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    SEC Form SC 13G/A filed by Windtree Therapeutics Inc. (Amendment)

    2/14/24 4:30:23 PM ET
    $WINT
    Biotechnology: Biological Products (No Diagnostic Substances)
    Health Care
    Get the next $WINT alert in real time by email
    SC 13G/A 1 tm246286d3_sc13ga.htm SC 13G/A

     

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    SCHEDULE 13G/A

    Under the Securities Exchange Act of 1934
    (Amendment No. 1)*

     

    WINDTREE THERAPEUTICS, INC.
    (Name of Issuer)
     
    COMMON STOCK, $0.001 PAR VALUE PER SHARE
    (Title of Class of Securities)
     
    97382D204
    (CUSIP Number)
     
    December 31, 2023
    (Date of Event Which Requires Filing of this Statement)

     

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     

      ¨ Rule 13d-1(b)
      x Rule 13d-1(c)
      ¨ Rule 13d-1(d)

     

    * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

     

    The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

     

    (Page 1 of 13 Pages)

     

     

     

     

      

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 2 of 13

     

    1

    NAMES OF REPORTING PERSONS

     

    Lincoln Park Capital Fund, LLC

    2

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

    (a) ¨

    (b) ¨

    3

    SEC USE ONLY

     

    4

    CITIZENSHIP OR PLACE OF ORGANIZATION

     

    Illinois



    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON WITH:

    5

    SOLE VOTING POWER

     

    0

    6

    SHARED VOTING POWER

     

    339,167

    7

    SOLE DISPOSITIVE POWER

     

    0

    8

    SHARED DISPOSITIVE POWER

     

    339,167

    9

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    339,167

    10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
    11

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    6.181%(1)/4.962%(2)

    12

    TYPE OF REPORTING PERSON

     

    OO

     

    (1) Represents the calculated percent share of beneficial ownership of Common Stock as of December 31, 2023.

    (2) Represents the calculated percent share of beneficial ownership of Common Stock as of February 9, 2024.

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 3 of 13

     

    1

    NAMES OF REPORTING PERSONS

     

    Lincoln Park Capital, LLC

    2

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

    (a) ¨

    (b) ¨

    3

    SEC USE ONLY

     

    4

    CITIZENSHIP OR PLACE OF ORGANIZATION

     

    Illinois



    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON WITH:

    5

    SOLE VOTING POWER

     

    0

    6

    SHARED VOTING POWER

     

    339,167

    7

    SOLE DISPOSITIVE POWER

     

    0

    8

    SHARED DISPOSITIVE POWER

     

    339,157

    9

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    339,167

    10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
    11

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    6.181%(1)/4.962%(2)

    12

    TYPE OF REPORTING PERSON

     

    OO

     

    (1) Represents the calculated percent share of beneficial ownership of Common Stock as of December 31, 2023.

    (2) Represents the calculated percent share of beneficial ownership of Common Stock as of February 9, 2024.

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 4 of 13

     

    1

    NAMES OF REPORTING PERSONS

     

    Rockledge Capital Corporation

    2

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

    (a) ¨

    (b) ¨

    3

    SEC USE ONLY

     

    4

    CITIZENSHIP OR PLACE OF ORGANIZATION

     

    Texas



    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON WITH:

    5

    SOLE VOTING POWER

     

    0

    6

    SHARED VOTING POWER

     

    339,167

    7

    SOLE DISPOSITIVE POWER

     

    0

    8

    SHARED DISPOSITIVE POWER

     

    339,167

    9

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    339,167

    10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
    11

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    6.181%(1)/4.962%(2)

    12

    TYPE OF REPORTING PERSON

     

    CO

     

    (1) Represents the calculated percent share of beneficial ownership of Common Stock as of December 31, 2023.

    (2) Represents the calculated percent share of beneficial ownership of Common Stock as of February 9, 2024.

     

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 5 of 13

     

    1

    NAMES OF REPORTING PERSONS

     

    Joshua B. Scheinfeld

    2

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

    (a) ¨

    (b) ¨

    3

    SEC USE ONLY

     

    4

    CITIZENSHIP OR PLACE OF ORGANIZATION

     

    United States



    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON WITH:

    5

    SOLE VOTING POWER

     

    0

    6

    SHARED VOTING POWER

     

    339,167

    7

    SOLE DISPOSITIVE POWER

     

    0

    8

    SHARED DISPOSITIVE POWER

     

    339,167

    9

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    339,167

    10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
    11

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    6.181%(1)/4.962%(2)

    12

    TYPE OF REPORTING PERSON

     

    IN

     

    (1) Represents the calculated percent share of beneficial ownership of Common Stock as of December 31, 2023.

    (2) Represents the calculated percent share of beneficial ownership of Common Stock as of February 9, 2024.

     

     

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 6 of 13

     

    1

    NAMES OF REPORTING PERSONS

     

    Alex Noah Investors, Inc.

    2

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

    (a) ¨

    (b) ¨

    3

    SEC USE ONLY

     

    4

    CITIZENSHIP OR PLACE OF ORGANIZATION

     

    Illinois



    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON WITH:

    5

    SOLE VOTING POWER

     

    0

    6

    SHARED VOTING POWER

     

    339,167

    7

    SOLE DISPOSITIVE POWER

     

    0

    8

    SHARED DISPOSITIVE POWER

     

    339,167

    9

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    339,167

    10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
    11

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    6.181%(1)/4.962%(2)

    12

    TYPE OF REPORTING PERSON

     

    CO

     

    (1) Represents the calculated percent share of beneficial ownership of Common Stock as of December 31, 2023.

    (2) Represents the calculated percent share of beneficial ownership of Common Stock as of February 9, 2024.

     

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 7 of 13

     

    1

    NAMES OF REPORTING PERSONS

     

    Jonathan I. Cope

    2

    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

    (a) ¨

    (b) ¨

    3

    SEC USE ONLY

     

    4

    CITIZENSHIP OR PLACE OF ORGANIZATION

     

    United States



    NUMBER OF

    SHARES

    BENEFICIALLY

    OWNED BY

    EACH

    REPORTING

    PERSON WITH:

    5

    SOLE VOTING POWER

     

    0

    6

    SHARED VOTING POWER

     

    339,167

    7

    SOLE DISPOSITIVE POWER

     

    0

    8

    SHARED DISPOSITIVE POWER

     

    339,167

    9

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    339,167

    10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
    11

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    6.181%(1)/4.962%(2)

    12

    TYPE OF REPORTING PERSON

     

    IN

     

    (1) Represents the calculated percent share of beneficial ownership of Common Stock as of December 31, 2023.

    (2) Represents the calculated percent share of beneficial ownership of Common Stock as of February 9, 2024.

     

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 8 of 13

     

    Item 1.  
       
      (a) Name of Issuer:
         
        Windtree Therapeutics, Inc., a Delaware corporation (“Issuer”)
         
      (b) Address of Issuer’s Principal Executive Offices:
         
        2600 Kelly Road, Suite 100
        Warrington, Pennsylvania
         
    Item 2.  
       
      (a) Name of Person Filing:
         
        Lincoln Park Capital Fund, LLC (“LPC Fund”)
        Lincoln Park Capital, LLC (“LPC”)
        Rockledge Capital Corporation (“RCC”)
        Joshua B. Scheinfeld (“Mr. Scheinfeld”)
        Alex Noah Investors, Inc. (“Alex Noah”)
        Jonathan I. Cope (“Mr. Cope” and, collectively with LPC Fund, LPC, RCC, Mr. Scheinfeld and Alex Noah, the “Reporting Persons”)
         
      (b) Address of Principal Business Office, or if None, Residence:
         
        The address of the principal business office of each of the Reporting Persons is:
        440 North Wells, Suite 410
        Chicago, Illinois 60654
         
      (c) Citizenship:
         
        LPC Fund is an Illinois limited liability company
        LPC is an Illinois limited liability company
        RCC is a Texas corporation
        Mr. Scheinfeld is a United States citizen
        Alex Noah is an Illinois corporation
        Mr. Cope is a United States citizen

     

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 9 of 13

     

      (d) Title of Class of Securities:
         
        Common Stock, par value $0.001 per share (“Common Stock”)
         
      (e) CUSIP Number:
         
        97382D204

     

    Item 3.

     

    If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

     

    (a) ¨ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
    (b) ¨ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
    (c) ¨ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
    (d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
    (e) ¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
    (f) ¨ An employee benefit plan or endowment fund in accordance with §240. 13d-1(b)(1)(ii)(F);
    (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
    (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    (j) ¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
    (k) ¨ Group, in accordance with §240.13d-1(b)(1)(ii)(K).
         
    If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution ______________________

     

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 10 of 13

     

    Item 4. Ownership.

     

    Reporting person  Amount
    beneficially
    owned1:
      Percent
    of class:
      Sole power
    to vote or
    direct
    the vote:
      Shared power
    to vote or
    to direct
    the vote:
      Sole power
    to dispose or to
    direct the
    disposition of:
      Shared power
    to dispose or to
    direct the
    disposition of:
    Lincoln Park Capital Fund, LLC  339,167  6.181%(2)/4.962%(3)  0  339,167  0  339,167
    Lincoln Park Capital, LLC  339,167  6.181%(2)/4.962%(3)  0  339,167  0  339,167
    Rockledge Capital Corporation  339,167  6.181%(2)/4.962%(3)  0  339,167  0  339,167
    Joshua B. Scheinfeld  339,167  6.181%(2)/4.962%(3)  0  339,167  0  339,167
    Alex Noah Investors, Inc.  339,167  6.181%(2)/4.962%(3)  0  339,167  0  339,167
    Jonathan I. Cope  339,167  6.181%(2)/4.962%(3)  0  339,167  0  339,167

     

    1  Represents (i) a warrant to purchase 307,167 shares of Common Stock (the “April Warrant”) purchased by LPC Fund directly from the Issuer in a private placement (the “Private Placement”) and (ii) a warrant to purchase 32,000 shares of Common Stock (the “January Warrant,” and together with the April Warrant, the “Warrants”) purchased by LPC Fund directly from the Issuer in the Issuer’s offering of warrants on January 24, 2023.

     

    2 As of December 31, 2023, LPC Fund beneficially owned, directly, (i) 32,000 shares currently exercisable under the January Warrant and (ii) 307,167 shares currently exercisable under the April Warrant. Based on the information contained in the Issuer’s Prospectus Supplement, filed with the Securities and Exchange Commission on November 9, 2023, there was a total of 5,148,219 shares of Common Stock outstanding as of November 7, 2023, which does not include the shares issuable upon exercise of the Warrants issued to LPC Fund. The percentage is calculated as of November 7, 2023, and assumes that all of the shares of Common Stock currently underlying the Warrants were issued and outstanding as of December 31, 2023.

     

    3 As of February 9, 2024, LPC Fund beneficially owned, directly, (i) 32,000 shares currently exercisable under the January Warrant and (ii) 307,167 shares currently exercisable under the April Warrant. Based on the information contained in the Issuer’s Prospectus Supplement, filed with the Securities and Exchange Commission on January 16, 2024, there was a total of 6,496,602 shares of Common Stock outstanding as of January 16, 2024, which does not include the shares issuable upon exercise of the Warrants issued to LPC Fund. The percentage is calculated as of January 16, 2024, and assumes that all of the shares of Common Stock currently underlying the Warrants were issued and outstanding as of February 9, 2024. The updated disclosure as of February 9, 2024 is included solely to reflect the beneficial ownership by the Reporting Persons of less than 5% of the outstanding shares of Common Stock and cessation of further reporting thereby on Schedule 13G.

     

    The January Warrant is currently exercisable at a price of $10.76 per share (subject to adjustment as provided in the January Warrant), subject to a 4.99% beneficial ownership cap that prohibits the issuance of shares of Common Stock upon exercise of the January Warrant to the extent such issuance would cause the holder’s beneficial ownership of Common Stock (as calculated pursuant to Section 13(d) of the Act and Rule 13d-3 promulgated thereunder) to exceed 4.99% of the outstanding Common Stock, and expires on January 24, 2028. The April Warrant will be issued and will become exercisable on April 24, 2023 at a price of $2.93 per share (subject to adjustment as provided in the April Warrant), subject to a 9.99% beneficial ownership cap that prohibits the issuance of shares of Common Stock upon exercise of the April Warrant to the extent such issuance would cause the holder’s beneficial ownership of Common Stock (as calculated pursuant to Section 13(d) of the Act and Rule 13d-3 promulgated thereunder) to exceed 9.99% of the outstanding Common Stock, and expires on April 24, 2028.

     

    LPC is the Managing Member of LPC Fund. RCC and Alex Noah are the Managing Members of LPC. Mr. Scheinfeld is the president and sole shareholder of RCC, as well as a principal of LPC. Mr. Cope is the president and sole shareholder of Alex Noah, as well as a principal of LPC. As a result of the foregoing, Mr. Scheinfeld and Mr. Cope have shared voting and shared investment power over the shares of Common Stock of the Issuer held directly by LPC Fund.

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 11 of 13

     

    Pursuant to Section 13(d) of the Act and the rules thereunder, each of LPC, RCC, Mr. Scheinfeld, Alex Noah, and Mr. Cope may be deemed to be a beneficial owner of the shares of Common Stock of the Issuer beneficially owned directly by LPC Fund.

     

    The foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of any shares of Common Stock owned by another Reporting Person. Pursuant to Rule 13d-4 of the Act, each of LPC, RCC, Mr. Scheinfeld, Alex Noah, and Mr. Cope disclaims beneficial ownership of the shares of Common Stock of the Issuer held directly by LPC Fund.

     

    Item 5. Ownership of Five Percent or Less of a Class.

     

    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

     

    Item 6. Ownership of More Than Five Percent on Behalf of Another Person.

     

    Not applicable.

     

    Item 7. Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

     

    Not applicable.

     

    Item 8. Identification and Classification of Members of the Group.

     

    Not applicable.

     

    Item 9. Notice of Dissolution of Group.

     

    Not applicable.

     

    Item 10. Certifications.

     

    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

     

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 12 of 13

     

    SIGNATURE

     

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

    Dated: February 14, 2024

     

    LINCOLN PARK CAPITAL FUND, LLC   LINCOLN PARK CAPITAL, LLC
         
    BY: LINCOLN PARK CAPITAL, LLC   BY: ROCKLEDGE CAPITAL CORPORATION
         
    BY: ROCKLEDGE CAPITAL CORPORATION    
           
         
    By: /s/ Joshua B. Scheinfeld   By: /s/ Joshua B. Scheinfeld
      Name: Joshua B. Scheinfeld     Name: Joshua B. Scheinfeld
      Title: President     Title: President
         
    LINCOLN PARK CAPITAL FUND, LLC   LINCOLN PARK CAPITAL, LLC
         
    BY: LINCOLN PARK CAPITAL, LLC   BY: ALEX NOAH INVESTORS, INC.
         
    BY: ALEX NOAH INVESTORS, INC.    
           
         
    By: /s/ Jonathan I. Cope   By: /s/ Jonathan I. Cope
      Name: Jonathan I. Cope     Name: Jonathan I. Cope
      Title: President     Title: President
         
    ROCKLEDGE CAPITAL CORPORATION   ALEX NOAH INVESTORS, INC.
         
         
    By: /s/ Joshua B. Scheinfeld   By: /s/ Jonathan I. Cope
      Name: Joshua B. Scheinfeld     Name: Jonathan I. Cope
      Title: President     Title: President
         
    JOSHUA B. SCHEINFELD   JONATHAN I. COPE
         
         
    By: /s/ Joshua B. Scheinfeld   By: /s/ Jonathan I. Cope
      Name: Joshua B. Scheinfeld     Name: Jonathan I. Cope
      Title: President     Title: President

     

     

     

     

    SCHEDULE 13G

     

    CUSIP NO. 97382D204 Page 13 of 13

     

    LIST OF EXHIBITS

     

    Exhibit No. Description
       
    99.1 Joint Filing Agreement

     

     

     

     

     

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      -- 2024 Net Sales Increased 6% to $19.4 Million -- -- Total Operating Expense Reduced 27% from 2023 Levels, Excluding Non-cash Amortization Expense -- -- Sales and Marketing Expense as a Percentage of Net Sales was 47% for 2024 and 31% for the Fourth Quarter, the Most Favorable Ratios since the PHEXXI Launch -- SAN DIEGO, March 24, 2025 /PRNewswire/ -- Women's health innovator Evofem Biosciences, Inc. (OTCQB:EVFM), today announced financial results for the fourth quarter and year ended December 31, 2024. Highlights include: EVFM) (PRNewsfoto/Evofem Biosciences, Inc.)" alt="Women's health innovator Evofem Biosciences (OTCQB:E

      3/24/25 8:30:00 AM ET
      $ADTX
      $EVFM
      $WINT
      Biotechnology: Pharmaceutical Preparations
      Health Care
      Biotechnology: Biological Products (No Diagnostic Substances)
    • Windtree Therapeutics Reports Third Quarter 2024 Financial Results and Provides Key Business Updates

      WARRINGTON, Pa., Nov. 27, 2024 (GLOBE NEWSWIRE) -- Windtree Therapeutics, Inc. ("Windtree" or "the Company") (NasdaqCM: WINT), a biotechnology company focused on advancing early and late-stage innovative therapies for critical conditions, today reported financial results for the third quarter ended September 30, 2024 and provided key business updates. "The third quarter of 2024 was marked with significant progress. We were very pleased with the SEISMiC B study results in early cardiogenic shock showing significant improvement in many measures of cardiac function and blood pressure along with a favorable safety profile in patients with heart failure and cardiogenic shock. There have been

      11/27/24 4:05:00 PM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care
    • President and CEO Fraser Craig bought $4,942 worth of shares (5,431 units at $0.91), increasing direct ownership by 169% to 8,638 units (SEC Form 4)

      4 - WINDTREE THERAPEUTICS INC /DE/ (0000946486) (Issuer)

      10/9/24 7:46:52 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care
    • Fraser Craig bought $2,550 worth of shares (2,500 units at $1.02), increasing direct ownership by 5% to 57,877 units (SEC Form 4)

      4 - WINDTREE THERAPEUTICS INC /DE/ (0000946486) (Issuer)

      9/28/23 7:24:59 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care
    • Fraser Craig bought $2,250 worth of shares (2,500 units at $0.90), increasing direct ownership by 5% to 55,377 units (SEC Form 4)

      4 - WINDTREE THERAPEUTICS INC /DE/ (0000946486) (Issuer)

      9/27/23 7:34:59 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care

    $WINT
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    • Windtree Therapeutics Announces Presentation of Preclinical Data on Istaroxime and a Selective SERCA2a Activator at the European Society of Cardiology Heart Failure Conference May 17, 2025

      WARRINGTON, Pa., May 12, 2025 (GLOBE NEWSWIRE) -- Windtree Therapeutics, Inc. ("Windtree" or the "Company") (NasdaqCM: WINT), a biotechnology company focused on becoming a revenue generating company and advancing early and late-stage innovative therapies for critical conditions and diseases, today announced istaroxime and a selective SERCA2a activator data furthering the demonstration of reduction in arrythmias in an animal study. The data is in a poster presentation at the European Society of Cardiology Heart Failure Conference. Windtree Therapeutics will present an e-poster at the ESC Heart Failure Congress on the impact of istaroxime and its metabolite analog (CVie216) in activating sa

      5/12/25 8:00:00 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care
    • Windtree Announces Istaroxime Exclusivity and Intellectual Property Potential Strategy for US

      WARRINGTON, Pa., May 06, 2025 (GLOBE NEWSWIRE) -- Windtree Therapeutics, Inc. ("Windtree" or the "Company") (NasdaqCM: WINT), a biotechnology company focused on becoming a revenue generating company and advancing early and late-stage innovative therapies for critical conditions and diseases, is pleased to announce it has received advice from intellectual property and FDA experts highlighting a U.S. strategy that can provide 7.5 years of U.S. exclusivity for istaroxime if it is approved by the FDA in cardiogenic shock. Specifically, as a never-before-approved active ingredient, istaroxime may receive New Chemical Entity (NCE) designation from the FDA. If the new drug application is approved

      5/6/25 8:18:20 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care
    • Windtree Announces Strategic Transaction to Drive Revenue Generation in Support of Ongoing Therapeutic Pipeline Development

      WARRINGTON, Pa., May 01, 2025 (GLOBE NEWSWIRE) -- Windtree Therapeutics, Inc. ("Windtree" or the "Company") (NasdaqCM: WINT), a biotechnology company focused on becoming a revenue generating company and advancing early and late-stage innovative therapies for critical conditions and diseases, is pleased to announce that it has entered an Assignment and Conditional Assumption Agreement with a seasoned real estate investment group pursuant to which it has gained the rights to purchase a 436 unit, multifamily residential property in Houston, Texas. The property is expected to contribute consistent rental revenue to the Company while it continues to develop its therapeutic pipeline. The planned

      5/1/25 8:30:00 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care

    $WINT
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    • Oppenheimer initiated coverage on Windtree Therapeutics with a new price target

      Oppenheimer initiated coverage of Windtree Therapeutics with a rating of Outperform and set a new price target of $8.00

      6/4/21 6:09:49 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care

    $WINT
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    • Windtree Announces the Addition of Leanne Kelly to Its Board of Directors

      WARRINGTON, Pa., Jan. 13, 2025 (GLOBE NEWSWIRE) -- Windtree Therapeutics, Inc. ("Windtree" or the "Company") (NasdaqCM: WINT), a biotechnology company focused on advancing early and late-stage innovative therapies for critical conditions and diseases, today announced the appointment of Leanne Kelly to its board of directors ("Board"). Ms. Kelly has significant public company executive experience and joins the Board as an independent director and chair of the audit committee. Ms. Kelly has served as GRI Bio's Chief Financial Officer since April 2023. She brings over 20 years of experience leading private and publicly traded companies across life science, technology and e-Commerce sectors w

      1/13/25 8:00:00 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care
    • Windtree Announces Leadership Transition Plan With Industry Veterans

      WARRINGTON, Pa., Nov. 14, 2024 (GLOBE NEWSWIRE) -- Windtree Therapeutics, Inc. ("Windtree" or the "Company") (NasdaqCM: WINT), a biotechnology company focused on advancing early and late-stage innovative therapies for critical conditions and diseases, today announced that Craig Fraser plans to retire from his role as Chief Executive Officer, effective December 1, 2024, after nearly nine years of distinguished service to the Company. Mr. Fraser will remain on the Board of Directors of the Company as Chairman. The Company's Board has appointed Jed Latkin, a current director of the Company, to replace Mr. Fraser as CEO and Mr. Latkin will also remain a member of the Board. Mr. Fraser has ser

      11/14/24 8:00:00 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care
    • Windtree Therapeutics Reports Second Quarter 2024 Financial Results and Provides Key Business Updates

      WARRINGTON, Pa., Aug. 20, 2024 (GLOBE NEWSWIRE) -- Windtree Therapeutics, Inc. ("Windtree" or the "Company") (NasdaqCM: WINT), a biotechnology company focused on advancing early and late-stage innovative therapies for critical conditions, today reported financial results for the second quarter ended June 30, 2024 and provided key business updates. "The second quarter of 2024 was marked with significant progress with our lead asset, istaroxime in development for the treatment of cardiogenic shock. We expect the istaroxime Phase 2 SEISMiC Extension study to complete enrollment in the next few weeks and we plan to report topline data by the end of the third quarter of 2024. We are also sup

      8/20/24 4:05:00 PM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care

    $WINT
    Large Ownership Changes

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    • Amendment: SEC Form SC 13G/A filed by Windtree Therapeutics Inc.

      SC 13G/A - WINDTREE THERAPEUTICS INC /DE/ (0000946486) (Subject)

      11/14/24 7:15:44 PM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care
    • SEC Form SC 13G filed by Windtree Therapeutics Inc.

      SC 13G - WINDTREE THERAPEUTICS INC /DE/ (0000946486) (Subject)

      11/14/24 3:40:27 PM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care
    • Amendment: SEC Form SC 13G/A filed by Windtree Therapeutics Inc.

      SC 13G/A - WINDTREE THERAPEUTICS INC /DE/ (0000946486) (Subject)

      11/14/24 8:53:39 AM ET
      $WINT
      Biotechnology: Biological Products (No Diagnostic Substances)
      Health Care