SEC Form SC 13G/A filed by StoneX Group Inc. (Amendment)

2/10/23 10:46:56 AM ET

Investment Bankers/Brokers/Service

Finance

Get the next $SNEX alert in real time by email

SC 13G/A 1 snex13g3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No.: 3 Name of Issuer: StoneX Group Inc Title of Class of Securities: Common CUSIP Number: 861896108 December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-l(b) / / Rule 13d-l(c) / / Rule 13d-l(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 861896108 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Nine Ten Capital Management LLC - IRS # 46-5220958 2. Check the Appropriate Box if a Member of a Group a. / / b. // 3. SEC Use Only 4. Citizenship or Place of Organization Evanston, IL 5. Sole Voting Power: 793,272 6. Shared Voting Power: 0 7. Sole Dispositive Power: 793,272 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 793,272 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares / / 11. Percent of Class Represented by Amount in Row (9): 3.9% 12. Type of Reporting Person: IA -2- CUSIP Number: 861896108 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Nine Ten Partners LP - IRS # 46-5301261 2. Check the Appropriate Box if a Member of a Group a. / / b. // 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 793,272 6. Shared Voting Power: 0 7. Sole Dispositive Power: 793,272 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 793,272 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares / / 11. Percent of Class Represented by Amount in Row (9): 3.9% 12. Type of Reporting Person: PN -3- CUSIP Number: 861896108 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Russell Mollen 2. Check the Appropriate Box if a Member of a Group a. / / b. // 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 793,272 6. Shared Voting Power: 0 7. Sole Dispositive Power: 793,272 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 793,272 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares / / 11. Percent of Class Represented by Amount in Row (9): 3.9% 12. Type of Reporting Person: HC -4- Item 1(a) Name of Issuer: StoneX Group Inc (b) Address of Issuer's Principal Executive Offices: 155 EAST 44TH STREET, Ste 900 NEW YORK, NY 10017 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing:` (a) Name of Person Filing Nine Ten Capital Management LLC (b) Address of the Principal Office or, if none, residence 1603 Orrington Ave, Ste 1650 Evanston, IL 60201 (c) Citizenship United States (d) Title of Class of Securities: Common (e) CUSIP Number: 861896108 Item 3. This statement is filed pursuant to Rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: / / Broker or Dealer registered under Section 15 of the Act. /x/ Investment Adviser in accordance with Section 240.13d-1 (b)(1)(ii)(E) Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. ~~(a) Amount beneficially owned 793,272 ----------------- (b) Percent of class 3.9% -----~~

(c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 793,272 ----------- (ii) Shared power to vote or to direct the vote 0 ----------- (iii) Sole power to dispose or to direct the 793,272 disposition of ----------- (iv) Shared power to dispose or to direct the 0 disposition of -----------

Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following /X/. Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A -5- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of the Group. N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: Michelle Katauskas _____________________________ _____2-10-2023____________ Title: CCO/COO Date

Get the next $SNEX alert in real time by email

Date

Price Target

Rating

Analyst

3/26/2025

Outperform

William Blair

SEC Form SC 13G/A filed by StoneX Group Inc. (Amendment)

2/10/23 10:46:56 AM ET

$SNEX

Investment Bankers/Brokers/Service

Finance

Get the next $SNEX alert in real time by email

Date

Price Target

Rating

Analyst

3/26/2025

Outperform

William Blair

SEC Form SC 13G/A filed by StoneX Group Inc. (Amendment)

Crush Q1 2026 with the Best AI Superconnector

Recent Analyst Ratings for
$SNEX

SEC Form SC 13G/A filed by StoneX Group Inc. (Amendment)

Crush Q1 2026 with the Best AI Superconnector

Recent Analyst Ratings for
$SNEX

$SNEX
Analyst Ratings

William Blair initiated coverage on StoneX Group

$SNEX
Insider Trading

Director Fowler John Moore sold $102,600 worth of shares (1,125 units at $91.20), decreasing direct ownership by 0.97% to 114,769 units (SEC Form 4)

Director Cooper Diane L. was granted 97 units of Restricted Shares of Common Stock, increasing direct ownership by 0.41% to 23,643 units (SEC Form 4)

Director Fowler John Moore was granted 145 units of Restricted Shares of Common Stock, increasing direct ownership by 0.13% to 115,894 units (SEC Form 4)

$SNEX
SEC Filings

SEC Form 10-K filed by StoneX Group Inc.

StoneX Group Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

SEC Form 13F-HR filed by StoneX Group Inc.

$SNEX
Press Releases

StoneX Group Inc. to Announce 2025 Fiscal Fourth Quarter Earnings on November 24, 2025

StoneX Strengthens European Presence with Strategic Acquisition of Plantureux et Associés

StoneX Expands Wealth Management Offering for Latin American Clients

$SNEX
Insider Purchases

Chairman of the Board Radziwill John bought $119,000 worth of shares (1,400 units at $85.00), increasing direct ownership by 1% to 100,240 units (SEC Form 4)

$SNEX
Financials

StoneX Group Inc. to Announce 2025 Fiscal Fourth Quarter Earnings on November 24, 2025

StoneX Acquires Right Corp, Expanding Global Trading Capabilities to Include Wholesale Meat Supply and Distribution

StoneX Group Inc. to Announce 2025 Fiscal Third Quarter Earnings on August 5, 2025

$SNEX
Leadership Updates

StoneX Strengthens European Presence with Strategic Acquisition of Plantureux et Associés

StoneX to Acquire Plantureux et Associés, Enhancing Its Competitive Position in European Commodities Markets

StoneX Unites with Women's Run Series to Champion Athletics Diversity

$SNEX
Large Ownership Changes