||||||||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,439,050
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||||||||||||||||||||||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐
|
||||||||||||||||||||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.8%**
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||||||||||||||||||||||||
12
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TYPE OF REPORTING PERSON*
IN
|
||||||||||||||||||||||||
*
|
SEE INSTRUCTIONS BEFORE FILLING OUT.
|
||||||||||||||||||||||||
**
|
SEE ITEM 4(B).
|
CUSIP No. 83413U100
|
13G/A
|
||||||||||||||||||||||||
1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Solar Capital Investors, LLC
|
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
|
||||||||||||||||||||||||
3
|
SEC USE ONLY
|
||||||||||||||||||||||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||||||||||||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
1,285,013
|
|||||||||||||||||||||||
6
|
SHARED VOTING POWER
0
|
||||||||||||||||||||||||
7
|
SOLE DISPOSITIVE POWER
1,285,013
|
||||||||||||||||||||||||
8
|
SHARED DISPOSITIVE POWER
0
|
||||||||||||||||||||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,285,013
|
||||||||||||||||||||||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐
|
||||||||||||||||||||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.0%**
|
||||||||||||||||||||||||
12
|
TYPE OF REPORTING PERSON*
OO
|
||||||||||||||||||||||||
*
|
SEE INSTRUCTIONS BEFORE FILLING OUT.
|
||||||||||||||||||||||||
**
|
SEE ITEM 4(B).
|
CUSIP No. 83413U100
|
13G/A
|
||||||||||||||||||||||||
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Solar Capital Investors II, LLC
|
||||||||||||||||||||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
|
||||||||||||||||||||||||
3
|
SEC USE ONLY
|
||||||||||||||||||||||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||||||||||||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
715,000
|
|||||||||||||||||||||||
6
|
SHARED VOTING POWER
0
|
||||||||||||||||||||||||
7
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SOLE DISPOSITIVE POWER
715,000
|
||||||||||||||||||||||||
8
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SHARED DISPOSITIVE POWER
0
|
||||||||||||||||||||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
715,000
|
||||||||||||||||||||||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐
|
||||||||||||||||||||||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.7%**
|
||||||||||||||||||||||||
12
|
TYPE OF REPORTING PERSON*
OO
|
||||||||||||||||||||||||
*
|
SEE INSTRUCTIONS BEFORE FILLING OUT.
|
||||||||||||||||||||||||
**
|
SEE ITEM 4(B).
|
CUSIP No. 83413U100
|
13G/A
|
||||||||||||||||||||||||
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
2013 Grantor Retained Annuity Trust
|
||||||||||||||||||||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
|
||||||||||||||||||||||||
3
|
SEC USE ONLY
|
||||||||||||||||||||||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
|
||||||||||||||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
20,000
|
|||||||||||||||||||||||
6
|
SHARED VOTING POWER
0
|
||||||||||||||||||||||||
7
|
SOLE DISPOSITIVE POWER
20,000
|
||||||||||||||||||||||||
8
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SHARED DISPOSITIVE POWER
0
|
||||||||||||||||||||||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,000
|
||||||||||||||||||||||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐
|
||||||||||||||||||||||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less Than 0.1%**
|
||||||||||||||||||||||||
12
|
TYPE OF REPORTING PERSON*
OO
|
||||||||||||||||||||||||
*
|
SEE INSTRUCTIONS BEFORE FILLING OUT.
|
||||||||||||||||||||||||
**
|
SEE ITEM 4(B).
|
Item 1(a)
|
Name of Issuer.
|
Item 1(b)
|
Address of Issuer’s Principal Executive Offices.
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Item 2(a)
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Name of Person Filing.
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Item 2(b)
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Address of Principal Business Office for All Reporting Persons.
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Item 2(c)
|
Citizenship or Place of Organization.
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Item 2(d)
|
Title of Class of Securities.
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Item 2(e)
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CUSIP Number.
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Item 3
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Reporting Person.
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Item 4
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Ownership.
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(a)
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Mr. Gross is the beneficial owner of 2,750,638 shares of Common Stock. Mr. Spohler is the beneficial owner of 2,439,050 shares of Common Stock. Solar I is the beneficial owner of 1,285,013 shares of Common Stock.
Solar II is the beneficial owner of 715,000 shares of Common Stock. The GRAT is the beneficial owner of 20,000 shares of Common Stock.
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(b)
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Mr. Gross is the beneficial owner of 6.4% of the outstanding Common Stock, and Mr. Spohler is the beneficial owner of 5.8% of the outstanding Common Stock. Solar I is the beneficial owner of 3.0% of the outstanding
Common Stock, and Solar II is the beneficial owner of 1.7% of the outstanding Common Stock. The GRAT is the beneficial owner of less than 0.1% of the outstanding Common Stock.
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(c)
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(i) Mr. Gross has sole voting and dispositive power with respect to 455,620 shares of Common Stock through his personal accounts, as the sole trustee of the GRAT and other family trusts and the sole participant in
the Profit Sharing Plan. Mr. Gross, as a controlling member of Solar I, Solar II and Solar Partners (and thus controlling the SCP Plan), has shared voting and dispositive power with respect 2,250,018 shares of Common Stock, which are held by
Solar I, Solar II and the SCP Plan.
|
Item 5
|
Ownership of Five Percent or Less of a Class.
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Item 6
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Ownership of More Than Five Percent on Behalf of Another Person.
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Item 7
|
Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.
|
Item 8
|
Identification and Classification of Members of the Group.
|
Item 9
|
Notice of Dissolution of Group.
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Item 10
|
Certification.
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/s/ Michael S. Gross
|
|||||
Michael S. Gross
|
|||||
/s/ Bruce J. Spohler
|
|||||
Bruce J. Spohler
|
|||||
SOLAR CAPITAL INVESTORS, LLC
|
|||||
By:
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/s/ Michael S. Gross
|
||||
Michael S. Gross
|
|||||
Managing Member
|
|||||
SOLAR CAPITAL INVESTORS II, LLC
|
|||||
By:
|
/s/ Michael S. Gross
|
||||
Michael S. Gross
|
|||||
Managing Member
|
|||||
2013 GRANTOR RETAINED ANNUITY TRUST
|
|||||
By:
|
/s/ Michael S. Gross
|
||||
Michael S. Gross
|
|||||
Trustee
|