SEC Form SC 13G/A filed by TransAlta Corporation (Amendment)
TransAlta Corporation
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(Name of Issuer)
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Common Shares
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(Title of Class of Securities)
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89346D107
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(CUSIP Number)
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December 31, 2022
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(Date of Event Which Requires Filing of this Statement)
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1
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NAMES OF REPORTING PERSONS
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Marquard & Bahls AG
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Germany
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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15,033,000
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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15,033,000
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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15,033,000
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.5%1
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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Item 1(a). |
Name of Issuer:
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Item 1(b). |
Address of Issuer's Principal Executive Offices:
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Item 2(a). |
Name of Person Filing:
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Item 2(b). |
Address of Principal Business Office or, if none, Residence:
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Item 2(c). |
Citizenship:
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Item 2(d). |
Title of Class of Securities:
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Item 2(e). |
CUSIP Number:
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Item 3. |
If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing Is a(n):
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(a)
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☐ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
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(b) |
☐ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c) |
☐ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d) |
☐ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e) |
☐ Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
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(f) |
☐ Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
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(g) |
☐ Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
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(h) |
☐ Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐ Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
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(j) |
☐ A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J);
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(k) |
☐ Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Section
240.13d-1(b)(1)(ii)(J), please specify the type of institution:
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Item 4. |
Ownership.
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(a)
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Amount beneficially owned: 15,033,000
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(b) |
Percent of class: 5.5%2
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(c) |
Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote: 15,033,000
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(ii) |
Shared power to vote or to direct the vote: 0
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(iii) |
Sole power to dispose or to direct the disposition of: 15,033,000
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(iv) |
Shared power to dispose or to direct the disposition of: 0
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Item 5. |
Ownership of Five Percent or Less of a Class.
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Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certification.
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MARQUARD & BAHLS AG
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By:
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/s/ Stefan J. Schaefers | |
Name: Stefan J. Schaefers
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Title: General Counsel
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By:
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/s/ Irina Grigorenko | |
Name: Irina Grigorenko
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Title: Chief Investment Officer
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