SEC Form SC 13G/A filed by Smart Sand Inc. (Amendment)
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Rule 13d-1(b)
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Rule 13d-1(c)
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Rule 13d-1(d)
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
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SCHEDULE 13G
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CUSIP No. 83191H107
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Page 2 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
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Clearlake Capital Group, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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5,175,688
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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5,175,688
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,175,688
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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11.4%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA, PN
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SCHEDULE 13G
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CUSIP No. 83191H107
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Page 3 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
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José Enrique Feliciano
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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64,067
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6
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SHARED VOTING POWER
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5,175,688
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7
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SOLE DISPOSITIVE POWER
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64,067
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8
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SHARED DISPOSITIVE POWER
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5,175,688
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,239,755
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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11.6%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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SCHEDULE 13G
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CUSIP No. 83191H107
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Page 4 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
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Behdad Eghbali
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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5,175,688
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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5,175,688
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,175,688
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||||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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11.4%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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SCHEDULE 13G
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CUSIP No. 83191H107
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Page 5 of 9 Pages
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Item 1(a). |
Name of Issuer:
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Item 1(b). |
Address of Issuer’s Principal Executive Offices:
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Item 2(a). |
Name of Persons Filing:
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i) |
Clearlake Capital Group, L.P. (“Clearlake Capital Group”);
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ii) |
José Enrique Feliciano (“Mr. Feliciano”); and
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iii) |
Behdad Eghbali (“Mr. Eghbali”)
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Item 2(b). |
Address of Principal Business Office or, if none, Residence:
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Item 2(c). |
Citizenship:
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i) |
Clearlake Capital Group is a Delaware limited partnership;
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ii) |
Mr. Feliciano is a citizen of the United States of America; and
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iii) |
Mr. Eghbali is a citizen of the United States of America
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Item 2(d). |
Title of Class of Securities:
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Item 2(e). |
CUSIP Number:
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Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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SCHEDULE 13G
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CUSIP No. 83191H107
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Page 6 of 9 Pages
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Item 4.
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Ownership.
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(a) |
Amount beneficially owned:
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(b) |
Percent of class:
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(c) |
Number of shares as to which such person has:
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(i) |
Sole power to vote or to direct the vote: 0
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(ii) |
Shared power to vote or to direct the vote: 5,175,688
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(iii) |
Sole power to dispose or to direct the disposition of: 0
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(iv) |
Shared power to dispose or to direct the disposition of: 5,175,688
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(i) |
Sole power to vote or to direct the vote: 64,067
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(ii) |
Shared power to vote or to direct the vote: 5,175,688
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(iii) |
Sole power to dispose or to direct the disposition of: 64,067
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(iv) |
Shared power to dispose or to direct the disposition of: 5,175,688
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Item 5. |
Ownership of Five Percent or Less of a Class.
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Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certification.
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SCHEDULE 13G
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CUSIP No. 83191H107
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Page 7 of 9 Pages
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CLEARLAKE CAPITAL GROUP, L.P.
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By:
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/s/ John Cannon
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Name:
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John Cannon
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Attorney-in-Fact
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JOSÉ E. FELICIANO
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By:
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/s/ John Cannon
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Attorney-in-Fact
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BEHDAD EGHBALI
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By:
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/s/ John Cannon
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Attorney-in-Fact
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SCHEDULE 13G
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CUSIP No. 83191H107
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Page 8 of 9 Pages
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Exhibit No.
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1
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Joint Filing Agreement, dated February 14, 2023
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2
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Power of Attorney of Reporting Persons (incorporated by reference to Exhibit No. 2 to the Schedule 13G filed by the Reporting Persons on February 8, 2021)
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SCHEDULE 13G
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CUSIP No. 83191H107
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Page 9 of 9 Pages
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CLEARLAKE CAPITAL GROUP, L.P.
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By:
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/s/ John Cannon
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Name:
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John Cannon
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Attorney-in-Fact
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JOSÉ E. FELICIANO
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By:
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/s/ John Cannon
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Attorney-in-Fact
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BEHDAD EGHBALI
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By:
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/s/ John Cannon
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Attorney-in-Fact
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