SEC Form SC 13G/A filed by Spotify Technology S.A. (Amendment)
☐
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Rule 13d-1(b)
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☐
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Rule 13d-1(c)
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☒
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Rule 13d-1(d)
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CUSIP No. L8681T102
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Schedule 13G
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Page 1 of 8
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1
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NAMES OF REPORTING PERSONS
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Daniel Ek
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Sweden
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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31,931,376
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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31,931,376
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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31,931,376 |
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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Not Applicable
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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16.5%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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CUSIP No. L8681T102
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Schedule 13G
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Page 2 of 8
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1
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NAMES OF REPORTING PERSONS
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D.G.E. Holding Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Republic of Cyprus
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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|||
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||||
6
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SHARED VOTING POWER
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31,931,376
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|||
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||||
7
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SOLE DISPOSITIVE POWER
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0
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|||
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||||
8
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SHARED DISPOSITIVE POWER
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||
31,931,376
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|||
|
|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
31,931,376
|
|
|
|||
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|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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Not Applicable
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|||
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|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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16.5%
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|||
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|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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CUSIP No. L8681T102
|
Schedule 13G
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Page 3 of 8
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1
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NAMES OF REPORTING PERSONS
|
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D.G.E. Investments Limited
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|
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|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
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||
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|||
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||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Republic of Cyprus
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
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|||
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|
||||
6
|
SHARED VOTING POWER
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|
|
||
31,931,376
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
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|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
31,931,376
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
31,931,376
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
Not Applicable
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|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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|
||
16.5%
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|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
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CUSIP No. L8681T102
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Schedule 13G
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Page 4 of 8
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ITEM 1.
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(a) | Name of Issuer: |
(b) |
Address of Issuer’s Principal Executive Offices:
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ITEM 2. | (a) | Name of Person Filing: |
(b) |
Address or Principal Business Office:
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(c) |
Citizenship of each Reporting Person is:
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(d) |
Title of Class of Securities:
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(e) |
CUSIP Number:
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CUSIP No. L8681T102
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Schedule 13G
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Page 5 of 8
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ITEM 4. |
Ownership.
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Reporting Person
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Amount
beneficially
owned
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Percent
of class:
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Sole
power to
vote or
to direct
the
vote:
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Shared
power to
vote or to
direct the
vote:
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Sole
power to dispose or
to direct
the
disposition
of:
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Shared
power to
dispose or
to direct
the
disposition
of:
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Daniel Ek
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31,931,376
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16.5%
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0
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31,931,376
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0
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31,931,376
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D.G.E. Holding Limited
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31,931,376
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16.5%
|
0
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31,931,376
|
0
|
31,931,376
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D.G.E. Investments Limited
|
31,931,376
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16.5%
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0
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31,931,376
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0
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31,931,376
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ITEM 5. |
Ownership of Five Percent or Less of a Class.
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ITEM 6. |
Ownership of More than Five Percent on Behalf of Another Person.
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ITEM 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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CUSIP No. L8681T102
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Schedule 13G
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Page 6 of 8
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ITEM 8. |
Identification and Classification of Members of the Group.
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ITEM 9. |
Notice of Dissolution of Group.
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ITEM 10. |
Certification.
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CUSIP No. L8681T102
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Schedule 13G
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Page 7 of 8
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Date: February 2, 2023
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/s/ Daniel Ek
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Daniel Ek
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D.G.E. Holding Limited
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By:
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/s/ Margarita Hadjitofi
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Name:
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Margarita Hadjitofi
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Title:
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Director 1
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By:
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/s/ Yiannakis Procopiou
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Name:
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Yiannakis Procopiou
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Title:
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Director 2
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D.G.E. Investments Limited
|
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By:
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/s/ Margarita Hadjitofi
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Name:
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Margarita Hadjitofi
|
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Title:
|
Director 1
|
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By:
|
/s/ Yiannakis Procopiou
|
Name:
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Yiannakis Procopiou
|
|
Title:
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Director 2
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CUSIP No. L8681T102
|
Schedule 13G
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Page 8 of 8
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Exhibit No.
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Description
|
99
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Joint Filing Agreement (previously filed).
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