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    SEC Form SC 13G/A filed by Stellantis N.V. (Amendment)

    9/29/21 4:15:41 PM ET
    $STLA
    Auto Manufacturing
    Consumer Discretionary
    Get the next $STLA alert in real time by email
    SC 13G/A 1 brhc10029431_sc13ga.htm SC 13G/A

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    SCHEDULE 13G

    Under the Securities Exchange Act of 1934
    (Amendment No. 1)*

    STELLANTIS N.V.
    (Name of Issuer)
     
    Common Shares, par value €0.01
    (Title of Class of Securities)
     
    N82405106
    (CUSIP Number)
     
    September 13, 2021
    (Date of Event Which Requires Filing of this Statement)

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

      ☐
    Rule 13d-1(b)

      ☒
    Rule 13d-1(c)

      ☐
    Rule 13d-1(d)

    * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

    The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.



     CUSIP No. N82405106
    1
    NAMES OF REPORTING PERSONS
     
     
    Dongfeng Motor Group Co Ltd.
     
     
     
     
    2
    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
       
    (a)☐
       
    (b)☐
     
     
    3
    SEC USE ONLY
     
     
     
     
     
     
     
    4
    CITIZENSHIP OR PLACE OF ORGANIZATION
     
     
    People’s Republic of China
     
     
     
     
    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
    5
    SOLE VOTING POWER
     
     
    0
     
     
     
     
    6
    SHARED VOTING POWER
     
     
    139,223,907
     
     
     
     
    7
    SOLE DISPOSITIVE POWER
     
     
    0
     
     
     
     
    8
    SHARED DISPOSITIVE POWER
     
     
    139,223,907
     
     
     
     
    9
    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     
     
    139,223,907
     
     
     
     
    10
    CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
     
     
    ☐
     
     
     
     
    11
    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
     
     
    4.46%
     
     
     
     
    12
    TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
     
     
    CO
     
     
     
     


     CUSIP No. N82405106
    1
    NAMES OF REPORTING PERSONS
     
     
    Dongfeng Motor Investment (Wuhan) Co., Ltd.
     
     
     
     
    2
    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
       
    (a)☐
       
    (b)☐
     
     
    3
    SEC USE ONLY
     
     
     
     
     
     
     
    4
    CITIZENSHIP OR PLACE OF ORGANIZATION
     
     
    People’s Republic of China
     
     
     
     
    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
    5
    SOLE VOTING POWER
     
     
    0
     
     
     
     
    6
    SHARED VOTING POWER
     
     
    139,223,907
     
     
     
     
    7
    SOLE DISPOSITIVE POWER
     
     
    0
     
     
     
     
    8
    SHARED DISPOSITIVE POWER
     
     
    139,223,907
     
     
     
     
    9
    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     
     
    139,223,907
     
     
     
     
    10
    CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
     
     
    ☐
     
     
     
     
    11
    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
     
     
    4.46%
     
     
     
     
    12
    TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
     
     
    CO
     
     
     
     


     CUSIP No. N82405106
    1
    NAMES OF REPORTING PERSONS
     
     
    Dongfeng Motor (Hong Kong) International Co., Limited
     
     
     
     
    2
    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
       
    (a)☐
       
    (b)☐
     
     
    3
    SEC USE ONLY
     
     
     
     
     
     
     
    4
    CITIZENSHIP OR PLACE OF ORGANIZATION
     
     
    Hong Kong SAR, China
     
     
     
     
    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
    5
    SOLE VOTING POWER
     
     
    0
     
     
     
     
    6
    SHARED VOTING POWER
     
     
    139,223,907
     
     
     
     
    7
    SOLE DISPOSITIVE POWER
     
     
    0
     
     
     
     
    8
    SHARED DISPOSITIVE POWER
     
     
    139,223,907
     
     
     
     
    9
    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     
     
    139,223,907
     
     
     
     
    10
    CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
     
     
    ☐
     
     
     
     
    11
    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
     
     
    4.46%
     
     
     
     
    12
    TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
     
     
    CO
     
     
     
     


    Item 1(a).
    Name of Issuer:
    Stellantis N.V.
    Item 1(b).
    Address of Issuer’s Principal Executive Offices:
    Singaporestraat 92-100
    1175 RA Lijnden
    the Netherlands
    Item 2(a).
    Name of Person Filing:
    (i) Dongfeng Motor Group Co Ltd.
    (ii) Dongfeng Motor Investment (Wuhan) Co., Ltd.
    (iii) Dongfeng Motor (Hong Kong) International Co., Limited (collectively, the “Reporting Persons”)
    Item 2(b).
    Address of Principal Business Office, or, if none, Residence:
    (i) Dongfeng Motor Group Co Ltd.
    Special No.1 Dongfeng Road
    Wuhan Economic and Technology Development Zone, Wuhan Hubei PRC
     
    (ii) Dongfeng Motor Investment (Wuhan) Co., Ltd.
    Room 501, 5/F, Information Building
    Special No.1 Dongfeng Road
    Wuhan Economic and Technology Development Zone, Wuhan Hubei PRC
     
    (iii) Dongfeng Motor (Hong Kong) International Co., Limited
    2/F KAM CHUNG COMM BLDG 19-21 Hennessy RD WANCHAI, HONG KONG
    Item 2(c).
    Citizenship:
    (i) Dongfeng Motor Group Co Ltd. – People’s Republic of China
    (ii) Dongfeng Motor Investment (Wuhan) Co., Ltd. – People’s Republic of China
    (iii) Dongfeng Motor (Hong Kong) International Co., Limited – Hong Kong SAR, China
    Item 2(d).
    Title of Class of Securities:
    common shares, par value €0.01
    Item 2(e).
    CUSIP No.:
    N82405106


    Item 3.
    If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a:
     
    (a)
    ☐
    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
     
    (b)
    ☐
    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
     
    (c)
    ☐
    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
     
    (d)
    ☐
    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
     
    (e)
    ☐
    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
     
    (f)
    ☐
    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
     
    (g)
    ☐
    A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
     
    (h)
    ☐
    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
     
    (i)
    ☐
    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
     
    (j)
    ☐
    A non-U.S. institution in accordance with Section 240.13d–1(b)(1)(ii)(J).
     
    (k)
    ☐
    Group, in accordance with §240.13d-1(b)(1)(ii)(J).
       
    Item 4.
    Ownership
     
    The following information with respect to the ownership of the common shares of the Issuer (the “Shares”) by the Reporting Persons is provided as of September 13, 2021.

    Reporting Person
     
    Amount
    beneficially
    owned:
     
    Percent of
    class:
     
    Sole power to
    vote or direct
    the vote:
     
    Shared power to
    vote or to direct
    the vote:
     
    Sole power to
    dispose or to direct
    the disposition of:
     
    Shared power
    to dispose or to
    direct the
    disposition of:
     
    Dongfeng Motor Group Co Ltd.
     
    139,223,907
     
    4.46
    %
    0
     
    139,223,907
     
    0
     
    139,223,907
     
    Dongfeng Motor Investment (Wuhan) Co., Ltd.
     
    139,223,907
     
    4.46
    %
    0
     
    139,223,907
     
    0
     
    139,223,907
     
    Dongfeng Motor (Hong Kong) International Co., Limited
     
    139,223,907
     
    4.46
    %
    0
     
    139,223,907
     
    0
     
    139,223,907
     


    Item 5.
    Ownership of Five Percent or Less of a Class
     
    If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒
       
    Item 6.
    Ownership of More than Five Percent on Behalf of Another Person
     
    Not applicable.
       
    Item 7.
    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
     
    Not applicable.
       
    Item 8.
    Identification and Classification of Members of the Group
     
    Not applicable.
       
    Item 9.
    Notice of Dissolution of Group
     
    Not applicable.
       
    Item 10.
    Certifications
     
    By signing below, each of Dongfeng Motor Group Co Ltd., Dongfeng Motor Investment (Wuhan) Co., Ltd. and Dongfeng Motor (Hong Kong) International Co., Limited certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.


    SIGNATURE

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

    Dated: September 29, 2021

    Dongfeng Motor Group Co Ltd.
    By:
    /s/ Haitao LV
     
    Name:
    Haitao LV
     
    Title:
    Authorized Representative
         
    Dongfeng Motor Investment (Wuhan) Co., Ltd.
    By:
    /s/ Changling ZHOU
     
    Name:
    Changling ZHOU
     
    Title:
    Executive Director
         
    Dongfeng Motor (Hong Kong) International Co., Limited
    By:
    /s/ Xianzhi LIAO
     
    Name:
    Xianzhi LIAO
     
    Title:
    Director


    EXHIBIT INDEX
     
    Exhibit
     
    Description
         
    A
     
    Joint Filing Agreement (incorporated by reference to Exhibit A to the Schedule 13G filed on January 26, 2021 by the reporting persons with the Securities and Exchange Commission).



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